0001548468-19-000002.txt : 20190206 0001548468-19-000002.hdr.sgml : 20190206 20190206141533 ACCESSION NUMBER: 0001548468-19-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190206 DATE AS OF CHANGE: 20190206 EFFECTIVENESS DATE: 20190206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cognios Capital, LLC CENTRAL INDEX KEY: 0001548468 IRS NUMBER: 263288496 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15894 FILM NUMBER: 19570830 BUSINESS ADDRESS: STREET 1: 11250 TOMAHAWK CREEK PARKWAY CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-214-5000 MAIL ADDRESS: STREET 1: 11250 TOMAHAWK CREEK PARKWAY CITY: LEAWOOD STATE: KS ZIP: 66211 FORMER COMPANY: FORMER CONFORMED NAME: TCP Fund Management, LLC DATE OF NAME CHANGE: 20120426 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001548468 XXXXXXXX 12-31-2018 12-31-2018 Cognios Capital, LLC

11250 TOMAHAWK CREEK PARKWAY LEAWOOD KS 66211

13F HOLDINGS REPORT 028-15894 N Patrick Hayes 5136292763 GRAYDON COMPLIANCE SOLUTIONS, LLC FORT MITCHELL KY 02-04-2019 0 208 247261 false INFORMATION TABLE 2 SEC_13F_XML.xml ALPS ETF TR ALERIAN MLP ETF ETF 00162Q866 120 13701 SH SOLE 0 0 13701 AT&T INC COM 00206R102 861 30174 SH SOLE 24197 0 5977 AT&T INC COM 00206R102 1279 44840 SH DFND 44840 0 0 ABBVIE INC COM 00287y109 1111 12052 SH SOLE 9187 0 2865 ADOBE INC COM 00724f101 2573 11374 SH SOLE 8858 0 2516 ADVSHRS NEWFLEET MULTSECINC ETF 00768y727 556 11758 SH SOLE 0 0 11758 ADVANCED MICRO DEVIC COM 007903107 1048 56789 SH SOLE 45975 0 10814 AKAMAI TECHNOLOGIES INC COM 00971t101 897 14697 SH SOLE 10926 0 3771 AKAMAI TECHNOLOGIES INC COM 00971t101 1235 20221 SH DFND 20221 0 0 ALASKA AIR GROUP INC COM 011659109 705 11587 SH SOLE 10709 0 878 ALASKA AIR GROUP INC COM 011659109 1206 19820 SH DFND 19820 0 0 ALPHABET INC CAP STK CLC COM 02079k107 652 630 SH SOLE 39 0 591 ALPHABET INC. CLASS A COM 02079k305 3671 3514 SH SOLE 1751 0 1763 ALTRIA GROUP INC COM 02209s103 794 16094 SH SOLE 13589 0 2505 ALTRIA GROUP INC COM 02209s103 1242 25149 SH DFND 25149 0 0 AMAZON.COM INC COM 023135106 2933 1953 SH SOLE 1567 0 386 AMERICAN ELECTRIC POWER COM 025537101 917 12276 SH SOLE 9638 0 2638 AMERICAN ELECTRIC POWER COM 025537101 1333 17838 SH DFND 17838 0 0 AMERICAN WATER WORKS CO INC COM 030420103 380 4190 SH SOLE 0 0 4190 ANADARKO PETE CORP COM 032511107 1277 29147 SH SOLE 9570 0 19577 ANTHEM INC COM 036752103 1026 3910 SH SOLE 3092 0 818 APPLE INC COM 037833100 6833 43320 SH SOLE 22887 0 20432 ASSURANT INC COM 04621x108 764 8545 SH SOLE 7871 0 674 ASSURANT INC COM 04621x108 1302 14566 SH DFND 14566 0 0 BALL CORP COM 058498106 707 15377 SH SOLE 15377 0 0 BALL CORP COM 058498106 1308 28459 SH DFND 28459 0 0 BERKSHIRE HATHAWAY INCDEL CL A COM 084670108 2142 7 SH SOLE 0 0 7 BERKSHIRE HATHAWAY INCDEL CL B COM 084670702 2398 11748 SH SOLE 3647 0 8101 H&R BLOCK INC COM 093671105 882 34802 SH SOLE 27621 0 7181 H&R BLOCK INC COM 093671105 1296 51118 SH DFND 51118 0 0 BOEING CO COM 097023105 789 2447 SH SOLE 1893 0 554 CBOE GLOBAL MARKETS INC COM 12503m108 795 8134 SH SOLE 7244 0 890 CBOE GLOBAL MARKETS INC COM 12503m108 1311 13407 SH DFND 13407 0 0 C.H. ROBINSON WORLDWIDE INC COM 12541W209 814 9681 SH SOLE 8443 0 1238 C.H. ROBINSON WORLDWIDE INC COM 12541W209 1313 15626 SH DFND 15626 0 0 CME GROUP INC COM CL A COM 12572q105 864 4597 SH SOLE 4036 0 561 CME GROUP INC COM CL A COM 12572q105 1405 7469 SH DFND 7469 0 0 CMS ENERGY CORP COM 125896100 909 18313 SH SOLE 14330 0 3983 CMS ENERGY CORP COM 125896100 1316 26522 SH DFND 26522 0 0 CAMPBELL SOUP CO COM 134429109 777 23579 SH SOLE 19291 0 4288 CAMPBELL SOUP CO COM 134429109 1177 35702 SH DFND 35702 0 0 CATERPILLAR INC COM 149123101 848 6675 SH SOLE 5407 0 1268 CHURCH & DWIGHT CO INC COM 171340102 980 14910 SH SOLE 11262 0 3648 CHURCH & DWIGHT CO INC COM 171340102 1370 20843 SH DFND 20843 0 0 CINCINNATI FINANCIAL CORP COM 172062101 714 9225 SH SOLE 9225 0 0 CINCINNATI FINANCIAL CORP COM 172062101 1321 17073 SH DFND 17073 0 0 CISCO SYSTEMS INC COM 17275r102 2900 66933 SH SOLE 19251 0 47682 CLOROX CO COM 189054109 2010 13043 SH SOLE 10335 0 2708 CLOROX CO COM 189054109 1306 8473 SH DFND 8473 0 0 THE COCA-COLA CO COM 191216100 1144 24175 SH SOLE 19141 0 5034 COLGATE-PALMOLIVE CO COM 194162103 2233 37511 SH SOLE 20556 0 16955 COLGATE-PALMOLIVE CO COM 194162103 1306 21944 SH DFND 21944 0 0 CONAGRA BRANDS INC COM 205887102 610 28598 SH SOLE 23430 0 5168 CONAGRA BRANDS INC COM 205887102 926 43361 SH DFND 43361 0 0 CONSTELLATION BRANDS INC-A COM 21036P108 759 4721 SH SOLE 3876 0 845 CONSTELLATION BRANDS INC-A COM 21036P108 1153 7173 SH DFND 7173 0 0 CORNING INC COM 219350105 290 9603 SH SOLE 0 0 9603 COSTCO WHOLESALE CORP COM 22160K105 656 3222 SH SOLE 3093 0 129 DTE ENERGY COMPANY COM 233331107 771 6999 SH SOLE 6321 0 678 DTE ENERGY COMPANY COM 233331107 1290 11697 SH DFND 11697 0 0 DARDEN RESTAURANTS INC COM 237194105 893 8949 SH SOLE 6961 0 1988 DARDEN RESTAURANTS INC COM 237194105 1284 12860 SH DFND 12860 0 0 DAVITA INC COM COM 23918k108 1194 23217 SH SOLE 7875 0 15342 DISNEY WALT CO COM 254687106 1958 17859 SH SOLE 5387 0 12472 DOLLAR TREE INC COM 256746108 832 9220 SH SOLE 8855 0 365 DOLLAR TREE INC COM 256746108 1480 16388 SH DFND 16388 0 0 DOMINION ENERGY INC COM 25746u109 2454 34345 SH SOLE 29761 0 4584 EMERSON ELECTRIC CO COM 291011104 1740 29126 SH SOLE 9884 0 19242 EXELON CORP COM 30161N101 833 18487 SH SOLE 16165 0 2322 EXELON CORP COM 30161N101 1349 29918 SH DFND 29918 0 0 EXPEDITORS INTL WASH INC COM 302130109 763 11220 SH SOLE 10019 0 1201 EXPEDITORS INTL WASH INC COM 302130109 1262 18542 SH DFND 18542 0 0 FACEBOOK INC CLASS A COM 30303m102 1842 14058 SH SOLE 5780 0 8278 FACEBOOK INC CLASS A COM 30303m102 1302 9936 SH DFND 9936 0 0 FIRSTENERGY CORP COM 337932107 1105 29449 SH SOLE 20488 0 8961 FORD MOTOR CO COM 345370860 616 80551 SH SOLE 80551 0 0 FORD MOTOR CO COM 345370860 1140 149075 SH DFND 149075 0 0 FORTINET INC COM 34959e109 647 9195 SH SOLE 7431 0 1764 GAP INC/THE COM 364760108 746 28993 SH SOLE 27884 0 1109 GAP INC/THE COM 364760108 1329 51604 SH DFND 51604 0 0 GENERAL MILLS INC COM 370334104 758 19474 SH SOLE 18520 0 954 GENERAL MILLS INC COM 370334104 1334 34276 SH DFND 34276 0 0 GILEAD SCIENCES INC COM 375558103 1184 18936 SH SOLE 6714 0 12222 HCA HEALTHCARE INC COM 40412c101 1758 14134 SH SOLE 10830 0 3304 HCA HEALTHCARE INC COM 40412c101 1201 9654 SH DFND 9654 0 0 HANESBRANDS INC COM 410345102 613 48956 SH SOLE 47193 0 1763 HANESBRANDS INC COM 410345102 1093 87254 SH DFND 87254 0 0 HERSHEY CO/THE COM 427866108 887 8281 SH SOLE 6933 0 1348 HERSHEY CO/THE COM 427866108 1375 12830 SH DFND 12830 0 0 HORMEL FOODS CORP COM 440452100 888 20828 SH SOLE 16727 0 4101 HORMEL FOODS CORP COM 440452100 1321 30956 SH DFND 30956 0 0 INTEL CORP COM 458140100 427 9108 SH SOLE 1339 0 7769 INTERCONTINENTAL EXCHANGE IN COM 45866F104 769 10213 SH SOLE 9479 0 734 INTERCONTINENTAL EXCHANGE IN COM 45866F104 1321 17542 SH DFND 17542 0 0 INTUIT INC COM 461202103 1125 5720 SH SOLE 4479 0 1241 INTUITIVE SURGICAL COM 46120e602 1369 2859 SH SOLE 2286 0 573 INVESCO EXCHANGE TRADEDFD TR H COM 46137v563 544 34389 SH SOLE 0 0 34389 ISHARES IBOXX INVESTMENTGRADE COM 464287242 402 3569 SH SOLE 0 0 3569 ISHARES TR SH TR CRPORTETF ETF 464288646 560 10858 SH SOLE 0 0 10858 JOHNSON & JOHNSON COM 478160104 906 7026 SH SOLE 5129 0 1897 JOHNSON & JOHNSON COM 478160104 1224 9492 SH DFND 9492 0 0 KELLOGG CO COM 487836108 845 14838 SH SOLE 12011 0 2827 KELLOGG CO COM 487836108 1267 22228 SH DFND 22228 0 0 KEURIG DR PEPPER INC COM COM 49271v100 374 14603 SH SOLE 13619 0 984 KEYSIGHT TECH INC COM 49338l103 1158 18668 SH SOLE 15097 0 3571 KIMBERLY-CLARK CORP COM 494368103 820 7199 SH SOLE 6688 0 511 KIMBERLY-CLARK CORP COM 494368103 1410 12378 SH DFND 12378 0 0 KOREA ELECTRIC POWER C F SPONS ADR 500631106 1026 69565 SH SOLE 56065 0 13500 L BRANDS INC COM 501797104 625 24374 SH SOLE 22622 0 1752 L BRANDS INC COM 501797104 1073 41813 SH DFND 41813 0 0 LABORATORY CORP AMER HLDGSCOM COM 50540r409 252 2000 SH SOLE 0 0 2000 ESTEE LAUDERCO INC CLASS A COM 518439104 720 5537 SH SOLE 5127 0 410 ESTEE LAUDERCO INC CLASS A COM 518439104 1234 9489 SH DFND 9489 0 0 LOEWS CORP COM 540424108 773 16996 SH SOLE 15862 0 1134 LOEWS CORP COM 540424108 1336 29356 SH DFND 29356 0 0 MACYS INC COM 55616p104 710 23852 SH SOLE 22915 0 937 MACYS INC COM 55616p104 1262 42408 SH DFND 42408 0 0 MCCORMICK & CO-NON VTG SHRS COM 579780206 938 6740 SH SOLE 4939 0 1801 MCCORMICK & CO-NON VTG SHRS COM 579780206 1272 9141 SH DFND 9141 0 0 MC DONALDS CORP COM 580135101 817 4601 SH SOLE 4061 0 540 MC DONALDS CORP COM 580135101 1334 7515 SH DFND 7515 0 0 MICROSOFT CORP COM 594918104 3457 34038 SH SOLE 23515 0 10523 MICROCHIP TECHNOLOGY COM 595017104 973 13529 SH SOLE 10933 0 2596 MOLSON COORS BREWING CO -B COM 60871R209 675 12027 SH SOLE 11522 0 505 MOLSON COORS BREWING CO -B COM 60871R209 1197 21323 SH DFND 21323 0 0 MONDELEZ INTERNATIONAL INC-A COM 609207105 1644 41096 SH SOLE 15022 0 26074 NASDAQ INC COMSTK COM 631103108 724 8878 SH SOLE 8241 0 637 NASDAQ INC COMSTK COM 631103108 1244 15251 SH DFND 15251 0 0 NIKE INC CLASS B COM 654106103 2320 31298 SH SOLE 25386 0 5912 NIKE INC CLASS B COM 654106103 1340 18080 SH DFND 18080 0 0 NORDSTROM INC COM 655664100 758 16277 SH SOLE 14636 0 1641 NORDSTROM INC COM 655664100 1262 27088 SH DFND 27088 0 0 NUTRIEN LTD COM NPV ISIN#CA670 COM 67077m108 452 9629 SH SOLE 0 0 9629 OMNICOM GROUP COM 681919106 730 9977 SH SOLE 9977 0 0 OMNICOM GROUP COM 681919106 1352 18464 SH DFND 18464 0 0 ORACLE CORP COM COM 68389x105 1786 39583 SH SOLE 13193 0 26390 P G & E CORP COM 69331C108 767 32319 SH SOLE 28383 0 3936 P G & E CORP COM 69331C108 1247 52528 SH DFND 52528 0 0 PPL CORP COM 69351t106 819 28910 SH SOLE 24336 0 4574 PPL CORP COM 69351t106 1277 45079 SH DFND 45079 0 0 PEPSICO INC COM 713448108 752 6814 SH SOLE 6317 0 497 PEPSICO INC COM 713448108 1291 11691 SH DFND 11691 0 0 PFIZER INC COM 717081103 1225 28082 SH SOLE 22732 0 5350 PHILIP MORRIS INTERNATIONAL COM 718172109 574 8609 SH SOLE 8609 0 0 PHILIP MORRIS INTERNATIONAL COM 718172109 1063 15934 SH DFND 15934 0 0 PROCTER & GAMBLE CO/THE COM 742718109 2754 29966 SH SOLE 15918 0 14048 PROCTER & GAMBLE CO/THE COM 742718109 1369 14900 SH DFND 14900 0 0 PROGRESSIVE CO OHIO COM 743315103 2445 40531 SH SOLE 33757 0 6774 PROGRESSIVE CO OHIO COM 743315103 1291 21404 SH DFND 21404 0 0 PUBLIC STORAGE COM 74460D109 898 4438 SH SOLE 3531 0 907 PUBLIC STORAGE COM 74460D109 1322 6535 SH DFND 6535 0 0 QUEST DIAGNOSTICS INC COM 74834L100 304 3660 SH SOLE 0 0 3660 RALPH LAUREN CORP COM 751212101 820 7934 SH SOLE 6784 0 1150 RALPH LAUREN CORP COM 751212101 1298 12555 SH DFND 12555 0 0 REPUBLIC SERVICES COM 760759100 1915 26574 SH SOLE 21111 0 5463 REPUBLIC SERVICES COM 760759100 1306 18119 SH DFND 18119 0 0 SPDR PORTFOLIO SHORT TERMCORPO ETF 78464a474 286 9477 SH SOLE 0 0 9477 SALESFORCE COM COM 79466l302 2599 18982 SH SOLE 14992 0 3990 SCANA CORP NEW COM EXCHANGEDF COM 80589m102 211 4435 SH SOLE 0 0 4435 SCANA CORP NEW COM EXCHANGEDF COM 80589m102 1397 29253 SH DFND 29253 0 0 SCHWAB STRATEGIC TR USDIVIDEND COM 808524797 204 4365 SH SOLE 0 0 4365 SQUARE INC CLASS A COM 852234103 1688 30102 SH SOLE 23990 0 6112 STARBUCKS CORP COM USD0.001 COM 855244109 789 12255 SH SOLE 11256 0 999 STARBUCKS CORP COM USD0.001 COM 855244109 1341 20831 SH DFND 20831 0 0 SYSCO CORP COM 871829107 908 14505 SH SOLE 11403 0 3102 SYSCO CORP COM 871829107 1322 21102 SH DFND 21102 0 0 TJX COMPANIES INC COM 872540109 758 16961 SH SOLE 15915 0 1046 TJX COMPANIES INC COM 872540109 1317 29455 SH DFND 29455 0 0 TAKE TWO INTERACTV COM 874054109 1342 13046 SH SOLE 10261 0 2785 TAPESTRY INC COM 876030107 794 23541 SH SOLE 19494 0 4047 TAPESTRY INC COM 876030107 1217 36077 SH DFND 36077 0 0 TARGET CORP COM 87612E106 850 12864 SH SOLE 10838 0 2026 TARGET CORP COM 87612E106 1325 20057 SH DFND 20057 0 0 3M COMPANY COM 88579y101 2154 11307 SH SOLE 3250 0 8056 TWITTER INC COM 90184l102 1293 45020 SH SOLE 36439 0 8581 TYSON FOODS INC CL A COM 902494103 836 15658 SH SOLE 13001 0 2657 TYSON FOODS INC CL A COM 902494103 1284 24062 SH DFND 24062 0 0 ULTA BEAUTY INC COM 90384S303 787 3217 SH SOLE 2592 0 625 ULTA BEAUTY INC COM 90384S303 1174 4797 SH DFND 4797 0 0 UNITED CONTINENTAL HOLDINGSINC COM 910047109 711 8493 SH SOLE 8150 0 343 UNITED CONTINENTAL HOLDINGSINC COM 910047109 1262 15083 SH DFND 15083 0 0 UNITEDHEALTH GRP INC COM 91324p102 1624 6522 SH SOLE 5368 0 1154 UNITEDHEALTH GRP INC COM 91324p102 1235 4961 SH DFND 4961 0 0 VANGUARD WORLD FD EXTENDEDDURA COM 921910709 416 3676 SH SOLE 0 0 3676 VANGUARD RUSSELL 1000 COM 92206c730 200 1752 SH SOLE 0 0 1752 VARIAN MEDICAL SYSTEMS INC COM 92220P105 745 6577 SH SOLE 6100 0 477 VARIAN MEDICAL SYSTEMS INC COM 92220P105 1279 11290 SH DFND 11290 0 0 VANGUARD INDEX FDS VANGUARDMID COM 922908629 534 3869 SH SOLE 0 0 3869 VERIZON COMMUNICATIONS INC COM 92343V104 2634 46870 SH SOLE 24509 0 22361 VERIZON COMMUNICATIONS INC COM 92343V104 1335 23755 SH DFND 23755 0 0 VERISK ANALYTICS INC CLASS A COM 92345y106 746 6842 SH SOLE 6138 0 704 VERISK ANALYTICS INC CLASS A COM 92345y106 1238 11359 SH DFND 11359 0 0 VMWARE INC CLASS A COM 928563402 1152 8406 SH SOLE 6818 0 1588 WAL-MART STORES COM 931142103 2419 25973 SH SOLE 8571 0 17402 WAL-MART STORES COM 931142103 1340 14396 SH DFND 14396 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 614 8988 SH SOLE 8988 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 1136 16633 SH DFND 16633 0 0 WASTE MANAGEMENT INC COM 94106L109 770 8662 SH SOLE 8025 0 637 WASTE MANAGEMENT INC COM 94106L109 1321 14853 SH DFND 14853 0 0 WELLS FARGO CO NEW COM COM 949746101 1414 30703 SH SOLE 10534 0 20169 YUM BRANDS INC COM 988498101 783 8527 SH SOLE 8216 0 311 YUM BRANDS INC COM 988498101 1397 15206 SH DFND 15206 0 0 EVEREST RE GROUP LTD COM G3223R108 883 4057 SH SOLE 3401 0 656 EVEREST RE GROUP LTD COM G3223R108 1370 6294 SH DFND 6294 0 0 MEDTRONIC PLC COM G5960L103 2142 23546 SH SOLE 7142 0 16404 MICHAEL KORS HOLDINGSLTD COM N COM g60754101 784 20676 SH SOLE 17580 0 3096 MICHAEL KORS HOLDINGSLTD COM N COM g60754101 1233 32536 SH DFND 32536 0 0 LYONDELLBASELL INDUSTRIESN V C COM n53745100 1438 17301 SH SOLE 6068 0 11233