0001548468-16-000015.txt : 20160212 0001548468-16-000015.hdr.sgml : 20160212 20160212171226 ACCESSION NUMBER: 0001548468-16-000015 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160212 DATE AS OF CHANGE: 20160212 EFFECTIVENESS DATE: 20160212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cognios Capital, LLC CENTRAL INDEX KEY: 0001548468 IRS NUMBER: 263288496 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15894 FILM NUMBER: 161420671 BUSINESS ADDRESS: STREET 1: 11250 TOMAHAWK CREEK PARKWAY CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-214-5000 MAIL ADDRESS: STREET 1: 11250 TOMAHAWK CREEK PARKWAY CITY: LEAWOOD STATE: KS ZIP: 66211 FORMER COMPANY: FORMER CONFORMED NAME: TCP Fund Management, LLC DATE OF NAME CHANGE: 20120426 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001548468 XXXXXXXX 12-31-2015 12-31-2015 Cognios Capital, LLC
11250 TOMAHAWK CREEK PARKWAY LEAWOOD KS 66211
13F HOLDINGS REPORT 028-15894 N
Ken Pyle Chief Compliance Officer 9132145010 Ken Pyle Leawood KS 02-12-2016 0 208 196442 false
INFORMATION TABLE 2 2015Q4.xml 3M CO COM 88579Y101 3897 25874 SH SOLE 9854 0 16020 3M CO COM 88579Y101 883 5867 SH DFND 5867 0 0 3M CO COM 88579Y101 2388 15855 SH OTR 0 15855 0 ACCENTURE PLC-CL A COM G1151C101 1418 13575 SH SOLE 351 0 13224 ADT CORP/THE COM 00101J106 536 16279 SH SOLE 3707 0 12572 ADT CORP/THE COM 00101J106 94 2863 SH DFND 2863 0 0 ADT CORP/THE COM 00101J106 255 7735 SH OTR 0 7735 0 AES CORP COM 00130H105 142 14851 SH SOLE 13197 0 1654 AES CORP COM 00130H105 97 10194 SH DFND 10194 0 0 AES CORP COM 00130H105 263 27534 SH OTR 0 27534 0 AETNA INC NEW COM COM 00817y108 202 1874 SH SOLE 0 0 1874 AFFILIATED MANAGERS GROUP COM 008252108 2058 12883 SH SOLE 6587 0 6296 AFFILIATED MANAGERS GROUP COM 008252108 811 5082 SH DFND 5082 0 0 AFFILIATED MANAGERS GROUP COM 008252108 2195 13743 SH OTR 0 13743 0 AGRIUM INC COM NPV ISIN#CA0089 COM 008916108 377 4229 SH SOLE 0 0 4229 ALPHABET INC CAP STK CLA COM 02079k305 1734 2229 SH SOLE 738 0 1491 ALPHABET INC CAP STK CLC COM 02079k107 952 1255 SH SOLE 39 0 1216 ALTRIA GROUP INC COM 02209S103 1446 24845 SH SOLE 20674 0 4171 ALTRIA GROUP INC COM 02209S103 929 15969 SH DFND 15969 0 0 ALTRIA GROUP INC COM 02209S103 2510 43134 SH OTR 0 43134 0 AMERICAN AIRLINES GROUP INC COM 02376R102 197 4658 SH SOLE 3140 0 1518 AMERICAN AIRLINES GROUP INC COM 02376R102 102 2425 SH DFND 2425 0 0 AMERICAN AIRLINES GROUP INC COM 02376R102 277 6551 SH OTR 0 6551 0 AMERICAN WTR WKS CO INCNEW COM COM 030420103 216 3628 SH SOLE 0 0 3628 AMERISOURCEBERGEN CORP COM 03073e105 285 2756 SH SOLE 1337 0 1419 AMERISOURCEBERGEN CORP COM 03073e105 110 1066 SH DFND 1066 0 0 AMERISOURCEBERGEN CORP COM 03073e105 290 2802 SH OTR 0 2802 0 ANADARKO PETROLEUM CORP COM 032511107 973 20049 SH SOLE 4381 0 15667 APPLE INC COM 037833100 4430 42086 SH SOLE 8087 0 33998 APPLE INC COM 037833100 409 3890 SH DFND 3890 0 0 APPLE INC COM 037833100 1107 10518 SH OTR 0 10518 0 AT&T INC COM ISIN#US00206R1023 COM 00206r102 1099 31940 SH SOLE 0 0 31940 AUTOZONE INC NEV COM 053332102 2266 3055 SH SOLE 1525 0 1530 AUTOZONE INC NEV COM 053332102 874 1179 SH DFND 1179 0 0 AUTOZONE INC NEV COM 053332102 2361 3183 SH OTR 0 3183 0 BANK OF AMERICA CORP COM 060505104 342 20377 SH SOLE 0 0 20377 BED BATH & BEYOND INC COM 075896100 529 10984 SH SOLE 0 0 10984 BERKSHIRE HATHAWAY INC. CLASS COM 084670702 1586 12019 SH SOLE 2525 0 9494 BERKSHIRE HATHAWAY INCDEL CL A COM 084670108 1384 7 SH SOLE 0 0 7 BIRCHCLIFF ENERGY LTDNEW COM I COM 090697103 383 132000 SH SOLE 0 0 132000 C H ROBINSON WORLDWIDEINC COM COM 12541w209 616 9938 SH SOLE 8832 0 1106 C H ROBINSON WORLDWIDEINC COM COM 12541w209 423 6822 SH DFND 6822 0 0 C H ROBINSON WORLDWIDEINC COM COM 12541w209 1142 18426 SH OTR 0 18426 0 CA INC COM 12673P105 3169 110974 SH SOLE 42122 0 68852 CA INC COM 12673P105 930 32574 SH DFND 32574 0 0 CA INC COM 12673P105 2509 87883 SH OTR 0 87883 0 CABLEVISION SYS CORP NYGROUP C COM 12686c109 509 15982 SH SOLE 0 0 15982 CAMPBELL SOUP CO COM 134429109 3170 60327 SH SOLE 23125 0 37202 CAMPBELL SOUP CO COM 134429109 904 17205 SH DFND 17205 0 0 CAMPBELL SOUP CO COM 134429109 2441 46469 SH OTR 0 46469 0 CAPITOL FED FINL INC COM ISIN# COM 14057j101 138 11029 SH SOLE 0 0 11029 CARDINAL HEALTH INC COM 14149y108 261 2930 SH SOLE 620 0 2310 CHESAPEAKE ENERGY CORP COM 165167107 102 22792 SH SOLE 0 0 22792 CHUBB LIMITED COM NPV COM h1467j104 2150 16212 SH SOLE 3584 0 12628 CISCO SYS INC COM ISIN#US17275 COM 17275r102 1904 70122 SH SOLE 13329 0 56793 CLOROX COMPANY COM 189054109 933 7358 SH SOLE 0 0 7358 COACH INC COM 189754104 1757 53708 SH SOLE 18615 0 35093 COACH INC COM 189754104 470 14379 SH DFND 14379 0 0 COACH INC COM 189754104 1271 38838 SH OTR 0 38838 0 COCA COLA CO COM 191216100 1323 30799 SH SOLE 1140 0 29659 COLGATE-PALMOLIVE CO COM 194162103 1721 25841 SH SOLE 5301 0 20540 COMPUTER SCIENCES CORP COM 205363104 157 4808 SH SOLE 4274 0 534 COMPUTER SCIENCES CORP COM 205363104 107 3301 SH DFND 3301 0 0 COMPUTER SCIENCES CORP COM 205363104 291 8917 SH OTR 0 8917 0 CONOCOPHILLIPS COM 20825C104 432 9254 SH SOLE 0 0 9254 CONSOLIDATED EDISON HLDGCO INC COM 209115104 217 3380 SH SOLE 0 0 3380 CORNING INC COM 219350105 384 21028 SH SOLE 0 0 21028 COSTCO WHOLESALE CORP COM 22160k105 340 2106 SH SOLE 2106 0 0 CR BARD INC COM 067383109 1652 8724 SH SOLE 3173 0 5551 CR BARD INC COM 067383109 464 2451 SH DFND 2451 0 0 CR BARD INC COM 067383109 1254 6620 SH OTR 0 6620 0 DAVITA HEALTHCARE PARTNERS I COM 23918K108 2248 32258 SH SOLE 4573 0 27685 DELTA AIR LINES INC COM 247361702 480 9485 SH SOLE 2824 0 6661 DELTA AIR LINES INC COM 247361702 110 2183 SH DFND 2183 0 0 DELTA AIR LINES INC COM 247361702 298 5891 SH OTR 0 5891 0 DENBURY RES INC DEL COMUSD0.00 COM 247916208 32 16333 SH SOLE 0 0 16333 DR PEPPER SNAPPLE GROUPINC COM COM 26138e109 921 9889 SH SOLE 4041 0 5848 DUN & BRADSTREET CORP COM 26483E100 2012 19367 SH SOLE 11087 0 8280 DUN & BRADSTREET CORP COM 26483E100 889 8556 SH DFND 8556 0 0 DUN & BRADSTREET CORP COM 26483E100 2403 23130 SH OTR 0 23130 0 EDWARDS LIFESCIENCES CORP COM 28176e108 428 5426 SH SOLE 0 0 5426 EMC CORP/MA COM 268648102 1484 57819 SH SOLE 0 0 57819 EMERSON ELECTRIC CO COM 291011104 2318 48468 SH SOLE 6453 0 42015 ENSCO PLC-CL A COM G3157S106 1767 114827 SH SOLE 10380 0 104447 ENSCO PLC-CL A COM G3157S106 91 5961 SH DFND 5961 0 0 ENSCO PLC-CL A COM G3157S106 245 15984 SH OTR 0 15984 0 ENTERGY CORP NEW COM 29364g103 293 4297 SH SOLE 0 0 4297 EXPEDIA INC DEL COMNEW COM 30212p303 402 3235 SH SOLE 0 0 3235 EXPRESS SCRIPTS HOLDING CO COM 30219G108 680 7788 SH SOLE 6923 0 865 EXPRESS SCRIPTS HOLDING CO COM 30219G108 465 5328 SH DFND 5328 0 0 EXPRESS SCRIPTS HOLDING CO COM 30219G108 1259 14404 SH OTR 0 14404 0 EXXON MOBIL CORPORATION COM 30231G102 373 4789 SH SOLE 0 0 4789 F5 NETWORKS INC COM 315616102 1572 16216 SH SOLE 11487 0 4729 F5 NETWORKS INC COM 315616102 858 8856 SH DFND 8856 0 0 F5 NETWORKS INC COM 315616102 2323 23967 SH OTR 0 23967 0 FIRSTENERGY CORP COM 337932107 147 4643 SH SOLE 4126 0 517 FIRSTENERGY CORP COM 337932107 102 3243 SH DFND 3243 0 0 FIRSTENERGY CORP COM 337932107 273 8607 SH OTR 0 8607 0 FISERV INC COM 337738108 2268 24799 SH SOLE 6646 0 18153 FISERV INC COM 337738108 433 4743 SH DFND 4743 0 0 FISERV INC COM 337738108 1171 12812 SH OTR 0 12812 0 FORD MOTOR CO COM 345370860 210 14973 SH SOLE 9172 0 5801 FORD MOTOR CO COM 345370860 98 6976 SH DFND 6976 0 0 FORD MOTOR CO COM 345370860 268 19068 SH OTR 0 19068 0 FOSSIL GROUP INC COM ISIN#US34 COM 34988v106 1678 45922 SH SOLE 4652 0 41270 FOSSIL GROUP INC COM ISIN#US34 COM 34988v106 96 2651 SH DFND 2651 0 0 FOSSIL GROUP INC COM ISIN#US34 COM 34988v106 261 7162 SH OTR 0 7162 0 FRANCO NEVADA CORP COM ISIN#CA COM 351858105 270 5908 SH SOLE 0 0 5908 GAMESTOP CORP-CLASS A COM 36467W109 340 12145 SH SOLE 3822 0 8323 GAMESTOP CORP-CLASS A COM 36467W109 82 2933 SH DFND 2933 0 0 GAMESTOP CORP-CLASS A COM 36467W109 223 7974 SH OTR 0 7974 0 GENERAL MILLS INC COM 370334104 2543 44108 SH SOLE 20447 0 23661 GENERAL MILLS INC COM 370334104 911 15808 SH DFND 15808 0 0 GENERAL MILLS INC COM 370334104 2459 42660 SH OTR 0 42660 0 GILEAD SCIENCES INC COM 375558103 1729 17096 SH SOLE 11550 0 5546 GILEAD SCIENCES INC COM 375558103 874 8647 SH DFND 8647 0 0 GILEAD SCIENCES INC COM 375558103 2363 23354 SH OTR 0 23354 0 HARRIS CORP COM 413875105 2287 26322 SH SOLE 556 0 25766 HELMERICH & PAYNE COM 423452101 1685 31478 SH SOLE 3101 0 28377 HELMERICH & PAYNE COM 423452101 96 1807 SH DFND 1807 0 0 HELMERICH & PAYNE COM 423452101 256 4795 SH OTR 0 4795 0 INPUT CAP CORP NEW COM ISIN#CA COM 45780g105 281 219540 SH SOLE 0 0 219540 INTEL CORP COM 458140100 265 7720 SH SOLE 0 0 7720 INTL BUSINESS MACH COM 459200101 365 2653 SH SOLE 0 0 2653 L-3 COMMUNICATIONS HOLDINGS COM 502424104 1232 10309 SH SOLE 4851 0 5458 L-3 COMMUNICATIONS HOLDINGS COM 502424104 444 3720 SH DFND 3720 0 0 L-3 COMMUNICATIONS HOLDINGS COM 502424104 1209 10122 SH OTR 0 10122 0 LABORATORY CORPORATION OF AMER COM 50540R409 326 2640 SH SOLE 394 0 2246 LYONDELLBASELL INDU-CL A COM N53745100 3157 36334 SH SOLE 5931 0 30403 LYONDELLBASELL INDU-CL A COM N53745100 96 1108 SH DFND 1108 0 0 LYONDELLBASELL INDU-CL A COM N53745100 249 2868 SH OTR 0 2868 0 MARSH & MCLENNAN COS COM 571748102 669 12073 SH SOLE 10729 0 1344 MARSH & MCLENNAN COS COM 571748102 459 8288 SH DFND 8288 0 0 MARSH & MCLENNAN COS COM 571748102 1241 22386 SH OTR 0 22386 0 MCDONALD'S CORP COM 580135101 2763 23393 SH SOLE 5712 0 17681 MCDONALD'S CORP COM 580135101 476 4032 SH DFND 4032 0 0 MCDONALD'S CORP COM 580135101 1285 10881 SH OTR 0 10881 0 MEDTRONIC PLC USD0.0001 ISIN#I COM g5960l103 1925 25028 SH SOLE 4835 0 20193 MICRON TECHNOLOGY COM 595112103 225 15946 SH SOLE 8094 0 7852 MICRON TECHNOLOGY COM 595112103 87 6182 SH DFND 6182 0 0 MICRON TECHNOLOGY COM 595112103 239 16887 SH OTR 0 16887 0 MICROSOFT CORP COM 594918104 1235 22273 SH SOLE 0 0 22273 MONDELEZ INTL INC COM COM 609207105 1852 41312 SH SOLE 9829 0 31483 NEWMONT MNG CORP HLDGCO COM 651639106 149 8322 SH SOLE 7396 0 926 NEWMONT MNG CORP HLDGCO COM 651639106 102 5694 SH DFND 5694 0 0 NEWMONT MNG CORP HLDGCO COM 651639106 277 15431 SH OTR 0 15431 0 NISOURCE INC COM 65473P105 196 10054 SH SOLE 6876 0 3178 NISOURCE INC COM 65473P105 106 5469 SH DFND 5469 0 0 NISOURCE INC COM 65473P105 280 14367 SH OTR 0 14367 0 NOBLE CORPORATION PLC COM G65431101 164 15632 SH SOLE 0 0 15632 NORDSTROM INC COM ISIN#US65566 COM 655664100 131 2650 SH SOLE 2355 0 295 NORDSTROM INC COM ISIN#US65566 COM 655664100 90 1819 SH DFND 1819 0 0 NORDSTROM INC COM ISIN#US65566 COM 655664100 244 4914 SH OTR 0 4914 0 ORACLE CORP COM 68389X105 3608 98773 SH SOLE 23690 0 75083 ORACLE CORP COM 68389X105 429 11753 SH DFND 11753 0 0 ORACLE CORP COM 68389X105 1159 31751 SH OTR 0 31751 0 PHILIP MORRIS INTERNATIONAL COM 718172109 2683 30527 SH SOLE 13633 0 16894 PHILIP MORRIS INTERNATIONAL COM 718172109 925 10531 SH DFND 10531 0 0 PHILIP MORRIS INTERNATIONAL COM 718172109 2500 28443 SH OTR 0 28443 0 PHILLIPS 66 COM COM 718546104 281 3441 SH SOLE 476 0 2965 PINNACLE WEST CAP CP COM 723484101 318 4938 SH SOLE 0 0 4938 PROCTER & GAMBLE CO COM 742718109 1540 19400 SH SOLE 4397 0 15003 QUEST DIAGNOSTICS INC COM 74834L100 207 2910 SH SOLE 0 0 2910 REPUBLIC SERVICES INCCOM COM 760759100 314 7144 SH SOLE 1021 0 6123 SANDSTORM GOLD LTD COMNEW ISIN COM 80013r206 532 202548 SH SOLE 0 0 202548 SCRIPPS NETWORKS INTER-CL A COM 811065101 1591 28828 SH SOLE 10460 0 18368 SCRIPPS NETWORKS INTER-CL A COM 811065101 445 8063 SH DFND 8063 0 0 SCRIPPS NETWORKS INTER-CL A COM 811065101 1204 21824 SH OTR 0 21824 0 SEAGATE TECHNOLOGY COM G7945M107 2069 56437 SH SOLE 4938 0 51499 SEAGATE TECHNOLOGY COM G7945M107 102 2794 SH DFND 2794 0 0 SEAGATE TECHNOLOGY COM G7945M107 278 7603 SH OTR 0 7603 0 SILVER WHEATON CORPORATIONCOM COM 828336107 1339 107818 SH SOLE 0 0 107818 SOUTHWESTERN ENERGY CO COM 845467109 268 37719 SH SOLE 14689 0 23030 SOUTHWESTERN ENERGY CO COM 845467109 79 11203 SH DFND 11203 0 0 SOUTHWESTERN ENERGY CO COM 845467109 217 30647 SH OTR 0 30647 0 TERADATA CORP COM 88076W103 284 10750 SH SOLE 0 0 10750 TESORO CORP COM 881609101 256 2434 SH SOLE 0 0 2434 TOTAL SYSTEM SERVICES INC COM 891906109 1128 22656 SH SOLE 0 0 22656 TRANSOCEAN LIMITED COMCHF0.10 COM h8817h100 275 22231 SH SOLE 9364 0 12867 TRANSOCEAN LIMITED COMCHF0.10 COM h8817h100 89 7233 SH DFND 7233 0 0 TRANSOCEAN LIMITED COMCHF0.10 COM h8817h100 241 19537 SH OTR 0 19537 0 UNITED PARCEL SERVICE-CL B COM 911312106 1292 13436 SH SOLE 11495 0 1941 UNITED PARCEL SERVICE-CL B COM 911312106 854 8879 SH DFND 8879 0 0 UNITED PARCEL SERVICE-CL B COM 911312106 2307 23983 SH OTR 0 23983 0 UNITED RENTALS INC COM 911363109 445 6148 SH SOLE 0 0 6148 VALERO ENERGY CORP COM 91913Y100 572 8092 SH SOLE 774 0 7318 VERISIGN INC COM 92343E102 2327 26642 SH SOLE 13190 0 13452 VERISIGN INC COM 92343E102 890 10188 SH DFND 10188 0 0 VERISIGN INC COM 92343E102 2404 27519 SH OTR 0 27519 0 VERIZON COMMUNICATIONS COM 92343v104 1702 36827 SH SOLE 8500 0 28327 VIACOM INC-CLASS B COM 92553P201 1832 44529 SH SOLE 23931 0 20598 VIACOM INC-CLASS B COM 92553P201 760 18486 SH DFND 18486 0 0 VIACOM INC-CLASS B COM 92553P201 2055 49929 SH OTR 0 49929 0 WAL-MART STORES INC COM ISIN#U COM 931142103 960 15667 SH SOLE 554 0 15112 WALT DISNEY CO/THE COM 254687106 1822 17346 SH SOLE 3388 0 13958 WATERS CORP COM 941848103 678 5040 SH SOLE 4479 0 561 WATERS CORP COM 941848103 465 3460 SH DFND 3460 0 0 WATERS CORP COM 941848103 1257 9345 SH OTR 0 9345 0 WELLS FARGO & CO NEW COM 949746101 1771 32596 SH SOLE 7543 0 25053 WESTERN UNION CO COM 959802109 311 17411 SH SOLE 0 0 17411 WW GRAINGER INC COM 384802104 242 1196 SH SOLE 0 0 1196 VANGUARD INDEX FDS FORMERLYVAN ETF 922908363 226 1212 SH SOLE 0 0 1212 I SHARES 1-3 YEAR CREDIT BOND ETF 464288646 383 4 SH SOLE 0 0 4 VANGUARD EXTENDED DURATION TREASURY ETF ETF 921910709 372 3 SH SOLE 0 0 3 I SHARES IBOXX $ INVST GRADE CORP BOND ETF ETF 464287242 378 3 SH SOLE 0 0 3 ADVISORSHARES NEWFLEET MULT-SECT INC ETF ETF 00768Y727 380 8 SH SOLE 0 0 8 POWERSHARES ETF TRUST EQUITY DIVIDEND ACHIEVERS PORTFOLIO ETF 73935X302 434 32 SH SOLE 0 0 32 VANGUARD INDEX FUNDS MID-CAP ETF ETF 922908629 418 3 SH SOLE 0 0 3