0001548468-14-000007.txt : 20140515
0001548468-14-000007.hdr.sgml : 20140515
20140515161732
ACCESSION NUMBER: 0001548468-14-000007
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140515
DATE AS OF CHANGE: 20140515
EFFECTIVENESS DATE: 20140515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cognios Capital, LLC
CENTRAL INDEX KEY: 0001548468
IRS NUMBER: 263288496
STATE OF INCORPORATION: KS
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15894
FILM NUMBER: 14847520
BUSINESS ADDRESS:
STREET 1: 11250 TOMAHAWK CREEK PARKWAY
CITY: LEAWOOD
STATE: KS
ZIP: 66211
BUSINESS PHONE: 913-214-5000
MAIL ADDRESS:
STREET 1: 11250 TOMAHAWK CREEK PARKWAY
CITY: LEAWOOD
STATE: KS
ZIP: 66211
FORMER COMPANY:
FORMER CONFORMED NAME: TCP Fund Management, LLC
DATE OF NAME CHANGE: 20120426
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001548468
XXXXXXXX
03-31-2014
03-31-2014
Cognios Capital, LLC
11250 TOMAHAWK CREEK PARKWAY
LEAWOOD
KS
66211
13F HOLDINGS REPORT
028-15894
N
Mary Ellen Storey
Chief Compliance Officer
913-214-5010
Mary Ellen Storey
Leawood
KS
05-15-2014
0
145
168849
false
INFORMATION TABLE
2
inftable.xml
3M COMPANY
COM
88579Y101
1211
8927
SH
SOLE
891
0
8036
ABBOTT LABORATORIES
COM
002824100
218
5686
SH
SOLE
109
0
5577
ADT CORP/THE
COM
00101J106
3024
100972
SH
SOLE
73062
0
27910
ADT CORP/THE
COM
00101J106
699
23346
SH
DFND
23346
0
0
ADT CORP/THE
COM
00101J106
1842
61516
SH
OTR
0
41011
20505
AES CORP
COM
00130H105
1081
75744
SH
SOLE
57080
0
18664
AES CORP
COM
00130H105
259
18188
SH
DFND
18188
0
0
AES CORP
COM
00130H105
687
48112
SH
OTR
0
32075
16037
ANADARKO PETROLEUM CORP
COM
032511107
4217
49761
SH
SOLE
12110
0
37650
ANADARKO PETROLEUM CORP
COM
032511107
248
2934
SH
DFND
2934
0
0
ANADARKO PETROLEUM CORP
COM
032511107
657
7752
SH
OTR
0
5168
2584
APACHE CORP
COM
037411105
837
10099
SH
SOLE
9681
0
418
APACHE CORP
COM
037411105
257
3102
SH
DFND
3102
0
0
APACHE CORP
COM
037411105
679
8197
SH
OTR
0
5465
2732
APOLLO EDUCATION GROUPINC CL A
COM
037604105
1339
39133
SH
SOLE
503
0
38630
APPLE INC
COM
037833100
4004
7461
SH
SOLE
2981
0
4479
APPLE INC
COM
037833100
471
879
SH
DFND
879
0
0
APPLE INC
COM
037833100
1244
2318
SH
OTR
0
1545
773
AT&T INC
COM
00206R102
1123
32034
SH
SOLE
24461
0
7573
AT&T INC
COM
00206R102
273
7807
SH
DFND
7807
0
0
AT&T INC
COM
00206R102
723
20626
SH
OTR
0
13751
6875
BERKSHIRE HATHAWAY INC. CLASS
COM
084670702
1146
9173
SH
SOLE
894
0
8279
BRISTOL MYERS SQUIBB CO
COM
110122108
609
11728
SH
SOLE
93
0
11635
BROADCOM CORP-CL A
COM
111320107
2072
65845
SH
SOLE
48620
0
17225
BROADCOM CORP-CL A
COM
111320107
489
15543
SH
DFND
15543
0
0
BROADCOM CORP-CL A
COM
111320107
1289
40966
SH
OTR
0
27311
13655
CA, INC.
COM
12673P105
886
28625
SH
SOLE
331
0
28294
CABLEVISION SYSTEMS-NY GRP-A
COM
12686C109
2603
154306
SH
SOLE
82376
0
71930
CABLEVISION SYSTEMS-NY GRP-A
COM
12686C109
439
26032
SH
DFND
26032
0
0
CABLEVISION SYSTEMS-NY GRP-A
COM
12686C109
1160
68778
SH
OTR
0
45852
22926
CATERPILLAR INC
COM
149123101
968
9751
SH
SOLE
8088
0
1663
CATERPILLAR INC
COM
149123101
256
2586
SH
DFND
2586
0
0
CATERPILLAR INC
COM
149123101
678
6833
SH
OTR
0
4555
2278
CF INDUSTRIES HOLDINGS INC
COM
125269100
2971
11399
SH
SOLE
569
0
10829
CHUBB CORP
COM
171232101
1032
11566
SH
SOLE
1107
0
10458
CISCO SYSTEMS, INC.
COM
17275R102
980
43732
SH
SOLE
4235
0
39497
CLIFFS NATURAL RESOURCES INC.
COM
18683K101
3026
147919
SH
SOLE
38391
0
109528
CLIFFS NATURAL RESOURCES INC.
COM
18683K101
201
9844
SH
DFND
9844
0
0
CLIFFS NATURAL RESOURCES INC.
COM
18683K101
525
25695
SH
OTR
0
17130
8565
CMS ENERGY CORPORATION
COM
125896100
968
33083
SH
SOLE
27472
0
5611
CMS ENERGY CORPORATION
COM
125896100
257
8783
SH
DFND
8783
0
0
CMS ENERGY CORPORATION
COM
125896100
679
23205
SH
OTR
0
15470
7735
COCA-COLA COMPANY (THE)
COM
191216100
978
25304
SH
SOLE
2279
0
23024
COLGATE-PALMOLIVE CO
COM
194162103
1097
16919
SH
SOLE
1608
0
15310
CR BARD INC
COM
067383109
1562
10560
SH
SOLE
10124
0
436
CR BARD INC
COM
067383109
480
3245
SH
DFND
3245
0
0
CR BARD INC
COM
067383109
1268
8572
SH
OTR
0
5715
2857
DAVITA HEALTHCARE PARTNERS I
COM
23918K108
2633
38244
SH
SOLE
22689
0
15555
DAVITA HEALTHCARE PARTNERS I
COM
23918K108
466
6775
SH
DFND
6775
0
0
DAVITA HEALTHCARE PARTNERS I
COM
23918K108
1232
17899
SH
OTR
0
11933
5966
DENBURY RESOURCES INC
COM
247916208
3272
199546
SH
SOLE
56652
0
142894
DENBURY RESOURCES INC
COM
247916208
247
15084
SH
DFND
15084
0
0
DENBURY RESOURCES INC
COM
247916208
651
39749
SH
OTR
0
26499
13250
DIAMOND OFFSHORE DRILLING, INC
COM
25271C102
862
17685
SH
SOLE
239
0
17446
DIRECTV
COM
25490A309
4300
56268
SH
SOLE
20547
0
35721
DIRECTV
COM
25490A309
453
5933
SH
DFND
5933
0
0
DIRECTV
COM
25490A309
1197
15675
SH
OTR
0
10450
5225
DUN & BRADSTREET CORP DEL NEW
COM
26483E100
1711
17229
SH
SOLE
14686
0
2543
DUN & BRADSTREET CORP DEL NEW
COM
26483E100
466
4697
SH
DFND
4697
0
0
DUN & BRADSTREET CORP DEL NEW
COM
26483E100
1232
12410
SH
OTR
0
8273
4137
EMC CORP/MA
COM
268648102
2851
104035
SH
SOLE
55587
0
48448
EMC CORP/MA
COM
268648102
484
17677
SH
DFND
17677
0
0
EMC CORP/MA
COM
268648102
1275
46535
SH
OTR
0
31023
15512
EMERSON ELECTRIC CO.
COM
291011104
1069
16010
SH
SOLE
1551
0
14459
ENSCO PLC-CL A
COM
G3157S106
811
15372
SH
SOLE
14737
0
635
ENSCO PLC-CL A
COM
G3157S106
249
4726
SH
DFND
4726
0
0
ENSCO PLC-CL A
COM
G3157S106
657
12459
SH
OTR
0
8306
4153
ENTERGY CORP
COM
29364G103
852
12748
SH
SOLE
12221
0
527
ENTERGY CORP
COM
29364G103
261
3917
SH
DFND
3917
0
0
ENTERGY CORP
COM
29364G103
691
10347
SH
OTR
0
6898
3449
EXPEDIA, INC.
COM
30212P303
1301
17954
SH
SOLE
244
0
17710
FEDERATED INVESTORS INC
COM
314211103
337
11039
SH
SOLE
0
0
11039
GAMESTOP CORP-CLASS A
COM
36467W109
3782
92035
SH
SOLE
59650
0
32385
GAMESTOP CORP-CLASS A
COM
36467W109
780
19001
SH
DFND
19001
0
0
GAMESTOP CORP-CLASS A
COM
36467W109
2063
50202
SH
OTR
0
33468
16734
GANNETT INC
COM
364730101
595
21587
SH
SOLE
177
0
21410
GARMIN LTD.
COM
H2906T109
335
6077
SH
SOLE
117
0
5960
GOOGLE INC CL C
COM
38259p706
1286
1154
SH
SOLE
113
0
1041
HARRIS CORP
COM
413875105
3084
42157
SH
SOLE
19989
0
22168
HARRIS CORP
COM
413875105
461
6314
SH
DFND
6314
0
0
HARRIS CORP
COM
413875105
1220
16681
SH
OTR
0
11121
5560
HEWLETT-PACKARD CO
COM
428236103
1191
36835
SH
SOLE
26388
0
10447
HEWLETT-PACKARD CO
COM
428236103
275
8507
SH
DFND
8507
0
0
HEWLETT-PACKARD CO
COM
428236103
718
22215
SH
OTR
0
14810
7405
INTEL CORP
COM
458140100
2874
111370
SH
SOLE
59593
0
51777
INTEL CORP
COM
458140100
486
18863
SH
DFND
18863
0
0
INTEL CORP
COM
458140100
1290
49983
SH
OTR
0
33340
16643
JABIL CIRCUIT INC
COM
466313103
3299
183325
SH
SOLE
52081
0
131244
JABIL CIRCUIT INC
COM
466313103
248
13830
SH
DFND
13830
0
0
JABIL CIRCUIT INC
COM
466313103
657
36533
SH
OTR
0
24346
12187
KRAFT FOODS GROUP, INC.
COM
50076Q106
1296
23117
SH
SOLE
1928
0
21189
L-3 COMMUNICATIONS HOLDINGS
COM
502424104
3226
27310
SH
SOLE
12685
0
14625
L-3 COMMUNICATIONS HOLDINGS
COM
502424104
473
4007
SH
DFND
4007
0
0
L-3 COMMUNICATIONS HOLDINGS
COM
502424104
1249
10572
SH
OTR
0
7048
3524
LABORATORY CORPORATION OF AMER
COM
50540R409
1821
18549
SH
SOLE
15481
0
3068
LABORATORY CORPORATION OF AMER
COM
50540R409
487
4965
SH
DFND
4965
0
0
LABORATORY CORPORATION OF AMER
COM
50540R409
1284
13078
SH
OTR
0
8719
4359
LEGGETT & PLATT INC
COM
524660107
236
7231
SH
SOLE
106
0
7125
MARATHON PETROLEUM CORPORATION
COM
56585A102
988
11354
SH
SOLE
9292
0
2062
MARATHON PETROLEUM CORPORATION
COM
56585A102
258
2966
SH
DFND
2966
0
0
MARATHON PETROLEUM CORPORATION
COM
56585A102
683
7856
SH
OTR
0
5237
2619
MEDTRONIC INC
COM
585055106
1219
19813
SH
SOLE
1996
0
17816
MICROSOFT CORPORATION
COM
594918104
3116
76038
SH
SOLE
38738
0
37300
MICROSOFT CORPORATION
COM
594918104
502
12266
SH
DFND
12266
0
0
MICROSOFT CORPORATION
COM
594918104
1328
32406
SH
OTR
0
21604
10802
MURPHY OIL CORP
COM
626717102
1084
17256
SH
SOLE
13084
0
4172
MURPHY OIL CORP
COM
626717102
261
4154
SH
DFND
4154
0
0
MURPHY OIL CORP
COM
626717102
692
11013
SH
OTR
0
7342
3671
NETAPP, INC.
COM
64110D104
838
22725
SH
SOLE
268
0
22457
NEWFIELD EXPLORATION CO
COM
651290108
3313
105656
SH
SOLE
26211
0
79445
NEWFIELD EXPLORATION CO
COM
651290108
207
6624
SH
DFND
6624
0
0
NEWFIELD EXPLORATION CO
COM
651290108
548
17500
SH
OTR
0
11667
5833
ORACLE CORPORATION
COM
68389X105
3240
79215
SH
SOLE
40150
0
39065
ORACLE CORPORATION
COM
68389X105
487
11920
SH
DFND
11920
0
0
ORACLE CORPORATION
COM
68389X105
1288
31494
SH
OTR
0
20996
10498
PHILLIPS 66
COM
718546104
1097
14238
SH
SOLE
10409
0
3829
PHILLIPS 66
COM
718546104
258
3358
SH
DFND
3358
0
0
PHILLIPS 66
COM
718546104
675
8766
SH
OTR
0
5844
2922
PROCTER & GAMBLE COMPANY (THE)
COM
742718109
1036
12863
SH
SOLE
1226
0
11636
PULTEGROUP INC.
COM
745867101
240
12556
SH
SOLE
193
0
12363
QUEST DIAGNOSTICS INCORPORATED
COM
74834L100
206
3559
SH
SOLE
68
0
3491
RAYTHEON COMPANY
COM
755111507
1090
11036
SH
SOLE
118
0
10918
SEAGATE TECHNOLOGY
COM
G7945M107
3389
60362
SH
SOLE
28573
0
31789
SEAGATE TECHNOLOGY
COM
G7945M107
497
8857
SH
DFND
8857
0
0
SEAGATE TECHNOLOGY
COM
G7945M107
1317
23456
SH
OTR
0
15637
7819
SOUTHWESTERN ENERGY CO.
COM
845467109
1681
36542
SH
SOLE
35030
0
1512
SOUTHWESTERN ENERGY CO.
COM
845467109
516
11226
SH
DFND
11226
0
0
SOUTHWESTERN ENERGY CO.
COM
845467109
1364
29661
SH
OTR
0
19774
9887
ST JUDE MEDICAL INC
COM
790849103
324
4966
SH
SOLE
95
0
4871
TARGET CORP
COM
87612E106
201
3332
SH
SOLE
27
0
3305
VERIZON COMMUNICATIONS INC
COM
92343V104
2036
42804
SH
SOLE
18459
0
24344
VERIZON COMMUNICATIONS INC
COM
92343V104
249
5239
SH
DFND
5239
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
662
13924
SH
OTR
0
9274
4650
VONAGE HLDGS CORP COM
COM
92886t201
96
22547
SH
SOLE
12950
0
9597
WAL MART STORES INC
COM
931142103
1020
13353
SH
SOLE
1241
0
12112
WELLS FARGO & CO
COM
949746101
1132
22771
SH
SOLE
1997
0
20773
WESTERN DIGITAL CORP
COM
958102105
3564
38816
SH
SOLE
16747
0
22069
WESTERN DIGITAL CORP
COM
958102105
484
5279
SH
DFND
5279
0
0
WESTERN DIGITAL CORP
COM
958102105
1280
13947
SH
OTR
0
9298
4649
WESTERN UNION CO
COM
959802109
2647
161841
SH
SOLE
87961
0
73880
WESTERN UNION CO
COM
959802109
457
27991
SH
DFND
27991
0
0
WESTERN UNION CO
COM
959802109
1205
73707
SH
OTR
0
49138
24569
XEROX CORP
COM
984121103
1067
94481
SH
SOLE
71880
0
22601
XEROX CORP
COM
984121103
259
22935
SH
DFND
22935
0
0
XEROX CORP
COM
984121103
684
60596
SH
OTR
0
40397
20199