0001085146-15-000850.txt : 20150313
0001085146-15-000850.hdr.sgml : 20150313
20150313143807
ACCESSION NUMBER: 0001085146-15-000850
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150313
DATE AS OF CHANGE: 20150313
EFFECTIVENESS DATE: 20150313
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Frontier Wealth Management LLC
CENTRAL INDEX KEY: 0001548179
IRS NUMBER: 260236753
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16842
FILM NUMBER: 15698894
BUSINESS ADDRESS:
STREET 1: 4435 MAIN
STREET 2: STE 1100
CITY: KANSAS CITY
STATE: MO
ZIP: 64111
BUSINESS PHONE: 816-753-5100
MAIL ADDRESS:
STREET 1: 4435 MAIN
STREET 2: STE 1100
CITY: KANSAS CITY
STATE: MO
ZIP: 64111
13F-HR
1
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0001548179
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12-31-2014
12-31-2014
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Frontier Wealth Management LLC
4435 MAIN
STE 1100
KANSAS CITY
MO
64111
13F HOLDINGS REPORT
028-16842
N
Troy Kerr
CCO
816-753-5100
/s/ Troy Kerr
Kansas City
MO
03-03-2015
1
269
530847
1
0001593387
028-16841
GeoWealth Management, LLC
INFORMATION TABLE
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form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
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88579Y101
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007903107
137
51486
SH
DFND
1
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0
51486
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00756M404
97
15894
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DFND
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0
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01609W102
424
4080
SH
SOLE
0
0
4080
ALLIANCE DATA SYSTEMS CORP
COM
018581108
578
2019
SH
SOLE
0
0
2019
ALLIANT ENERGY CORP
COM
018802108
720
10840
SH
SOLE
0
0
10840
ALPS ETF TR
ALERIAN MLP
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7292
416207
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DFND
1
0
0
416207
ALTRIA GROUP INC
COM
02209S103
355
7200
SH
SOLE
0
0
7200
AMERICAN ELEC PWR INC
COM
025537101
249
4105
SH
SOLE
0
0
4105
AMERICAN EXPRESS CO
COM
025816109
372
4000
SH
SOLE
0
0
4000
AMERICAN TOWER CORP NEW
COM
03027X100
356
3599
SH
DFND
1
0
0
3599
AMGEN INC
COM
031162100
1012
6351
SH
DFND
1
0
0
6351
ANNALY CAP MGMT INC
COM
035710409
150
13919
SH
DFND
1
0
0
13919
APPLE INC
COM
037833100
4848
43918
SH
DFND
1
0
0
43918
AT&T INC
COM
00206R102
1677
49913
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SOLE
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49913
BAIDU INC
SPON ADR REP A
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1175
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SOLE
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COM
058498106
409
6000
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SOLE
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0
6000
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COM
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2796
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0
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10539
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COM
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788
6062
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224
4081
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COM
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388
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625
9071
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673
3494
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614
48013
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SOLE
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COM
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SOLE
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CBIZ INC
COM
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116
13498
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SOLE
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0
13498
CERNER CORP
COM
156782104
5592
86488
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SOLE
0
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86488
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COM
125269100
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3890
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DFND
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CHESAPEAKE ENERGY CORP
COM
165167107
228
11625
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COM
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20506
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SOLE
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G21082105
310
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167
52379
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GUG BLT2016 HY
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COM
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30315
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DFND
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5735
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COM
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332
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SOLE
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SP ADR N-V PFD
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290
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SOLE
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COM
20825C104
2536
36725
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SOLE
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N22717107
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21870U205
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SHS
G2554F113
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261
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0
0
17221
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COM
12646R105
218
5000
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0
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COM
231021106
209
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SOLE
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CVR ENERGY INC
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12662P108
656
16946
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DFND
1
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D R HORTON INC
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23331A109
272
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SH
SOLE
0
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DANAHER CORP DEL
COM
235851102
223
2600
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SOLE
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DARDEN RESTAURANTS INC
COM
237194105
2046
34900
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0
0
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DEVON ENERGY CORP NEW
COM
25179M103
442
7228
SH
DFND
1
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DIAGEO P L C
SPON ADR NEW
25243Q205
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6388
SH
SOLE
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DIRECTV
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245
2824
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DFND
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COM SER A
25470F104
202
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DFND
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DISNEY WALT CO
COM DISNEY
254687106
248
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DONNELLEY R R & SONS CO
COM
257867101
214
12720
SH
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DUKE ENERGY CORP NEW
COM NEW
26441C204
312
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COM
26483E100
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EATON CORP PLC
SHS
G29183103
535
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SH
SOLE
0
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EBAY INC
COM
278642103
590
10512
SH
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EDWARDS LIFESCIENCES CORP
COM
28176E108
333
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DFND
1
0
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ELECTRONICS FOR IMAGING INC
COM
286082102
214
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SH
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EMERSON ELEC CO
COM
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730
11830
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ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
256
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ENTERPRISE PRODS PARTNERS L
COM
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280
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SH
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EOG RES INC
COM
26875P101
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DFND
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EXXON MOBIL CORP
COM
30231G102
1320
14281
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FACEBOOK INC
CL A
30303M102
538
6898
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DFND
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CL B
314211103
626
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UNIT LTD PART
315293100
208
9453
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0
0
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COM SHS ANNUAL
33718M105
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103484
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DFND
1
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0
103484
FLEXTRONICS INTL LTD
ORD
Y2573F102
157
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FORD MTR CO DEL
COM PAR $0.01
345370860
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GENERAL ELECTRIC CO
COM
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1553
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GENERAL MLS INC
COM
370334104
66232
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GENUINE PARTS CO
COM
372460105
1049
9840
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GEOPARK LTD
USD SHS
G38327105
97892
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SOLE
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GILEAD SCIENCES INC
COM
375558103
329
3491
SH
DFND
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0
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GLOBAL X FDS
CHINA CONS ETF
37950E408
149
11800
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SOLE
0
0
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GOLDMAN SACHS GROUP INC
COM
38141G104
405
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SH
SOLE
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GOOGLE INC
CL A
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568
1070
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SOLE
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GOOGLE INC
CL C
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SH
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COM SHS BEN INT
38376A103
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COM
384637104
268
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SH
DFND
1
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0
310
HALCON RES CORP
COM NEW
40537Q209
42
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SH
SOLE
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HCP INC
COM
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HEALTH CARE REIT INC
COM
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HEALTH NET INC
COM
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255
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HOME DEPOT INC
COM
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CL A
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562
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COM
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205
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COM
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DFND
1
0
0
22411
PAYCHEX INC
COM
704326107
644
13950
SH
SOLE
0
0
13950
PENNEY J C INC
COM
708160106
266
41095
SH
SOLE
0
0
41095
PEOPLES UNITED FINANCIAL INC
COM
712704105
298
19600
SH
DFND
1
0
0
19600
PEPSICO INC
COM
713448108
1367
14452
SH
SOLE
0
0
14452
PFIZER INC
COM
717081103
1092
35045
SH
DFND
1
0
0
35045
PHH CORP
COM NEW
693320202
429
17889
SH
DFND
1
0
0
17889
PHILIP MORRIS INTL INC
COM
718172109
266
3266
SH
SOLE
0
0
3266
PHILLIPS 66
COM
718546104
297
4147
SH
SOLE
0
0
4147
PIMCO STRATEGIC INCOME FD IN
COM
72200X104
1223
129160
SH
SOLE
0
0
129160
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
276
5384
SH
SOLE
0
0
5384
PLUM CREEK TIMBER CO INC
COM
729251108
668
15620
SH
SOLE
0
0
15620
POTASH CORP SASK INC
COM
73755L107
485
13725
SH
SOLE
0
0
13725
POWERSHARES GLOBAL ETF TRUST
FDM HG YLD RAFI
73936T557
1102
58606
SH
DFND
1
0
0
58606
POWERSHARES GLOBAL ETF TRUST
AGG PFD PORT
73936T565
1687
114791
SH
DFND
1
0
0
114791
POWERSHARES GLOBAL ETF TRUST
SOVEREIGN DEBT
73936T573
642
22805
SH
DFND
1
0
0
22805
PROCTER & GAMBLE CO
COM
742718109
10853
119150
SH
SOLE
0
0
119150
PROSHARES TR II
ULTRASHORT YEN N
74347W569
364
4080
SH
SOLE
0
0
4080
PROVECTUS BIOPHARMACEUTICALS
COM
74373P108
16
20000
SH
SOLE
0
0
20000
QUALCOMM INC
COM
747525103
1787
24038
SH
SOLE
0
0
24038
RIO TINTO PLC
SPONSORED ADR
767204100
564
12249
SH
SOLE
0
0
12249
RITE AID CORP
COM
767754104
231
30718
SH
DFND
1
0
0
30718
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
656
9800
SH
SOLE
0
0
9800
SANDISK CORP
COM
80004C101
254
2589
SH
DFND
1
0
0
2589
SCHLUMBERGER LTD
COM
806857108
815
9538
SH
SOLE
0
0
9538
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
1583
32282
SH
DFND
1
0
0
32282
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
4885
94323
SH
DFND
1
0
0
94323
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
2287
51865
SH
DFND
1
0
0
51865
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
1446
35538
SH
DFND
1
0
0
35538
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
1673
30349
SH
DFND
1
0
0
30349
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
5922
247799
SH
DFND
1
0
0
247799
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
2101
52728
SH
DFND
1
0
0
52728
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
14340
496015
SH
DFND
1
0
0
496015
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
3092
59052
SH
DFND
1
0
0
59052
SCHWAB STRATEGIC TR
US REIT ETF
808524847
3123
80168
SH
DFND
1
0
0
80168
SCHWAB STRATEGIC TR
INTRM TRM TRES
808524854
10320
192545
SH
DFND
1
0
0
192545
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
14293
282572
SH
DFND
1
0
0
282572
SCHWAB STRATEGIC TR
US TIPS ETF
808524870
10355
190919
SH
DFND
1
0
0
190919
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
423
10220
SH
DFND
1
0
0
10220
SILICONWARE PRECISION INDS L
SPONSD ADR SPL
827084864
86
11407
SH
SOLE
0
0
11407
SIRIUS XM HLDGS INC
COM
82968B103
89
25563
SH
SOLE
0
0
25563
SKYWEST INC
COM
830879102
163
12273
SH
DFND
1
0
0
12273
SKYWORKS SOLUTIONS INC
COM
83088M102
218
2999
SH
SOLE
0
0
2999
SOUTHERN CO
COM
842587107
555
11291
SH
SOLE
0
0
11291
SOUTHWEST AIRLS CO
COM
844741108
223
5269
SH
SOLE
0
0
5269
SPDR INDEX SHS FDS
EURO STOXX 50
78463X202
838
22730
SH
SOLE
0
0
22730
SPDR S&P 500 ETF TR
TR UNIT
78462F103
246
1197
SH
SOLE
0
0
1197
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
4523
117140
SH
DFND
1
0
0
117140
SPDR SERIES TRUST
BRCLYS INTL ETF
78464A516
2411
43582
SH
DFND
1
0
0
43582
SPIRIT AEROSYSTEMS HLDGS INC
COM CL A
848574109
246
5715
SH
DFND
1
0
0
5715
SPIRIT RLTY CAP INC NEW
COM
84860W102
170
14288
SH
SOLE
0
0
14288
ST JUDE MED INC
COM
790849103
1109
17050
SH
SOLE
0
0
17050
STARBUCKS CORP
COM
855244109
316
3854
SH
SOLE
0
0
3854
STERICYCLE INC
COM
858912108
328
2500
SH
SOLE
0
0
2500
SUNCOR ENERGY INC NEW
COM
867224107
432
13583
SH
SOLE
0
0
13583
TALISMAN ENERGY INC
COM
87425E103
81
10380
SH
SOLE
0
0
10380
TARGET CORP
COM
87612E106
213
2807
SH
SOLE
0
0
2807
TENARIS S A
SPONSORED ADR
88031M109
381
12602
SH
SOLE
0
0
12602
THE ADT CORPORATION
COM
00101J106
1382
38151
SH
DFND
1
0
0
38151
THERMO FISHER SCIENTIFIC INC
COM
883556102
420
3350
SH
SOLE
0
0
3350
TRAVELERS COMPANIES INC
COM
89417E109
636
6004
SH
SOLE
0
0
6004
UBS GROUP AG
SHS
H42097107
233
13695
SH
SOLE
0
0
13695
UIL HLDG CORP
COM
902748102
484
11112
SH
DFND
1
0
0
11112
UMB FINL CORP
COM
902788108
368
6475
SH
SOLE
0
0
6475
UNILEVER N V
N Y SHS NEW
904784709
285
7300
SH
SOLE
0
0
7300
UNION PAC CORP
COM
907818108
519
4354
SH
SOLE
0
0
4354
UNITED NAT FOODS INC
COM
911163103
586
7575
SH
DFND
1
0
0
7575
UNITED PARCEL SERVICE INC
CL B
911312106
1032
9285
SH
SOLE
0
0
9285
UNITED STS COMMODITY INDEX F
COMM IDX FND
911717106
1220
25263
SH
DFND
1
0
0
25263
UNITED TECHNOLOGIES CORP
COM
913017109
327
2843
SH
SOLE
0
0
2843
UNITED THERAPEUTICS CORP DEL
COM
91307C102
438
3381
SH
DFND
1
0
0
3381
URANIUM ENERGY CORP
COM
916896103
87
49700
SH
SOLE
0
0
49700
US BANCORP DEL
COM NEW
902973304
288
6405
SH
SOLE
0
0
6405
VALE S A
ADR
91912E105
274
33500
SH
SOLE
0
0
33500
VANGUARD BD INDEX FD INC
LONG TERM BOND
921937793
7075
75050
SH
DFND
1
0
0
75050
VANGUARD BD INDEX FD INC
INTERMED TERM
921937819
8822
104182
SH
DFND
1
0
0
104182
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
8458
105788
SH
DFND
1
0
0
105788
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
5096
50157
SH
DFND
1
0
0
50157
VANGUARD INDEX FDS
REIT ETF
922908553
7460
92095
SH
DFND
1
0
0
92095
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
3841
30497
SH
DFND
1
0
0
30497
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
595
14864
SH
DFND
1
0
0
14864
VANTAGE DRILLING COMPANY
ORD SHS
G93205113
84
171871
SH
DFND
1
0
0
171871
VARIAN MED SYS INC
COM
92220P105
1120
12947
SH
SOLE
0
0
12947
VERIZON COMMUNICATIONS INC
COM
92343V104
1133
24211
SH
SOLE
0
0
24211
VERTEX ENERGY INC
COM
92534K107
100
23800
SH
SOLE
0
0
23800
VIACOM INC NEW
CL B
92553P201
232
3080
SH
DFND
1
0
0
3080
VISA INC
COM CL A
92826C839
1460
5568
SH
SOLE
0
0
5568
WALGREENS BOOTS ALLIANCE INC
COM
931427108
423
5546
SH
SOLE
0
0
5546
WARREN RES INC
COM
93564A100
19
12000
SH
SOLE
0
0
12000
WEATHERFORD INTL PLC
ORD SHS
G48833100
418
36549
SH
SOLE
0
0
36549
WELLCARE HEALTH PLANS INC
COM
94946T106
297
3624
SH
DFND
1
0
0
3624
WELLS FARGO & CO NEW
COM
949746101
647
11795
SH
DFND
1
0
0
11795
WESTAR ENERGY INC
COM
95709T100
1010
24495
SH
SOLE
0
0
24495
WHITING PETE CORP NEW
COM
966387102
300
9077
SH
SOLE
0
0
9077
WILLIAMS COS INC DEL
COM
969457100
276
6135
SH
SOLE
0
0
6135
WINDSTREAM HLDGS INC
COM
97382A101
114
13827
SH
DFND
1
0
0
13827
YUM BRANDS INC
COM
988498101
465
6384
SH
SOLE
0
0
6384
ZIMMER HLDGS INC
COM
98956P102
796
7016
SH
SOLE
0
0
7016