0001547903-20-000110.txt : 20201127 0001547903-20-000110.hdr.sgml : 20201127 20201127152059 ACCESSION NUMBER: 0001547903-20-000110 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201124 FILED AS OF DATE: 20201127 DATE AS OF CHANGE: 20201127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pollitzer Adam CENTRAL INDEX KEY: 0001706001 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36174 FILM NUMBER: 201354947 MAIL ADDRESS: STREET 1: 2100 POWELL STREET STREET 2: 12TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NMI Holdings, Inc. CENTRAL INDEX KEY: 0001547903 STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351] IRS NUMBER: 454914248 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2100 POWELL STREET, 12TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (855) 530-6642 MAIL ADDRESS: STREET 1: 2100 POWELL STREET, 12TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 4 1 wf-form4_160650844502452.xml FORM 4 X0306 4 2020-11-24 0 0001547903 NMI Holdings, Inc. NMIH 0001706001 Pollitzer Adam C/O NMI HOLDINGS, INC. 2100 POWELL ST., 12TH FLOOR EMERYVILLE CA 94608 0 1 0 0 EVP, Chief Financial Officer Class A Common Shares, $0.01 par value per share 2020-11-24 4 M 0 22965 10.80 A 174527 D Class A Common Shares, $0.01 par value per share 2020-11-24 4 S 0 22965 23.611 D 151562 D Class A Common Shares, $0.01 par value per share 2020-11-24 4 S 0 31824 23.6013 D 119738 D Stock Option (right to buy) 10.8 2020-11-24 4 M 0 22965 0 D 2027-05-10 Class A Common Shares, $0.01 par value per share 22965.0 0 D The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $23.6110. The range of price was $23.35 to $23.98. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold at each price. The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $23.6013. The range of price was $23.36 to $23.98. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold at each price. Represents 119,738 unvested restricted stock units. The option vested in full on May 10, 2020. /s/ Nicole Sanchez as Attorney-in-Fact 2020-11-27