0001547903-19-000047.txt : 20190318
0001547903-19-000047.hdr.sgml : 20190318
20190318213058
ACCESSION NUMBER: 0001547903-19-000047
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190314
FILED AS OF DATE: 20190318
DATE AS OF CHANGE: 20190318
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Robert Owen
CENTRAL INDEX KEY: 0001739814
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36174
FILM NUMBER: 19690064
MAIL ADDRESS:
STREET 1: 2100 POWELL STREET
STREET 2: 12TH FLOOR
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NMI Holdings, Inc.
CENTRAL INDEX KEY: 0001547903
STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351]
IRS NUMBER: 454914248
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2100 POWELL STREET, 12TH FLOOR
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: (855) 530-6642
MAIL ADDRESS:
STREET 1: 2100 POWELL STREET, 12TH FLOOR
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
4
1
wf-form4_155295904221635.xml
FORM 4
X0306
4
2019-03-14
0
0001547903
NMI Holdings, Inc.
NMIH
0001739814
Smith Robert Owen
C/O NMI HOLDINGS, INC.
2100 POWELL STREET, 12TH FL.
EMERYVILLE
CA
94608
0
1
0
0
EVP, Chief Risk Officer
Class A Common Shares, $0.01 par value per share
2019-03-14
4
F
0
3273
0
D
47180
D
Class A Common Shares, $0.01 par value per share
2019-03-15
4
F
0
3926
0
D
43254
D
Class A Common Shares, $0.01 par value per share
2019-03-15
4
F
0
1447
0
D
41807
D
Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 14, 2016 at a net settlement price equal to the closing stock price on March 14, 2019. Such restricted stock units vested in full on March 14, 2019.
Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 15, 2017 at a net settlement price equal to the closing stock price on March 15, 2019. Such restricted stock units vest in three equal annual installments beginning on March 15, 2018.
Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 15, 2018 at a net settlement price equal to the closing stock price on March 15, 2019. Such restricted stock units vest in three equal annual installments beginning on March 15, 2019.
Represents 11,168 class A common shares and 30,639 unvested restricted stock units.
/s/ Nicole C. Sanchez as Attorney-in-Fact
2019-03-18