0001179110-15-012413.txt : 20150820 0001179110-15-012413.hdr.sgml : 20150820 20150820170916 ACCESSION NUMBER: 0001179110-15-012413 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150817 FILED AS OF DATE: 20150820 DATE AS OF CHANGE: 20150820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Five Oaks Investment Corp. CENTRAL INDEX KEY: 0001547546 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 454966519 STATE OF INCORPORATION: MD FISCAL YEAR END: 1212 BUSINESS ADDRESS: STREET 1: 641 LEXINGTON AVENUE STREET 2: SUITE 1432 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 328-9521 MAIL ADDRESS: STREET 1: 641 LEXINGTON AVENUE STREET 2: SUITE 1432 CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOULIHAN WILLIAM A CENTRAL INDEX KEY: 0001185292 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35845 FILM NUMBER: 151066858 MAIL ADDRESS: STREET 1: 10900 WAYZATA BOULEVARD CITY: MINNETONKA STATE: MN ZIP: 55305 4/A 1 edgar.xml FORM 4/A - X0306 4/A 2015-08-17 2015-08-19 0 0001547546 Five Oaks Investment Corp. OAKS 0001185292 HOULIHAN WILLIAM A C/O FIVE OAKS INVESTMENT CORP. 540 MADISON AVENUE, 19TH FLOOR NEW YORK NY 10022 1 0 0 0 Common Stock 2015-08-17 4 P 0 15000 6.67 A 29500 D The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.60 to $6.70, inclusive. The reporting person undertakes to provide to Five Oaks Investment Corp., any security holder of Five Oaks Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. This Form 4 is being amended to provide the range of prices for the purchase. /s/ David Oston as attorney-in-fact for William A. Houlihan 2015-08-20