SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Morse David L

(Last) (First) (Middle)
ONE RIVERFRONT PLAZA

(Street)
CORNING NY 14831

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
05/01/2012
3. Issuer Name and Ticker or Trading Symbol
CORNING INC /NY [ GLW ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Exec Vice President 2 of 2
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit (2) (2) Common Stock 14,172 (1) D
Restricted Stock Unit (3) (3) Common Stock 29,999 (1) D
Restricted Stock Unit (4) (4) Common Stock 13,859 (1) D
Stock Options (Right to Buy) 01/02/2010 01/01/2019 Common Stock 50 10.05 I Held by Spouse (5)
Stock Options (Right to Buy) 01/03/2012 (6) 01/02/2021 Common Stock 100 19.19 I Held by Spouse (5)
Stock Options (Right to Buy) 01/03/2015 (7) 01/02/2022 Common Stock 50 13.04 I Held by Spouse (5)
Stock Options (Right to Buy) 01/04/2011 (8) 01/03/2020 Common Stock 125 19.56 I Held by Spouse (5)
Stock Options (Right to Buy) 12/02/2010 (9) 12/01/2019 Common Stock 125 17.82 I Held by Spouse (5)
Stock Options (Right to Buy) 12/03/2009 12/02/2018 Common Stock 50 8.67 I Held by Spouse (5)
Stock Options (Right to Buy) 02/01/2011 (10) 01/31/2020 Common Stock 125 18.16 I Held by Spouse (5)
Stock Options (Right to Buy) 02/01/2012 (11) 01/31/2021 Common Stock 100 22.69 I Held by Spouse (5)
Stock Options (Right to Buy) 02/01/2015 (7) 01/31/2022 Common Stock 50 12.9 I Held by Spouse (5)
Stock Options (Right to Buy) 02/02/2010 02/01/2019 Common Stock 50 10.25 I Held by Spouse (5)
Stock Options (Right to Buy) 03/01/2012 (12) 02/28/2021 Common Stock 100 22.03 I Held by Spouse (5)
Stock Options (Right to Buy) 03/01/2015 (7) 02/28/2022 Common Stock 50 12.97 I Held by Spouse (5)
Stock Options (Right to Buy) 04/24/2009 04/23/2018 Common Stock 500 25.44 I Held by Spouse (5)
Stock Options (Right to Buy) 04/26/2008 04/25/2017 Common Stock 500 24.91 I Held by Spouse (5)
Stock Options (Right to Buy) 04/27/2007 04/26/2016 Common Stock 250 28.2 I Held by Spouse (5)
Explanation of Responses:
1. Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock.
2. The Restricted Stock Units vest 100% on February 14, 2014. Vested shares will be delivered to the reporting person within 60 (sixty) days after February 14, 2014. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to February 14, 2014.
3. The Restricted Stock Units vest 100% on February 16, 2015. Vested shares will be delivered to the reporting person within sixty (60) days after February 16, 2015. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to February 16, 2015.
4. The Restricted Stock Units vest 100% on February 15, 2013. Vested shares will be delivered to the reporting person within 60 (sixty) days after February 15, 2013. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to February 15, 2013.
5. The reporting person disclaims beneficial ownership of all securities held by spouse.
6. The options vest in three equal annual installments beginning on January 3, 2012.
7. The options will vest 100% at the end of three years from grant date.
8. The options vest in three equal annual installments beginning on January 4, 2011.
9. The options vest in three equal annual installments beginning on December 2, 2010.
10. The options vest in three equal installments beginning on February 1, 2011.
11. The options vest in three equal annual installments beginning on February 1, 2012.
12. The options vest in three equal annual installments beginning on March 1, 2012.
Denise A. Hauselt, Power of Attorney 05/02/2012
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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