0001104659-12-051054.txt : 20120725
0001104659-12-051054.hdr.sgml : 20120725
20120725184707
ACCESSION NUMBER: 0001104659-12-051054
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120725
FILED AS OF DATE: 20120725
DATE AS OF CHANGE: 20120725
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AUGUST CAPITAL III LP
CENTRAL INDEX KEY: 0001252251
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35498
FILM NUMBER: 12979772
MAIL ADDRESS:
STREET 1: 2480 SAND HILL ROAD STE. 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AUGUST CAPITAL MANAGEMENT III LLC
CENTRAL INDEX KEY: 0001252257
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35498
FILM NUMBER: 12979773
MAIL ADDRESS:
STREET 1: 2480 SAND HILL ROAD STE. 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AUGUST CAPITAL III FOUNDERS FUND LP
CENTRAL INDEX KEY: 0001114719
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35498
FILM NUMBER: 12979770
BUSINESS ADDRESS:
STREET 1: 2480 SAND HILL ROAD
STREET 2: SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
MAIL ADDRESS:
STREET 1: 2480 SAND HILL ROAD SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AUGUST CAPITAL STRATEGIC PARTNERS III LP
CENTRAL INDEX KEY: 0001114992
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35498
FILM NUMBER: 12979771
BUSINESS ADDRESS:
STREET 1: 2480 SAND HILL ROAD
STREET 2: SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
MAIL ADDRESS:
STREET 1: 2480 SAND HILL ROAD SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RAPPAPORT ANDREW
CENTRAL INDEX KEY: 0001162157
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35498
FILM NUMBER: 12979765
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JOHNSTON JOHN R
CENTRAL INDEX KEY: 0001252521
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35498
FILM NUMBER: 12979774
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MARQUARDT DAVID F
CENTRAL INDEX KEY: 0001193109
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35498
FILM NUMBER: 12979766
MAIL ADDRESS:
STREET 1: MICROSOFT CORPORATION
STREET 2: ONE MICROSOFT WAY
CITY: REDMOND
STATE: WA
ZIP: 98052-6399
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPLUNK INC
CENTRAL INDEX KEY: 0001353283
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 250 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
BUSINESS PHONE: 415-848-4800
MAIL ADDRESS:
STREET 1: 250 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: August Capital V, L.P.
CENTRAL INDEX KEY: 0001452198
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35498
FILM NUMBER: 12979768
BUSINESS ADDRESS:
STREET 1: 2480 SAND HILL RD.
STREET 2: SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-234-9900
MAIL ADDRESS:
STREET 1: 2480 SAND HILL RD.
STREET 2: SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: August Capital Strategic Partners V, L.P.
CENTRAL INDEX KEY: 0001464232
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35498
FILM NUMBER: 12979767
BUSINESS ADDRESS:
STREET 1: 2480 SAND HILL RD., SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-234-9900
MAIL ADDRESS:
STREET 1: 2480 SAND HILL RD., SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: August Capital Management V, L.L.C.
CENTRAL INDEX KEY: 0001547399
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35498
FILM NUMBER: 12979769
BUSINESS ADDRESS:
STREET 1: 2480 SAND HILL ROAD, SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650.234.9900
MAIL ADDRESS:
STREET 1: 2480 SAND HILL ROAD, SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
4
1
a4.xml
4
X0306
4
2012-07-25
0
0001353283
SPLUNK INC
SPLK
0001252257
AUGUST CAPITAL MANAGEMENT III LLC
C/O AUGUST CAPITAL
2480 SAND HILL ROAD, SUITE 101
MENLO PARK
CA
94025
0
0
1
0
0001252251
AUGUST CAPITAL III LP
C/O AUGUST CAPITAL
2480 SAND HILL ROAD, SUITE 101
MENLO PARK
CA
94025
0
0
1
0
0001114992
AUGUST CAPITAL STRATEGIC PARTNERS III LP
C/O AUGUST CAPITAL
2480 SAND HILL ROAD, SUITE 101
MENLO PARK
CA
94025
0
0
1
0
0001114719
AUGUST CAPITAL III FOUNDERS FUND LP
C/O AUGUST CAPITAL
2480 SAND HILL ROAD, SUITE 101
MENLO PARK
CA
94025
0
0
1
0
0001547399
August Capital Management V, L.L.C.
C/O AUGUST CAPITAL
2480 SAND HILL ROAD, SUITE 101
MENLO PARK
CA
94025
0
0
1
0
0001452198
August Capital V, L.P.
C/O AUGUST CAPITAL
2480 SAND HILL ROAD, SUITE 101
MENLO PARK
CA
94025
0
0
1
0
0001464232
August Capital Strategic Partners V, L.P.
C/O AUGUST CAPITAL
2480 SAND HILL ROAD, SUITE 101
MENLO PARK
CA
94025
0
0
1
0
0001252521
JOHNSTON JOHN R
C/O AUGUST CAPITAL
2480 SAND HILL ROAD, SUITE 101
MENLO PARK
CA
94025
0
0
1
0
0001193109
MARQUARDT DAVID F
C/O AUGUST CAPITAL
2480 SAND HILL ROAD, SUITE 101
MENLO PARK
CA
94025
0
0
1
0
0001162157
RAPPAPORT ANDREW
C/O AUGUST CAPITAL
2480 SAND HILL ROAD, SUITE 101
MENLO PARK
CA
94025
0
0
1
0
Common Stock
2012-07-25
4
S
0
1950903
27.2613
D
14455687
I
See footnotes
Common Stock
2012-07-25
4
S
0
2605
27.2613
D
19305
I
See footnotes
Shares held of record by August Capital III, L.P. ("August III"), as nominee for August III (13,230,054 shares), August Capital Strategic Partners III, L.P. (241,121 shares)("August Strategic III"), August Capital III Founders Fund (742,156 shares)("August III Founders") and related individuals. August Capital Management III, L.L.C. ("ACM III"), the general partner of each of August III, August Strategic III and August III Founders, may be deemed to have sole voting and investment power over the reported shares of the Issuer's common stock. John R. Johnston, David F. Marquardt and Andrew S. Rappaport, as members of ACM III, share voting and investment power over the reported shares of the Issuer's common stock.
August III, August Strategic III, August III Founders and ACM III and each of its members disclaim beneficial ownership of these shares of Issuer's common stock except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that August III, August Strategic III, August III Founders or ACM III or any of its members is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
Shares held of record by August Capital V, L.P. ("August V"), as nominee for August V (19,007 shares), August Capital Strategic Partners V, L.P. (162 shares) ("August Strategic V") and related individuals. August Capital Management V, L.L.C. ("ACM V"), the general partner of each of August V and August Strategic V, may be deemed to have sole voting and investment power over the reported shares of the Issuer's common stock.
Howard Hartenbaum, David M. Hornik, John R. Johnston, David F. Marquardt, Vivek Mehra and Andrew S. Rappaport, as members of ACM V, share voting and investment power over the reported shares of the Issuer's common stock. August V, August Strategic V and ACM V and each of its members disclaim beneficial ownership of these shares of the Issuer's common stock except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that August V, August Strategic V or ACM V or any of its members is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
John R. Johnston, David F. Marquardt and Andrew S. Rappaport are the members of ACM III, which serves as the general partner to each of August III, August Strategic III and August III Founders. Howard Hartenbaum, David M. Hornik, John R. Johnston, David F. Marquardt, Vivek Mehra and Andrew S. Rappaport are the members of ACM V, which serves as the general partner to each of August V and August Strategic V. Each such person disclaims the existence of a "group" and disclaims beneficial ownership of any securities except to the extent of such person's pecuniary interest in such securities. *This report is one of two reports, each on a separate Form 4, but relating to the same transaction being filed by entities affiliated with August Capital and their applicable members.*
/s/ Steven Simonian, by power of attorney for August Capital Management III, L.L.C.
2012-07-25
/s/ Steven Simonian, by power of attorney for August Capital Management III, L.L.C., the General Partner of August Capital III, L.P.
2012-07-25
/s/ Steven Simonian, by power of attorney for August Capital Management III, L.L.C., the General Partner of August Capital Strategic Partners III, L.P.
2012-07-25
/s/ Steven Simonian, by power of attorney for August Capital Management III, L.L.C., the General Partner of August Capital III Founders Fund, L.P.
2012-07-25
/s/ Steven Simonian, by power of attorney for August Capital Management V, L.L.C.
2012-07-25
/s/ Steven Simonian, by power of attorney for August Capital Management V, L.L.C., the General Partner of August Capital V, L.P.
2012-07-25
/s/ Steven Simonian, by power of attorney for August Capital Management V, L.L.C., the General Partner of August Capital Strategic Partners V, L.P.
2012-07-25
/s/ Steven Simonian, by power of attorney for John R. Johnston
2012-07-25
/s/ Steven Simonian, by power of attorney for David F. Marquardt
2012-07-25
/s/ Steven Simonian, by power of attorney for Andrew S. Rappaport
2012-07-25