0001534701-15-000028.txt : 20150205
0001534701-15-000028.hdr.sgml : 20150205
20150205163747
ACCESSION NUMBER: 0001534701-15-000028
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150203
FILED AS OF DATE: 20150205
DATE AS OF CHANGE: 20150205
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Phillips 66
CENTRAL INDEX KEY: 0001534701
STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911]
IRS NUMBER: 453779385
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3010 BRIARPARK DRIVE
CITY: HOUSTON
STATE: TX
ZIP: 77042
BUSINESS PHONE: 281-293-6600
MAIL ADDRESS:
STREET 1: 3010 BRIARPARK DRIVE
CITY: HOUSTON
STATE: TX
ZIP: 77042
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ziemba Lawrence Michael
CENTRAL INDEX KEY: 0001547334
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35349
FILM NUMBER: 15580708
MAIL ADDRESS:
STREET 1: 600 NORTH DAIRY ASHFORD
CITY: HOUSTON
STATE: TX
ZIP: 77079
4
1
wf-form4_142317225727439.xml
FORM 4
X0306
4
2015-02-03
0
0001534701
Phillips 66
PSX
0001547334
Ziemba Lawrence Michael
3010 BRIARPARK DRIVE
HOUSTON
TX
77042
0
1
0
0
Executive VP, Refining
Restricted Stock Units
2015-02-03
4
A
0
7811
74.135
A
21902
D
Common Stock
2370.077
I
By Phillips 66 Savings Plan
Performance Stock Units
2015-02-03
4
A
0
42299
0
A
Common Stock
42299.0
42299
D
Employee Stock Option (Right to Buy)
74.135
2015-02-03
4
A
0
28000
0
A
2025-02-03
Common Stock
28000.0
28000
D
Restricted Stock Units settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the grant provided performance criteria are met.
Includes shares acquired through on-going acquisitions under 401(k) plan and/or routine dividend transactions that are exempt under rule 16a-1.
Performance Stock Units (PSUs) settle for shares of Phillips 66 common stock on a 1-for-1 basis at the end of the escrow period. The escrow period ends on the earliest to occur of: (a) five years; (b) termination of employment as a result of layoff; (c) termination of employment after attainment of age 55 with five years of service; (d) termination of employment due to death or total disability; or (e) termination of employment following a change in control. The PSUs will be forfeited if the reporting person separates from service prior to the end of the escrow period for any reason other than those listed above. During the escrow period, the reporting person may not dispose of PSUs. The reporting person may also elect to defer settlement of PSUs until a later date.
The PSUs do not have an expiration date.
The stock options become exercisable in three equal annual installments beginning on February 3, 2016.
Grant F. Adamson, Attorney-in-Fact (By Power of Attorney filed with the Commission on April 12, 2012)
2015-02-05