0001534701-14-000032.txt : 20140210 0001534701-14-000032.hdr.sgml : 20140210 20140210180022 ACCESSION NUMBER: 0001534701-14-000032 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140206 FILED AS OF DATE: 20140210 DATE AS OF CHANGE: 20140210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Phillips 66 CENTRAL INDEX KEY: 0001534701 STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911] IRS NUMBER: 453779385 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3010 BRIARPARK DRIVE CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: 281-293-6600 MAIL ADDRESS: STREET 1: 3010 BRIARPARK DRIVE CITY: HOUSTON STATE: TX ZIP: 77042 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ziemba Lawrence Michael CENTRAL INDEX KEY: 0001547334 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35349 FILM NUMBER: 14590571 MAIL ADDRESS: STREET 1: 600 NORTH DAIRY ASHFORD CITY: HOUSTON STATE: TX ZIP: 77079 4 1 wf-form4_139207321150280.xml FORM 4 X0306 4 2014-02-06 0 0001534701 Phillips 66 PSX 0001547334 Ziemba Lawrence Michael 3010 BRIARPARK DRIVE HOUSTON TX 77042 0 1 0 0 Executive VP, Refining Restricted Stock Units 2014-02-06 4 A 0 7669 72.255 A 14091 D Common Stock 2314.623 I By Phillips 66 Savings Plan Performance Stock Units 2014-02-06 4 A 0 33127 0 A Common Stock 33127.0 33127 D Stock Options (Right to Buy) 72.255 2014-02-06 4 A 0 26600 0 A 2024-02-06 Common Stock 26600.0 26600 D Restricted Stock Units settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the grant provided performance criteria are met. Includes shares acquired through on-going acquisitions under 401(k) plan and/or routine dividend transactions that are exempt under rule 16a-1. Performance Stock Units (PSUs) settle for shares of Phillips 66 common stock on a 1-for-1 basis at the end of the escrow period. The escrow period ends on the earliest to occur of: (a) five years; (b) termination of employment as a result of layoff; (c) termination of employment after attainment of age 55 with five years of service; (d) termination of employment due to death or total disability; or (e) termination of employment following a change in control. The PSUs will be forfeited if the reporting person separates from service prior to the end of the escrow period for any reason other than those listed above. During the escrow period, the reporting person may not dispose of PSUs. The reporting person may also elect to defer settlement of PSUs until a later date. The PSUs do not have an expiration date. The stock options become exercisable in three equal annual installments beginning on February 6, 2015. Grant F. Adamson, Attorney-in-Fact (By Power of Attorney filed with the Commission on April 12, 2012) 2014-02-10