0001534701-14-000024.txt : 20140204 0001534701-14-000024.hdr.sgml : 20140204 20140204123049 ACCESSION NUMBER: 0001534701-14-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140201 FILED AS OF DATE: 20140204 DATE AS OF CHANGE: 20140204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Phillips 66 CENTRAL INDEX KEY: 0001534701 STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911] IRS NUMBER: 453779385 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3010 BRIARPARK DRIVE CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: 281-293-6600 MAIL ADDRESS: STREET 1: 3010 BRIARPARK DRIVE CITY: HOUSTON STATE: TX ZIP: 77042 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maxwell Gregory Gene CENTRAL INDEX KEY: 0001547332 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35349 FILM NUMBER: 14571024 MAIL ADDRESS: STREET 1: 600 N. DAIRY ASHFORD CITY: HOUSTON STATE: TX ZIP: 77079 4 1 wf-form4_139153503866687.xml FORM 4 X0306 4 2014-02-01 0 0001534701 Phillips 66 PSX 0001547332 Maxwell Gregory Gene 3010 BRIARPARK DRIVE HOUSTON TX 77042 0 1 0 0 Chief Financial Officer Common Stock 2014-02-01 4 M 0 16240 32.5075 A 31787 D Common Stock 2014-02-01 4 F 0 4863 73.665 D 26924 D Common Stock 873.453 I By Phillips 66 Savings Plan Stock Units 32.5075 2014-02-01 4 M 0 16240 32.5075 D 2014-02-01 Common Stock 16240.0 0 D Includes shares acquired through routine dividend transactions that are exempt under rule 16a-1. On February 1, 2014, the restrictions on the Stock Units lapsed and these Stock Units converted to shares of Common Stock on a 1-for-1 basis. In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips Stock Units were adjusted so that holders hold Stock Units for both Phillips 66 common stock and ConocoPhillips common stock. Phillips 66 and ConocoPhillips stock units received, wheen combined, will generally perserve the intrinsic value of each original stock unit. These Stock Units do not have an expiration date. Grant F. Adamson, Attorney-in-Fact (By Power of Attorney filed with the Commission on April 12, 2012) 2014-02-04