0001181431-13-008367.txt : 20130211 0001181431-13-008367.hdr.sgml : 20130211 20130211182637 ACCESSION NUMBER: 0001181431-13-008367 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130207 FILED AS OF DATE: 20130211 DATE AS OF CHANGE: 20130211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maxwell Gregory Gene CENTRAL INDEX KEY: 0001547332 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35349 FILM NUMBER: 13593661 MAIL ADDRESS: STREET 1: 600 N. DAIRY ASHFORD CITY: HOUSTON STATE: TX ZIP: 77079 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Phillips 66 CENTRAL INDEX KEY: 0001534701 STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911] IRS NUMBER: 453779385 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3010 BRIARPARK DRIVE CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: 281-293-6600 MAIL ADDRESS: STREET 1: 3010 BRIARPARK DRIVE CITY: HOUSTON STATE: TX ZIP: 77042 4 1 rrd369666.xml 2013.02.11 MAXWELL FORM 4 X0306 4 2013-02-07 0 0001534701 Phillips 66 PSX 0001547332 Maxwell Gregory Gene 3010 BRIARPARK DRIVE HOUSTON TX 77042 0 1 0 0 Chief Financial Officer Restricted Stock Units 2013-02-07 4 A 0 8619.0000 62.17 A 19937.0000 D Common Stock 855.855 I By Phillips 66 Savings Plan Stock Options (right to buy) 62.17 2013-02-07 4 A 0 24600 0 A 2023-02-07 Common Stock 24600 24600 D Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) six months after separation from service in which case the stock units will convert to common stock. The reporting person may also elect to defer conversion of stock units until a later date. Restricted Stock Units settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the grant provided performance criteria are met. The stock options become exercisable in three equal annual installments beginning on February 7, 2014. Grant F. Adamson, Attorney in Fact (By Power of Attorney filed with the Commission on April 12, 2012) 2013-02-11