0001181431-13-008367.txt : 20130211
0001181431-13-008367.hdr.sgml : 20130211
20130211182637
ACCESSION NUMBER: 0001181431-13-008367
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130207
FILED AS OF DATE: 20130211
DATE AS OF CHANGE: 20130211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Maxwell Gregory Gene
CENTRAL INDEX KEY: 0001547332
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35349
FILM NUMBER: 13593661
MAIL ADDRESS:
STREET 1: 600 N. DAIRY ASHFORD
CITY: HOUSTON
STATE: TX
ZIP: 77079
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Phillips 66
CENTRAL INDEX KEY: 0001534701
STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911]
IRS NUMBER: 453779385
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3010 BRIARPARK DRIVE
CITY: HOUSTON
STATE: TX
ZIP: 77042
BUSINESS PHONE: 281-293-6600
MAIL ADDRESS:
STREET 1: 3010 BRIARPARK DRIVE
CITY: HOUSTON
STATE: TX
ZIP: 77042
4
1
rrd369666.xml
2013.02.11 MAXWELL FORM 4
X0306
4
2013-02-07
0
0001534701
Phillips 66
PSX
0001547332
Maxwell Gregory Gene
3010 BRIARPARK DRIVE
HOUSTON
TX
77042
0
1
0
0
Chief Financial Officer
Restricted Stock Units
2013-02-07
4
A
0
8619.0000
62.17
A
19937.0000
D
Common Stock
855.855
I
By Phillips 66 Savings Plan
Stock Options (right to buy)
62.17
2013-02-07
4
A
0
24600
0
A
2023-02-07
Common Stock
24600
24600
D
Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.
The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) six months after separation from service in which case the stock units will convert to common stock. The reporting person may also elect to defer conversion of stock units until a later date.
Restricted Stock Units settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the grant provided performance criteria are met.
The stock options become exercisable in three equal annual installments beginning on February 7, 2014.
Grant F. Adamson, Attorney in Fact (By Power of Attorney filed with the Commission on April 12, 2012)
2013-02-11