0001181431-13-008365.txt : 20130211
0001181431-13-008365.hdr.sgml : 20130211
20130211182617
ACCESSION NUMBER: 0001181431-13-008365
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130208
FILED AS OF DATE: 20130211
DATE AS OF CHANGE: 20130211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Johnson Paula Ann
CENTRAL INDEX KEY: 0001547331
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35349
FILM NUMBER: 13593658
MAIL ADDRESS:
STREET 1: 600 N. DAIRY ASHFORD
CITY: HOUSTON
STATE: TX
ZIP: 77079
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Phillips 66
CENTRAL INDEX KEY: 0001534701
STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911]
IRS NUMBER: 453779385
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3010 BRIARPARK DRIVE
CITY: HOUSTON
STATE: TX
ZIP: 77042
BUSINESS PHONE: 281-293-6600
MAIL ADDRESS:
STREET 1: 3010 BRIARPARK DRIVE
CITY: HOUSTON
STATE: TX
ZIP: 77042
4
1
rrd369684.xml
P JOHNSON FORM 4 02 11 2013
X0306
4
2013-02-08
0
0001534701
Phillips 66
PSX
0001547331
Johnson Paula Ann
3010 BRIARPARK DRIVE
HOUSTON
TX
77042
0
1
0
0
Senior VP and General Counsel
Restricted Stock Units
2013-02-07
4
A
0
4191.0000
62.17
A
7986.0000
D
Common Stock
1010.8990
I
By Phillips 66 Savings Plan
Performance Stock Units
2013-02-07
4
A
0
6497.0000
0
A
Common Stock
6497.0000
26611.0000
D
Stock Options (right to buy)
62.17
2013-02-07
4
A
0
12000
0
A
2023-02-07
Common Stock
12000
12000
D
Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.
The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) six months after separation from service in which case the stock units will convert to common stock. The reporting person may also elect to defer conversion of stock units until a later date.
Performance Stock Units settle for cash based on the fair market value on the vesting date, which is the third anniversary of the grant provided performance criteria are met.
Restricted Stock Units settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the grant provided performance criteria are met.
The Performance Stock Units do not have an expiration date.
The stock options become exercisable in three equal annual installments beginning on February 7,2014.
Grant F. Adamson (by Power of Attorney filed with the Commission on April 12, 2012)
2013-02-11