0001181431-13-008365.txt : 20130211 0001181431-13-008365.hdr.sgml : 20130211 20130211182617 ACCESSION NUMBER: 0001181431-13-008365 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130208 FILED AS OF DATE: 20130211 DATE AS OF CHANGE: 20130211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Paula Ann CENTRAL INDEX KEY: 0001547331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35349 FILM NUMBER: 13593658 MAIL ADDRESS: STREET 1: 600 N. DAIRY ASHFORD CITY: HOUSTON STATE: TX ZIP: 77079 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Phillips 66 CENTRAL INDEX KEY: 0001534701 STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911] IRS NUMBER: 453779385 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3010 BRIARPARK DRIVE CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: 281-293-6600 MAIL ADDRESS: STREET 1: 3010 BRIARPARK DRIVE CITY: HOUSTON STATE: TX ZIP: 77042 4 1 rrd369684.xml P JOHNSON FORM 4 02 11 2013 X0306 4 2013-02-08 0 0001534701 Phillips 66 PSX 0001547331 Johnson Paula Ann 3010 BRIARPARK DRIVE HOUSTON TX 77042 0 1 0 0 Senior VP and General Counsel Restricted Stock Units 2013-02-07 4 A 0 4191.0000 62.17 A 7986.0000 D Common Stock 1010.8990 I By Phillips 66 Savings Plan Performance Stock Units 2013-02-07 4 A 0 6497.0000 0 A Common Stock 6497.0000 26611.0000 D Stock Options (right to buy) 62.17 2013-02-07 4 A 0 12000 0 A 2023-02-07 Common Stock 12000 12000 D Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) six months after separation from service in which case the stock units will convert to common stock. The reporting person may also elect to defer conversion of stock units until a later date. Performance Stock Units settle for cash based on the fair market value on the vesting date, which is the third anniversary of the grant provided performance criteria are met. Restricted Stock Units settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the grant provided performance criteria are met. The Performance Stock Units do not have an expiration date. The stock options become exercisable in three equal annual installments beginning on February 7,2014. Grant F. Adamson (by Power of Attorney filed with the Commission on April 12, 2012) 2013-02-11