0001209191-15-070421.txt : 20150911
0001209191-15-070421.hdr.sgml : 20150911
20150911205518
ACCESSION NUMBER: 0001209191-15-070421
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150910
FILED AS OF DATE: 20150911
DATE AS OF CHANGE: 20150911
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPLUNK INC
CENTRAL INDEX KEY: 0001353283
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 861106510
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 250 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
BUSINESS PHONE: 415-848-8400
MAIL ADDRESS:
STREET 1: 250 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schroeder Guido
CENTRAL INDEX KEY: 0001547259
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35498
FILM NUMBER: 151104378
MAIL ADDRESS:
STREET 1: C/O SPLUNK INC
STREET 2: 250 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-09-10
0
0001353283
SPLUNK INC
SPLK
0001547259
Schroeder Guido
C/O SPLUNK INC.
250 BRANNAN STREET
SAN FRANCISCO
CA
94107
0
1
0
0
SVP, Products
Common Stock
2015-09-10
4
M
0
10000
9.00
A
122130
D
Common Stock
2015-09-10
4
S
0
1650
58.88
D
120480
D
Common Stock
2015-09-10
4
S
0
7850
60.02
D
112630
D
Common Stock
2015-09-10
4
S
0
500
60.50
D
112130
D
Common Stock
2015-09-11
4
S
0
3995
59.30
D
108135
D
Employee Stock Option (right to buy)
9.00
2015-09-10
4
M
0
10000
0.00
D
2022-04-03
Common Stock
10000
147208
D
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 17, 2014.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.41 to $59.23 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.44 to $60.43, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.44 to $60.63, inclusive.
The reported shares were sold to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units.
The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on April 2, 2013 and one forty-eighth of the shares vest monthly thereafter.
/s/ Steve Dean, by power of attorney
2015-09-11