0001209191-14-071293.txt : 20141125 0001209191-14-071293.hdr.sgml : 20141125 20141125184436 ACCESSION NUMBER: 0001209191-14-071293 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141121 FILED AS OF DATE: 20141125 DATE AS OF CHANGE: 20141125 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPLUNK INC CENTRAL INDEX KEY: 0001353283 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 861106510 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: 415-848-8400 MAIL ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schroeder Guido CENTRAL INDEX KEY: 0001547259 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35498 FILM NUMBER: 141250901 MAIL ADDRESS: STREET 1: C/O SPLUNK INC STREET 2: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-11-21 0 0001353283 SPLUNK INC SPLK 0001547259 Schroeder Guido C/O SPLUNK INC. 250 BRANNAN STREET SAN FRANCISCO CA 94107 0 1 0 0 SVP, Products Common Stock 2014-11-21 4 M 0 25000 9.00 A 136365 D Common Stock 2014-11-21 4 S 0 25000 71.00 D 111365 D Employee Stock Option (right to buy) 9.00 2014-11-21 4 M 0 25000 0.00 D 2022-04-03 Common Stock 25000 357000 D The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 18, 2013. The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on April 2, 2013 and one forty-eighth of the shares vest monthly thereafter. /s/ Steve Dean, by power of attorney 2014-11-25