0001209191-14-057774.txt : 20140912
0001209191-14-057774.hdr.sgml : 20140912
20140912190434
ACCESSION NUMBER: 0001209191-14-057774
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140910
FILED AS OF DATE: 20140912
DATE AS OF CHANGE: 20140912
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPLUNK INC
CENTRAL INDEX KEY: 0001353283
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 861106510
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 250 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
BUSINESS PHONE: 415-848-4800
MAIL ADDRESS:
STREET 1: 250 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schroeder Guido
CENTRAL INDEX KEY: 0001547259
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35498
FILM NUMBER: 141101782
MAIL ADDRESS:
STREET 1: C/O SPLUNK INC
STREET 2: 250 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-09-10
0
0001353283
SPLUNK INC
SPLK
0001547259
Schroeder Guido
C/O SPLUNK INC.
250 BRANNAN STREET
SAN FRANCISCO
CA
94107
0
1
0
0
SVP, Products
Common Stock
2014-09-10
4
M
0
10000
9.00
A
122682
D
Common Stock
2014-09-10
4
S
0
1275
57.61
D
121407
D
Common Stock
2014-09-10
4
S
0
5139
58.78
D
116268
D
Common Stock
2014-09-10
4
S
0
3586
59.54
D
112682
D
Common Stock
2014-09-11
4
S
0
1317
60.49
D
111365
D
Employee Stock Option (right to buy)
9.00
2014-09-10
4
M
0
10000
0.00
D
2022-04-03
Common Stock
10000
402000
D
The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 18, 2013.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.11 to $58.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4) and (6) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.30 to $59.28, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.32 to $59.83, inclusive.
The reported shares were sold to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.45 to $60.51, inclusive.
The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on April 2, 2013 and one forty-eighth of the shares vest monthly thereafter.
/s/ Steve Dean, by power of attorney
2014-09-12