0001209191-14-020513.txt : 20140313 0001209191-14-020513.hdr.sgml : 20140313 20140313203029 ACCESSION NUMBER: 0001209191-14-020513 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140311 FILED AS OF DATE: 20140313 DATE AS OF CHANGE: 20140313 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPLUNK INC CENTRAL INDEX KEY: 0001353283 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 861106510 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: 415-848-4800 MAIL ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schodorf Thomas E CENTRAL INDEX KEY: 0001547258 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35498 FILM NUMBER: 14692561 MAIL ADDRESS: STREET 1: C/O SPLUNK INC STREET 2: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-03-11 0 0001353283 SPLUNK INC SPLK 0001547258 Schodorf Thomas E C/O SPLUNK INC. 250 BRANNAN STREET SAN FRANCISCO CA 94107 0 1 0 0 SVP, Field Operations Common Stock 2014-03-11 4 M 0 4000 0.62 A 262911 D Common Stock 2014-03-11 4 S 0 4530 84.9737 D 258381 D Common Stock 2014-03-11 4 S 0 2200 85.9095 D 256181 D Common Stock 2014-03-11 4 S 0 1600 86.7256 D 254581 D Employee Stock Option (right to buy) 0.62 2014-03-11 4 M 0 4000 0.00 D 2019-10-21 Common Stock 4000 136498 D Of the reported shares sold, 7,000 shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 26, 2013 and an additional 1,330 shares were sold to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.44 to $85.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.50 to $86.29, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.54 to $87.00, inclusive. The option is fully vested and immediately exercisable. /s/ Steve Dean, by power of attorney 2014-03-13