0001209191-13-043024.txt : 20130904 0001209191-13-043024.hdr.sgml : 20130904 20130904180631 ACCESSION NUMBER: 0001209191-13-043024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130903 FILED AS OF DATE: 20130904 DATE AS OF CHANGE: 20130904 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPLUNK INC CENTRAL INDEX KEY: 0001353283 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 861106510 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: 415-848-4800 MAIL ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schodorf Thomas E CENTRAL INDEX KEY: 0001547258 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35498 FILM NUMBER: 131078816 MAIL ADDRESS: STREET 1: C/O SPLUNK INC STREET 2: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-09-03 0 0001353283 SPLUNK INC SPLK 0001547258 Schodorf Thomas E C/O SPLUNK INC. 250 BRANNAN STREET SAN FRANCISCO CA 94107 0 1 0 0 SVP, Field Operations Common Stock 2013-09-03 4 M 0 4000 0.62 A 428852 D Common Stock 2013-09-03 4 S 0 3400 55.146 D 425452 D Common Stock 2013-09-03 4 S 0 600 56.2033 D 424852 D Employee Stock Option (right to buy) 0.62 2013-09-03 4 M 0 4000 0.00 D 2019-10-21 Common Stock 4000 307087 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 18, 2012. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.62 to $55.61, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.15 to $56.24, inclusive. The option represents a right to purchase a total of 934,173 shares pursuant to which one-fourth of the shares subject to the option vested on October 5, 2010 and one forty-eighth of the shares vest monthly thereafter. /s/ Steve Dean, by power of attorney 2013-09-04