0001209191-13-040760.txt : 20130814 0001209191-13-040760.hdr.sgml : 20130814 20130814182532 ACCESSION NUMBER: 0001209191-13-040760 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130813 FILED AS OF DATE: 20130814 DATE AS OF CHANGE: 20130814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPLUNK INC CENTRAL INDEX KEY: 0001353283 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 861106510 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: 415-848-4800 MAIL ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schodorf Thomas E CENTRAL INDEX KEY: 0001547258 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35498 FILM NUMBER: 131039782 MAIL ADDRESS: STREET 1: C/O SPLUNK INC STREET 2: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-08-13 0 0001353283 SPLUNK INC SPLK 0001547258 Schodorf Thomas E C/O SPLUNK INC. 250 BRANNAN STREET SAN FRANCISCO CA 94107 0 1 0 0 SVP, Field Operations Common Stock 2013-08-13 4 M 0 4000 0.62 A 428852 D Common Stock 2013-08-13 4 S 0 4000 52.0748 D 424852 D Employee Stock Option (right to buy) 0.62 2013-08-13 4 M 0 4000 0.00 D 2019-10-21 Common Stock 4000 319087 D The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 18, 2012. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.73 to $52.46, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. The option represents a right to purchase a total of 934,173 shares pursuant to which one-fourth of the shares subject to the option vested on October 5, 2010 and one forty-eighth of the shares vest monthly thereafter. /s/ Steve Dean, by power of attorney 2013-08-14