0001545545-12-000005.txt : 20120815 0001545545-12-000005.hdr.sgml : 20120815 20120814194655 ACCESSION NUMBER: 0001545545-12-000005 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120815 DATE AS OF CHANGE: 20120814 EFFECTIVENESS DATE: 20120815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. CENTRAL INDEX KEY: 0001545545 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14928 FILM NUMBER: 121035032 BUSINESS ADDRESS: STREET 1: MEJIRODAI BLDG., 3-29-20 STREET 2: MEJIRODAI, BUNKYO-KU CITY: TOKYO STATE: M0 ZIP: 112-8688 BUSINESS PHONE: 81-3-6742-1040 MAIL ADDRESS: STREET 1: MEJIRODAI BLDG., 3-29-20 STREET 2: MEJIRODAI, BUNKYO-KU CITY: TOKYO STATE: M0 ZIP: 112-8688 13F-HR/A 1 mumss201112.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: Dec 31, 2011 ------------------- Check here if Amendment [ X ]; Amendment Number: 01 --- This Amendment (Check only one.): [ X ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. ---------------------------------------------------- Address: Mejirodai Bldg., 3-29-20, Mejirodai, Bunkyo-ku, ---------------------------------------------------- Tokyo , 112 - 8688, Japan ---------------------------------------------------- Form 13F File Number: 28-14928 ---------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager Name: Tetsurou Shinohara --------------------------------------------- Title: General Manager, Corporate Planning Division --------------------------------------------- Phone: 81-3-6742-1040 --------------------------------------------- Signature, Place, and Date of Signing: /s/ Tetsurou Shinohara, Tokyo, Japan Aug 14, 2012 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 --------- Form 13F Information Table Entry Total: 202 --------- Form 13F Information Table Value Total: 175,166 --------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 01 28- 13582 Mitsubishi UFJ Financial Group, Inc. 02 28- 13570 Mitsubishi UFJ Securities Holdings Co., Ltd. ------------------------------------------------------------------------- ------------------------------------------------------------------------- FORM 13F INFORMATION TABLE ---------------------------- ------------------ --------- ---------- -------------------- --------- ------- ---------------------- COLUMN1 COLUMN2 COLUMN3 COLUMN4 COLUMN5 COLUMN6 COLUMN7 COLUMN8 ---------------------------- ------------------ --------- ---------- ----------- --- ---- --------- ------- ---------------------- NAME OF TITLE VALUE SHRS OR SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRM CALL DSCRETN MANAGERS SOLE SHARED NONE ---------------------------- ------------------ --------- ---------- ----------- --- ---- --------- ------- ---------------------- 3M CO COM 88579Y101 33 400 SH DEFINED 01 02 400 0 0 ACE COM H0023R105 66 940 SH DEFINED 01 02 940 0 0 ACTIVISION BLIZZARD COM 00507V109 99 8,060 SH DEFINED 01 02 8,060 0 0 ADOBE SYS COM 00724F101 34 1,190 SH DEFINED 01 02 1,190 0 0 AETNA COM 00817Y108 127 3,020 SH DEFINED 01 02 3,020 0 0 AFFILIATED MANAGERS GROUP COM 008252108 72 750 SH DEFINED 01 02 750 0 0 AFLAC COM 001055102 19 430 SH DEFINED 01 02 430 0 0 AK STL HLDG CORP COM 001547108 58 7,010 SH DEFINED 01 02 7,010 0 0 AKAMAI TECHNOLOGIES COM 00971T101 104 3,210 SH DEFINED 01 02 3,210 0 0 ALTERA CORP COM 021441100 25 680 SH DEFINED 01 02 680 0 0 AMAZON COM 023135106 201 1,160 SH DEFINED 01 02 1,160 0 0 AMERICAN AXLE & MFG HLDGS COM 024061103 70 7,030 SH DEFINED 01 02 7,030 0 0 AMERIGROUP CORP COM 03073T102 61 1,040 SH DEFINED 01 02 1,040 0 0 AMGEN COM 031162100 246 3,830 SH DEFINED 01 02 3,830 0 0 AMPHENOL CORP COM 032095101 63 1,390 SH DEFINED 01 02 1,390 0 0 APOLLO GLOBAL MGMT COM 037612306 62 5,010 SH DEFINED 01 02 5,010 0 0 APOLLO GROUP COM 037604105 15 280 SH DEFINED 01 02 280 0 0 APPLE COM 037833100 1,162 2,870 SH DEFINED 01 02 2,870 0 0 APPLIED MATLS COM 038222105 37 3,450 SH DEFINED 01 02 3,450 0 0 ARM HLDGS ADR 042068106 140 5,050 SH DEFINED 01 02 5,050 0 0 AT&T COM 00206R102 294 9,730 SH DEFINED 01 02 9,730 0 0 AUTODESK COM 052769106 16 540 SH DEFINED 01 02 540 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 68 1,260 SH DEFINED 01 02 1,260 0 0 AUTOZONE COM 053332102 130 400 SH DEFINED 01 02 400 0 0 AVAGO TECHNOLOGIES COM Y0486S104 255 8,850 SH DEFINED 01 02 8,850 0 0 AVON PRODS COM 054303102 66 3,790 SH DEFINED 01 02 3,790 0 0 BAIDU ADR 056752108 73 630 SH DEFINED 01 02 630 0 0 BARRICK GOLD CORP COM 067901108 118 2,600 SH DEFINED 01 02 2,600 0 0 BED BATH & BEYOND COM 075896100 103 1,770 SH DEFINED 01 02 1,770 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 24 320 SH DEFINED 01 02 320 0 0 BHP BILLITON ADR 05545E209 57 980 SH DEFINED 01 02 980 0 0 BIOGEN IDEC COM 09062X103 62 560 SH DEFINED 01 02 560 0 0 BLACKROCK COM 09247X101 130 730 SH DEFINED 01 02 730 0 0 BLACKSTONE GROUP L P COM 09253U108 62 4,430 SH DEFINED 01 02 4,430 0 0 BMC SOFTWARE COM 055921100 15 460 SH DEFINED 01 02 460 0 0 BOEING COM 097023105 62 850 SH DEFINED 01 02 850 0 0 BOSTON SCIENTIFIC CORP COM 101137107 71 13,270 SH DEFINED 01 02 13,270 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 97 2,750 SH DEFINED 01 02 2,750 0 0 BROADCOM CORP COM 111320107 30 1,030 SH DEFINED 01 02 1,030 0 0 BROCADE COMMUNICATIONS SYS I COM 111621306 62 11,850 SH DEFINED 01 02 11,850 0 0 C H ROBINSON WORLDWIDE COM 12541W209 27 390 SH DEFINED 01 02 390 0 0 CA COM 12673P105 25 1,220 SH DEFINED 01 02 1,220 0 0 CAPITAL ONE FINL CORP COM 14040H105 23 540 SH DEFINED 01 02 540 0 0 CBS CORP CL B 124857202 62 2,280 SH DEFINED 01 02 2,280 0 0 CELGENE CORP COM 151020104 78 1,150 SH DEFINED 01 02 1,150 0 0 CERNER CORP COM 156782104 13 210 SH DEFINED 01 02 210 0 0 CHECK POINT SOFTWARE TECH LT COM M22465104 24 460 SH DEFINED 01 02 460 0 0 CHEVRON CORP COM 166764100 177 1,660 SH DEFINED 01 02 1,660 0 0 CISCO SYS COM 17275R102 486 26,880 SH DEFINED 01 02 26,880 0 0 CITRIX SYS COM 177376100 70 1,160 SH DEFINED 01 02 1,160 0 0 CLIFFS NATURAL RESOURCES COM 18683K101 59 950 SH DEFINED 01 02 950 0 0 CME GROUP COM 12572Q105 122 500 SH DEFINED 01 02 500 0 0 COACH COM 189754104 9 150 SH DEFINED 01 02 150 0 0 COCA COLA COM 191216100 157 2,250 SH DEFINED 01 02 2,250 0 0 COGNIZANT TECHNOLOGY SOLUTIO COM 192446102 47 730 SH DEFINED 01 02 730 0 0 COMCAST CORP CL A 20030N101 129 5,430 SH DEFINED 01 02 5,430 0 0 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 141 3,920 SH DEFINED 01 02 3,920 0 0 CONAGRA FOODS COM 205887102 35 1,320 SH DEFINED 01 02 1,320 0 0 CONOCOPHILLIPS COM 20825C104 78 1,070 SH DEFINED 01 02 1,070 0 0 COSTCO WHSL CORP COM 22160K105 93 1,120 SH DEFINED 01 02 1,120 0 0 COVIDIEN COM G2554F113 71 1,570 SH DEFINED 01 02 1,570 0 0 CSG SYS INTL COM 126349109 64 4,320 SH DEFINED 01 02 4,320 0 0 CTRIP INTL COM 22943F100 6 260 SH DEFINED 01 02 260 0 0 DENTSPLY INTL COM 249030107 11 320 SH DEFINED 01 02 320 0 0 DIRECTV COM 25490A101 86 2,010 SH DEFINED 01 02 2,010 0 0 DOLLAR TREE COM 256746108 67 810 SH DEFINED 01 02 810 0 0 DUKE ENERGY CORP COM 26441C105 70 3,180 SH DEFINED 01 02 3,180 0 0 E TRADE FINANCIAL CORP COM 269246401 69 8,680 SH DEFINED 01 02 8,680 0 0 EBAY COM 278642103 91 3,000 SH DEFINED 01 02 3,000 0 0 ECOLAB COM 278865100 64 1,110 SH DEFINED 01 02 1,110 0 0 EL PASO CORP COM 28336L109 36 1,370 SH DEFINED 01 02 1,370 0 0 EOG RES COM 26875P101 129 1,310 SH DEFINED 01 02 1,310 0 0 EXELON CORP COM 30161N101 26 610 SH DEFINED 01 02 610 0 0 EXPEDIA INC DEL COM NEW 30212P303 8 260 SH DEFINED 01 02 260 0 0 EXPEDITORS INTL WASH COM 302130109 19 460 SH DEFINED 01 02 460 0 0 EXPRESS SCRIPTS COM 302182100 56 1,260 SH DEFINED 01 02 1,260 0 0 EXXON MOBIL CORP COM 30231G102 292 3,440 SH DEFINED 01 02 3,440 0 0 F5 NETWORKS COM 315616102 66 620 SH DEFINED 01 02 620 0 0 FAMILY DLR STORES COM 307000109 11 190 SH DEFINED 01 02 190 0 0 FASTENAL CO COM 311900104 24 540 SH DEFINED 01 02 540 0 0 FLEXTRONICS INTL COM Y2573F102 9 1,620 SH DEFINED 01 02 1,620 0 0 FMC TECHNOLOGIES COM 30249U101 63 1,200 SH DEFINED 01 02 1,200 0 0 FOOT LOCKER COM 344849104 66 2,750 SH DEFINED 01 02 2,750 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 70 6,470 SH DEFINED 01 02 6,470 0 0 FRANKLIN RES COM 354613101 128 1,330 SH DEFINED 01 02 1,330 0 0 FUSION-IO COM 36112J107 63 2,590 SH DEFINED 01 02 2,590 0 0 GARMIN COM H2906T109 21 520 SH DEFINED 01 02 520 0 0 GENERAL ELECTRIC CO COM 369604103 172 9,610 SH DEFINED 01 02 9,610 0 0 GENERAL MLS COM 370334104 80 1,990 SH DEFINED 01 02 1,990 0 0 GILEAD SCIENCES COM 375558103 75 1,840 SH DEFINED 01 02 1,840 0 0 GOOGLE COM 38259P508 446 690 SH DEFINED 01 02 690 0 0 GREEN MTN COFFEE ROASTERS IN COM 393122106 13 300 SH DEFINED 01 02 300 0 0 HCP COM 40414L109 75 1,810 SH DEFINED 01 02 1,810 0 0 HEALTH NET COM 42222G108 63 2,080 SH DEFINED 01 02 2,080 0 0 HELMERICH & PAYNE COM 423452101 59 1,010 SH DEFINED 01 02 1,010 0 0 HOME DEPOT COM 437076102 128 3,040 SH DEFINED 01 02 3,040 0 0 HUNTINGTON BANCSHARES COM 446150104 55 9,990 SH DEFINED 01 02 9,990 0 0 INFOSYS LTD SPONSORED ADR ADR 456788108 12 240 SH DEFINED 01 02 240 0 0 INGERSOLL-RAND COM G47791101 67 2,190 SH DEFINED 01 02 2,190 0 0 INTEL CORP COM 458140100 409 16,860 SH DEFINED 01 02 16,860 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 63 340 SH DEFINED 01 02 340 0 0 INTERPUBLIC GROUP COS COM 460690100 59 6,050 SH DEFINED 01 02 6,050 0 0 INTUIT COM 461202103 111 2,120 SH DEFINED 01 02 2,120 0 0 INTUITIVE SURGICAL COM 46120E602 37 80 SH DEFINED 01 02 80 0 0 ISHARES MSCI JAPAN 464286848 1 55 SH DEFINED 01 02 55 0 0 JOHNSON & JOHNSON COM 478160104 165 2,510 SH DEFINED 01 02 2,510 0 0 JOY GLOBAL COM 481165108 70 930 SH DEFINED 01 02 930 0 0 JPMORGAN CHASE & CO COM 46625H100 56 1,690 SH DEFINED 01 02 1,690 0 0 KKR & CO L P DEL UNITS COM 48248M102 71 5,560 SH DEFINED 01 02 5,560 0 0 KOHLS CORP COM 500255104 4 80 SH DEFINED 01 02 80 0 0 LAM RESEARCH CORP COM 512807108 87 2,350 SH DEFINED 01 02 2,350 0 0 LAUDER ESTEE COS COM 518439104 7 60 SH DEFINED 01 02 60 0 0 LEAR CORP COM 521865204 70 1,770 SH DEFINED 01 02 1,770 0 0 LIFE TECHNOLOGIES CORP COM 53217V109 18 450 SH DEFINED 01 02 450 0 0 LILLY ELI & CO COM 532457108 86 2,080 SH DEFINED 01 02 2,080 0 0 LIMITED BRANDS COM 532716107 67 1,670 SH DEFINED 01 02 1,670 0 0 LINEAR TECHNOLOGY CORP COM 535678106 16 520 SH DEFINED 01 02 520 0 0 MACYS COM 55616P104 67 2,080 SH DEFINED 01 02 2,080 0 0 MARVELL TECHNOLOGY GROUP COM G5876H105 20 1,450 SH DEFINED 01 02 1,450 0 0 MASTERCARD COM 57636Q104 86 230 SH DEFINED 01 02 230 0 0 MATTEL INC COM 577081102 50 1,790 SH DEFINED 01 02 1,790 0 0 MAXIM INTEGRATED PRODS COM 57772K101 83 3,180 SH DEFINED 01 02 3,180 0 0 MCDONALDS CORP COM 580135101 119 1,190 SH DEFINED 01 02 1,190 0 0 MEMC ELECTR MATLS COM 552715104 73 18,580 SH DEFINED 01 02 18,580 0 0 MERCK & CO COM 58933Y105 4 100 SH DEFINED 01 02 100 0 0 MICRON TECHNOLOGY COM 595112103 80 12,780 SH DEFINED 01 02 12,780 0 0 MICROSOFT CORP COM 594918104 684 26,350 SH DEFINED 01 02 26,350 0 0 MOLEX COM 608554101 61 2,550 SH DEFINED 01 02 2,550 0 0 MOLINA HEALTHCARE COM 60855R100 60 2,700 SH DEFINED 01 02 2,700 0 0 MONSANTO CO COM 61166W101 76 1,090 SH DEFINED 01 02 1,090 0 0 MYLAN COM 628530107 22 1,010 SH DEFINED 01 02 1,010 0 0 NATIONAL OILWELL VARCO COM 637071101 27 400 SH DEFINED 01 02 400 0 0 NETAPP COM 64110D104 95 2,620 SH DEFINED 01 02 2,620 0 0 NETFLIX COM 64110L106 75 1,080 SH DEFINED 01 02 1,080 0 0 NEWS CORP CL A 65248E104 157 8,790 SH DEFINED 01 02 8,790 0 0 NOMURA HLDGS ADR 65535H208 703 236,000 SH DEFINED 01 02 236,000 0 0 NORFOLK SOUTHERN CORP COM 655844108 74 1,010 SH DEFINED 01 02 1,010 0 0 NORTHROP GRUMMAN CORP COM 666807102 55 940 SH DEFINED 01 02 940 0 0 NUANCEMUNICATIONS COM 67020Y100 31 1,220 SH DEFINED 01 02 1,220 0 0 NVIDIA CORP COM 67066G104 18 1,300 SH DEFINED 01 02 1,300 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 98 1,050 SH DEFINED 01 02 1,050 0 0 OCH ZIFF CAP MGMT GROUP COM 67551U105 53 6,280 SH DEFINED 01 02 6,280 0 0 ORACLE CORP COM 68389X105 302 11,790 SH DEFINED 01 02 11,790 0 0 PACCAR COM 693718108 53 1,420 SH DEFINED 01 02 1,420 0 0 PALL CORP COM 696429307 38 660 SH DEFINED 01 02 660 0 0 PAYCHEX COM 704326107 56 1,860 SH DEFINED 01 02 1,860 0 0 PFIZER COM 717081103 118 5,440 SH DEFINED 01 02 5,440 0 0 PHILIP MORRIS INTL COM 718172109 144 1,840 SH DEFINED 01 02 1,840 0 0 PRECIDIAN ETFS TR MAXIS NIKKEI 74016W106 156,545 11,986,627 SH DEFINED 01 02 11,986,627 0 0 PROCTER & GAMBLE CO COM 742718109 76 1,140 SH DEFINED 01 02 1,140 0 0 PROGRESSIVE CORP OHIO COM 743315103 25 1,280 SH DEFINED 01 02 1,280 0 0 QUALCOMM COM 747525103 374 6,830 SH DEFINED 01 02 6,830 0 0 QUANTA SVCS COM 74762E102 1 50 SH DEFINED 01 02 50 0 0 RANDGOLD RES ADR 752344309 26 250 SH DEFINED 01 02 250 0 0 RAYTHEON CO COM 755111507 65 1,350 SH DEFINED 01 02 1,350 0 0 RESEARCH IN MOTION COM 760975102 18 1,270 SH DEFINED 01 02 1,270 0 0 REYNOLDS AMERICAN COM 761713106 2 50 SH DEFINED 01 02 50 0 0 RIO TINTO ADR 767204100 120 2,450 SH DEFINED 01 02 2,450 0 0 ROBERT HALF INTL COM 770323103 29 1,010 SH DEFINED 01 02 1,010 0 0 SALESFORCE COM 79466L302 119 1,170 SH DEFINED 01 02 1,170 0 0 SANDISK CORP COM 80004C101 89 1,810 SH DEFINED 01 02 1,810 0 0 SCANA CORP COM 80589M102 68 1,520 SH DEFINED 01 02 1,520 0 0 SEAGATE TECHNOLOGY COM G7945M107 20 1,200 SH DEFINED 01 02 1,200 0 0 SEARS HLDGS CORP COM 812350106 9 290 SH DEFINED 01 02 290 0 0 SIMON PPTY GROUP COM 828806109 43 330 SH DEFINED 01 02 330 0 0 SIRIUS XM RADIO COM 82967N108 18 9,800 SH DEFINED 01 02 9,800 0 0 SPREADTRUMMUNICATIONS IN ADR 849415203 63 3,010 SH DEFINED 01 02 3,010 0 0 STAPLES COM 855030102 96 6,920 SH DEFINED 01 02 6,920 0 0 STARBUCKS CORP COM 855244109 83 1,800 SH DEFINED 01 02 1,800 0 0 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 3 60 SH DEFINED 01 02 60 0 0 STERICYCLE COM 858912108 15 190 SH DEFINED 01 02 190 0 0 STRYKER CORP COM 863667101 145 2,910 SH DEFINED 01 02 2,910 0 0 SUMITOMO MITSUI FINL GROUP I ADR 86562M209 1,102 200,000 SH DEFINED 01 02 200,000 0 0 SYMANTEC CORP COM 871503108 30 1,930 SH DEFINED 01 02 1,930 0 0 TENET HEALTHCARE CORP COM 88033G100 74 14,430 SH DEFINED 01 02 14,430 0 0 TERADYNE COM 880770102 61 4,500 SH DEFINED 01 02 4,500 0 0 TEVA PHARMACEUTICAL INDS ADR 881624209 65 1,620 SH DEFINED 01 02 1,620 0 0 TIME WARNER COM 887317303 40 1,110 SH DEFINED 01 02 1,110 0 0 TRIPADVISOR COM 896945201 7 260 SH DEFINED 01 02 260 0 0 UNITED PARCEL SERVICE COM 911312106 90 1,230 SH DEFINED 01 02 1,230 0 0 UNITEDHEALTH GROUP COM 91324P102 62 1,230 SH DEFINED 01 02 1,230 0 0 URBAN OUTFITTERS COM 917047102 70 2,540 SH DEFINED 01 02 2,540 0 0 US BANCORP DEL COM 902973304 82 3,040 SH DEFINED 01 02 3,040 0 0 V F CORP COM 918204108 47 370 SH DEFINED 01 02 370 0 0 VERISIGN COM 92343E102 82 2,300 SH DEFINED 01 02 2,300 0 0 VERTEX PHARMACEUTICALS COM 92532F100 17 500 SH DEFINED 01 02 500 0 0 VIRGIN MEDIA COM 92769L101 18 840 SH DEFINED 01 02 840 0 0 VISA COM 92826C839 70 690 SH DEFINED 01 02 690 0 0 VMWARE COM 928563402 62 740 SH DEFINED 01 02 740 0 0 VODAFONE GROUP ADR 92857W209 56 2,000 SH DEFINED 01 02 2,000 0 0 WAL MART STORES COM 931142103 8 130 SH DEFINED 01 02 130 0 0 WASTE MGMT INC DEL COM 94106L109 1 40 SH DEFINED 01 02 40 0 0 WELLPOINT COM 94973V107 62 940 SH DEFINED 01 02 940 0 0 WELLS FARGO & CO COM 949746101 120 4,350 SH DEFINED 01 02 4,350 0 0 WHIRLPOOL CORP COM 963320106 63 1,330 SH DEFINED 01 02 1,330 0 0 WHOLE FOODS MKT COM 966837106 52 750 SH DEFINED 01 02 750 0 0 WISCONSIN ENERGY CORP COM 976657106 70 2,010 SH DEFINED 01 02 2,010 0 0 WYNN RESORTS COM 983134107 29 260 SH DEFINED 01 02 260 0 0 XILINX COM 983919101 18 550 SH DEFINED 01 02 550 0 0 YAHOO COM 984332106 276 17,110 SH DEFINED 01 02 17,110 0 0 ZILLOW COM 98954A107 62 2,740 SH DEFINED 01 02 2,740 0 0 ZIONS BANCORPORATION COM 989701107 64 3,910 SH DEFINED 01 02 3,910 0 0