485BPOS 1 fp0005527_485bpos-xbrl.htm fp0005527_485bpos-xbrl.htm
 
U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.

FORM N-1A

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
[ X ]
 
Pre-Effective Amendment No.

Post-Effective Amendment No. 3

REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
[ X ]
 
Amendment No. 6

(Check appropriate box or boxes)
 
ULTIMUS MANAGERS TRUST
(Exact Name of Registrant as Specified in Charter)

225 Pictoria Drive, Suite 450
Cincinnati, Ohio 45246
(Address of Principal Executive Offices)
 
Registrant’s Telephone Number, including Area Code:  (513) 587-3400

Frank L. Newbauer, Esq.
Ultimus Fund Solutions, LLC
225 Pictoria Drive, Suite 450
Cincinnati, Ohio 45246
(Name and Address of Agent for Service)

It is proposed that this filing will become effective (check appropriate box):
 
/  X  /
immediately upon filing pursuant to paragraph (b)
/    /
on (date) pursuant to paragraph (b)
/    /
60 days after filing pursuant to paragraph (a) (1)
/    /
on (date) pursuant to paragraph (a) (1)
/    /
75 days after filing pursuant to paragraph (a) (2)
/    /
on (date) pursuant to paragraph (a) (2) of Rule 485(b)

If appropriate, check the following box:

/    /
This post-effective amendment designates a new effective date for a previously filed post-effective amendment.
 
 
 

 
 
EXPLANATORY NOTE
 
This Post-Effective Amendment No. 3 to the Trust's Registration Statement on Form N-1A is filed for the sole purpose of submitting the XBRL exhibits for the risk/return summary first provided in Post-Effective Amendment No. 2 filed September 11th, 2012 and incorporates Parts A, B and C from said amendment.
 
 
 

 
 
SIGNATURES

Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirements for effectiveness of this registration statement under rule 485(b) under the Securities Act and has duly caused this Registration Statement to be signed below on its behalf by the undersigned, thereunto duly authorized, in the City of Cincinnati and State of Ohio on the 2nd day of October, 2012.

 
ULTIMUS MANAGERS TRUST
       
 
By:
/s/Robert G. Dorsey
 
   
Robert G. Dorsey
 
   
President
 
 
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.

Signature
 
Title
Date
       
       
/s/Robert G. Dorsey
 
Trustee and President
October 2, 2012
Robert G. Dorsey
     
       
       
/s/Julie M. Schmuelling
 
Treasurer
October 2, 2012
Julie M. Schmuelling
     
       
       
*
 
Trustee
 
Robert E. Morrison, Jr
     
     
/s/Frank L. Newbauer
     
Frank L. Newbauer
*
 
Trustee
Attorney-in-Fact*
David M. Deptula
   
October 2, 2012
       
       
*
 
Trustee
 
John Discepoli
     
       
       
*
 
Trustee
 
John C. Davis
     
 
 
 

 
 
EXHIBIT INDEX

Exhibit No.
Exhibit
EX-101.INS
XBRL Instance Document
EX-101.SCH
XBRL Taxonomy Extension Schema Document
EX-101.DEF
XBRL Taxonomy Extension Definition Linkbase
EX-101.LAB
XBRL Taxonomy Extension Labels Linkbase
EX-101.PRE
XBRL Taxonomy Extension Presentation Linkbase