0001544806-16-000010.txt : 20160113 0001544806-16-000010.hdr.sgml : 20160113 20160113123944 ACCESSION NUMBER: 0001544806-16-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160113 DATE AS OF CHANGE: 20160113 EFFECTIVENESS DATE: 20160113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VICUS CAPITAL CENTRAL INDEX KEY: 0001544806 IRS NUMBER: 251366084 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15449 FILM NUMBER: 161340422 BUSINESS ADDRESS: STREET 1: 476 ROLLING RIDGE DRIVE STREET 2: SUITE 315 CITY: STATE COLLEGE STATE: PA ZIP: 16801 BUSINESS PHONE: 814-231-2221 MAIL ADDRESS: STREET 1: 476 ROLLING RIDGE DRIVE STREET 2: SUITE 315 CITY: STATE COLLEGE STATE: PA ZIP: 16801 FORMER COMPANY: FORMER CONFORMED NAME: PFG Financial Advisors DATE OF NAME CHANGE: 20120315 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001544806 XXXXXXXX 12-31-2015 12-31-2015 VICUS CAPITAL

476 ROLLING RIDGE DRIVE SUITE 315 STATE COLLEGE PA 16801

13F HOLDINGS REPORT 028-15449 N Kimberli J. Fleck 814-231-2221 Kimberli J. Fleck State College PA 01-13-2016 0 205 393641000 false INFORMATION TABLE 2 Vicus13F123115.xml 3M CO COM Stock 88579Y101 279 1849 SH SOLE 1849 0 0 1849 ABBOTT LABS COM Stock 002824100 248 5531 SH SOLE 5531 0 0 5531 ABBVIE COM Stock 00287Y109 258 4359 SH SOLE 4358 0 0 4359 ADAM NAT RES FD COM CEF 00548F105 231 13008 SH SOLE 13008 0 0 13008 AIR PRODS & CHEMS COM Stock 009158106 299 2301 SH SOLE 2301 0 0 2301 ALPHABET CAP STK CL C Stock 02079K107 330 435 SH SOLE 435 0 0 435 ALPS SECTOR DIV DOGS ETF 00162Q858 426 11987 SH SOLE 11986 0 0 11987 ALTRIA GROUP COM Stock 02209S103 213 3662 SH SOLE 3661 0 0 3662 AMEREN CORP COM Stock 023608102 323 7471 SH SOLE 7471 0 0 7471 AMERICAN INTL GROUP COM NEW Stock 026874784 201 3248 SH SOLE 3248 0 0 3248 APPLE Stock 037833100 2332 22151 SH SOLE 22150 0 0 22151 ARCHER DANIELS MIDLAND CO COM Stock 039483102 421 11468 SH SOLE 11468 0 0 11468 AT&T COM Stock 00206R102 2479 72040 SH SOLE 72040 0 0 72040 BANK AMER CORP COM Stock 060505104 711 42239 SH SOLE 42238 0 0 42239 BERKSHIRE HATHAWAY DEL CL A Stock 084670108 3165 16 SH SOLE 16 0 0 16 BERKSHIRE HATHAWAY DEL CL B NEW Stock 084670702 1421 10763 SH SOLE 10763 0 0 10763 BLACKROCK ENH CAP & FD COM CEF 09256A109 315 22249 SH SOLE 22249 0 0 22249 BLACKROCK ENHANCED EQT DIV TR COM CEF 09251A104 388 51035 SH SOLE 51035 0 0 51035 BLACKROCK GLOBAL OPP EQTY TR COM CEF 092501105 480 37640 SH SOLE 37640 0 0 37640 BRISTOL MYERS SQUIBB CO COM Stock 110122108 386 5610 SH SOLE 5610 0 0 5610 CALAMOS STRATEGIC TOTL RETN FD COM SH BEN INT CEF 128125101 160 16155 SH SOLE 16155 0 0 16155 CAMPBELL SOUP CO COM Stock 134429109 201 3820 SH SOLE 3820 0 0 3820 CATERPILLAR DEL COM Stock 149123101 415 6105 SH SOLE 6104 0 0 6105 CHEVRON CORP NEW COM Stock 166764100 568 6314 SH SOLE 6314 0 0 6314 CHINA NEPSTAR CHAIN DRUGSTORE SPONSORED ADR ADR 16943C109 75 30619 SH SOLE 30619 0 0 30619 CISCO SYS Stock 17275R102 464 17073 SH SOLE 17072 0 0 17073 COCA COLA CO COM Stock 191216100 214 4979 SH SOLE 4979 0 0 4979 COLGATE PALMOLIVE CO COM Stock 194162103 1985 29791 SH SOLE 29790 0 0 29791 CONOCOPHILLIPS COM Stock 20825C104 1193 25544 SH SOLE 25543 0 0 25544 CONSOLIDATED EDISON COM Stock 209115104 260 4045 SH SOLE 4045 0 0 4045 CONSTELLATION BRANDS CL A Stock 21036P108 210 1476 SH SOLE 1476 0 0 1476 DBX TR MSCI EAFECURRENCY HEDGED EQUITY FD ETF 233051200 674 24803 SH SOLE 24802 0 0 24803 DEUTSCHE X-TRACKERS MSCI JAPAN HEDGED EQUITY ETF 233051507 1370 35962 SH SOLE 35961 0 0 35962 EATON VANCE TAX ADVT DIV M COM CEF 27828G107 194 10025 SH SOLE 10025 0 0 10025 EATON VANCE TAX MNGED BUY WRIT COM CEF 27828X100 324 19416 SH SOLE 19416 0 0 19416 EATON VANCE TX MNG BY WRT OPP COM CEF 27828Y108 1257 82136 SH SOLE 82135 0 0 82136 EATON VANCE TXMGD GL BUYWR OPP COM CEF 27829C105 133 11813 SH SOLE 11813 0 0 11813 EDAP TMS S A SPONSORED ADR ADR 268311107 77 18570 SH SOLE 18570 0 0 18570 EMERSON ELEC CO COM Stock 291011104 201 4205 SH SOLE 4204 0 0 4205 ENERGY SELECT SECTOR SPDR ETF 81369Y506 763 12653 SH SOLE 12652 0 0 12653 ETRACS ALERIAN MLP IDX ETN ETF 90267B682 12450 683294 SH SOLE 679877 0 0 683294 EXXON MOBIL CORP COM Stock 30231G102 10623 136285 SH SOLE 136285 0 0 136285 FACEBOOK CL A Stock 30303M102 373 3568 SH SOLE 3568 0 0 3568 FIDELITY MSCI CONSUMER DISCRETIONARY IDX ET ETF 316092204 3426 111659 SH SOLE 111659 0 0 111659 FIDELITY MSCI HEALTH CARE IDX ETF 316092600 9106 263719 SH SOLE 263719 0 0 263719 FIDELITY MSCI INFORMATION TECHNOLOGY IDX ETF 316092808 3177 96758 SH SOLE 93287 0 0 96758 FINANCIAL SELECT SECTOR SPDR ETF 81369Y605 2109 88484 SH SOLE 88484 0 0 88484 FIRST TRUST CONSUMER STAPLES ALPHADEX ETF 33734X119 614 13804 SH SOLE 13804 0 0 13804 FIRST TRUST DOW JONES INTERNET IDX ETF 33733E302 6635 88925 SH SOLE 88924 0 0 88925 FIRST TRUST HEALTH CARE ALPHADEX ETF 33734X143 600 9925 SH SOLE 9925 0 0 9925 FIRST TRUST NYSE ARCA BIOTECHNOLOGY IDX ETF 33733E203 515 4556 SH SOLE 4556 0 0 4556 GENERAL ELECTRIC CO COM Stock 369604103 1402 45023 SH SOLE 45023 0 0 45023 GILEAD SCIENCES COM Stock 375558103 229 2268 SH SOLE 2267 0 0 2268 GOLD RESOURCE CORP COM Stock 38068T105 32 19123 SH SOLE 19122 0 0 19123 GOLDMAN SACHS GROUP COM Stock 38141G104 210 1163 SH SOLE 1163 0 0 1163 GRAMERCY PPTY TR COM REIT 385002100 436 56534 SH SOLE 56534 0 0 56534 GUGGENHEIM DEFENSIVE EQUITY ETF 18383M878 401 11510 SH SOLE 11510 0 0 11510 GUGGENHEIM ENHANCED SHORT DURATION ETF 18383M654 304 6105 SH SOLE 6104 0 0 6105 GUGGENHEIM RUSSELL MIDCAP EQUAL WEIGHT ETF 78355W577 8143 171315 SH SOLE 171314 0 0 171315 GUGGENHEIM S&P 500 EQUAL WEIGHT ETF 78355W106 7464 97391 SH SOLE 97391 0 0 97391 GUGGENHEIM S&P 500 PURE GROWTH ETF 78355W403 1999 24775 SH SOLE 24774 0 0 24775 GUGGENHEIM S&P 500 PURE VALUE ETF 78355W304 1827 37143 SH SOLE 37142 0 0 37143 HALLIBURTON CO COM Stock 406216101 2197 64549 SH SOLE 64549 0 0 64549 HANCOCK JOHN PFD OME FD SH BEN INT CEF 41013W108 573 28620 SH SOLE 28620 0 0 28620 HEALTH CARE PPTY INVS REIT 40414L109 426 11146 SH SOLE 11146 0 0 11146 HEALTH CARE SELECT SECTOR SPDR ETF 81369Y209 4102 56941 SH SOLE 55417 0 0 56941 INTEL CORP COM Stock 458140100 372 10794 SH SOLE 10793 0 0 10794 INTERNATIONAL BUSINESS MACHS COM Stock 459200101 1160 8432 SH SOLE 8432 0 0 8432 iSh 0-5 YEAR TIPS BD ETF 46429B747 233 2352 SH SOLE 2352 0 0 2352 iSh 20+ YEAR TREASURY BD ETF 464287432 1719 14258 SH SOLE 14257 0 0 14258 iSh 3-7 YEAR TREASURY BD ETF 464288661 522 4259 SH SOLE 4259 0 0 4259 iSh 7-10 YEAR TREASURY BD ETF 464287440 370 3502 SH SOLE 3502 0 0 3502 iSh AGGREGATE BD ETF 464287226 2093 19382 SH SOLE 19381 0 0 19382 iSh CORE 1-5 YEAR USD BD ETF 46432F859 566 5701 SH SOLE 5701 0 0 5701 iSh CORE MSCI EAFE ETF 46432F842 7018 129054 SH SOLE 124160 0 0 129054 iSh DJ SELECT DIV ETF 464287168 7658 101899 SH SOLE 101898 0 0 101899 iSh FLOATING RATE BD ETF 46429B655 426 8446 SH SOLE 8446 0 0 8446 iSh IBDS DEC 2016 CORPORATE ETF 46434VAJ9 368 14612 SH SOLE 14612 0 0 14612 iSh IBOXX $ INVESTMENT GRADE CORPORATE BD ETF 464287242 2935 25742 SH SOLE 25741 0 0 25742 iSh IBOXX HIGH YIELD CORPORATE BD ETF 464288513 489 6066 SH SOLE 6065 0 0 6066 iSh INTERNATIONAL SELECT DIV ETF 464288448 385 13403 SH SOLE 13403 0 0 13403 iSh J.P. MORGAN USD EMERG MARKETS BD ETF 464288281 540 5106 SH SOLE 5106 0 0 5106 iSh MSCI ALL COUNTRY WORLD MINIMUM VOLATILITY ETF 464286525 423 6106 SH SOLE 6106 0 0 6106 iSh MSCI CANADA ETF 464286509 336 15643 SH SOLE 15642 0 0 15643 iSh MSCI EAFE MINIMUM VOLATILITY ETF 46429B689 1506 23213 SH SOLE 23213 0 0 23213 iSh MSCI EAFE SMALL-CAP ETF 464288273 3656 73188 SH SOLE 71831 0 0 73188 iSh MSCI USA MINIMUM VOLATILITY ETF 46429B697 3430 82024 SH SOLE 82023 0 0 82024 iSh NASDAQ BIOTECHNOLOGY IDX ETF 464287556 1855 5483 SH SOLE 5482 0 0 5483 iSh NATIONAL AMT-FREE MUNI BD ETF 464288414 283 2554 SH SOLE 2554 0 0 2554 iSh RUSSELL 2000 ETF 464287655 298 2647 SH SOLE 2646 0 0 2647 iSh RUSSELL MID-CAP ETF 464287499 346 2158 SH SOLE 2157 0 0 2158 iSh S&P 100 ETF 464287101 4350 47716 SH SOLE 45903 0 0 47716 iSh S&P 500 GROWTH ETF 464287309 334 2881 SH SOLE 2880 0 0 2881 iSh S&P 500 IDX ETF 464287200 15703 76648 SH SOLE 76648 0 0 76648 iSh S&P MIDCAP ETF 464287507 4134 29675 SH SOLE 29675 0 0 29675 iSh S&P MIDCAP 400 GROWTH IDX ETF 464287606 4531 28147 SH SOLE 28147 0 0 28147 iSh S&P SMALL-CAP ETF 464287804 2337 21225 SH SOLE 21224 0 0 21225 iSh TIPS BD ETF 464287176 691 6302 SH SOLE 6301 0 0 6302 iSh TRANSPORTATION AVERAGE ETF 464287192 666 4945 SH SOLE 4945 0 0 4945 iSh U.S. ENERGY ETF 464287796 344 10163 SH SOLE 10163 0 0 10163 iSh U.S. HEALTHCARE PROVIDERS ETF 464288828 6018 48399 SH SOLE 48399 0 0 48399 iSh U.S. PREFERRED STOCK ETF 464288687 1427 36724 SH SOLE 36723 0 0 36724 iSh U.S. UTILITIES ETF 464287697 271 2511 SH SOLE 2510 0 0 2511 iSh US REAL ESTATE ETF 464287739 6854 91295 SH SOLE 90314 0 0 91295 JOHNSON & JOHNSON COM Stock 478160104 1720 16748 SH SOLE 16748 0 0 16748 JP MORGAN ALERIAN MLP ETN ETF 46625H365 749 25856 SH SOLE 25856 0 0 25856 JPMORGAN CHASE & CO COM Stock 46625H100 226 3421 SH SOLE 3420 0 0 3421 KROGER CO COM Stock 501044101 220 5258 SH SOLE 5258 0 0 5258 LOCKHEED MARTIN CORP Stock 539830109 1639 7546 SH SOLE 7546 0 0 7546 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP MLP 559080106 207 3043 SH SOLE 3043 0 0 3043 MARKEL CORP COM Stock 570535104 265 300 SH SOLE 300 0 0 300 MARKET VECTORS INTERMEDIATE MUNI IDX ETF 57060U845 3473 144908 SH SOLE 144907 0 0 144908 MARKET VECTORS WIDE MOAT ETF 57060U134 425 14710 SH SOLE 14710 0 0 14710 MEDTRONIC PLC SHS Stock G5960L103 5488 71352 SH SOLE 71352 0 0 71352 MERCK & CO NEW COM Stock 58933Y105 585 11084 SH SOLE 11083 0 0 11084 MICROSOFT Stock 594918104 6247 112597 SH SOLE 112596 0 0 112597 MIDCAP SPDR TRUST, SERIES 1 ETF 78467Y107 2200 8660 SH SOLE 8660 0 0 8660 NIKE CLASS B Stock 654106103 234 3748 SH SOLE 3748 0 0 3748 NLIX COM Stock 64110L106 364 3186 SH SOLE 3186 0 0 3186 NUVEEN CR STRATEGIES M FD COM SHS CEF 67073D102 129 16400 SH SOLE 16400 0 0 16400 NUVEEN DIV ADVANTAGE MUN FD 2 COM CEF 67070F100 897 63360 SH SOLE 63360 0 0 63360 NUVEEN DIVID ADV MUN FD 3 COM SH BEN INT CEF 67070X101 956 66565 SH SOLE 66565 0 0 66565 NUVEEN DIVID ADVANTAGE MUN FD COM CEF 67066V101 319 21895 SH SOLE 21895 0 0 21895 NUVEEN FLTNG RTE M OPP FD COM SHS CEF 6706EN100 99 10140 SH SOLE 10140 0 0 10140 NUVEEN MUN ADVANTAGE FD COM CEF 67062H106 701 50629 SH SOLE 50629 0 0 50629 NUVEEN MUN HIGH OME OPP FD COM CEF 670682103 222 16073 SH SOLE 16072 0 0 16073 NUVEEN MUN MKT OPPORTUNITY FD COM CEF 67062W103 514 37260 SH SOLE 37260 0 0 37260 NUVEEN MUN VALUE FD COM CEF 670928100 131 12917 SH SOLE 12917 0 0 12917 NUVEEN NASDAQ 100 DYNAMIC OVER COM SHS CEF 670699107 1056 54536 SH SOLE 54536 0 0 54536 NUVEEN PERFORMANCE PLUS MUN FD COM CEF 67062P108 281 18788 SH SOLE 18787 0 0 18788 NUVEEN PFD OME OPPRTNY FD COM CEF 67073B106 130 14219 SH SOLE 14219 0 0 14219 NUVEEN PREM OME MUN FD 2 COM CEF 67063W102 215 14886 SH SOLE 14886 0 0 14886 NUVEEN PREM OME MUN FD COM CEF 67062T100 207 14659 SH SOLE 14658 0 0 14659 NUVEEN PREMIER MUN OME FD COM CEF 670988104 159 11615 SH SOLE 11615 0 0 11615 NUVEEN QUALITY MUN FD COM CEF 67062N103 1394 102225 SH SOLE 102225 0 0 102225 NUVEEN QUALITY OME MUN FD COM CEF 670977107 743 52377 SH SOLE 52377 0 0 52377 NUVEEN S&P 500 BUY-WRITE COM CEF 6706ER101 1814 135095 SH SOLE 135095 0 0 135095 NUVEEN S&P 500 DYN OVERWRITE COM CEF 6706EW100 217 16135 SH SOLE 16135 0 0 16135 NUVEEN SELECT QUALITY MUN FD COM CEF 670973106 655 46605 SH SOLE 46605 0 0 46605 PEPSICO COM Stock 713448108 418 4187 SH SOLE 4187 0 0 4187 PFIZER COM Stock 717081103 276 8547 SH SOLE 8546 0 0 8547 PHILLIPS 66 COM Stock 718546104 303 3710 SH SOLE 3710 0 0 3710 PIMCO INTERMEDIATE MUNI BD ACTIVE etf ETF 72201R866 1584 29354 SH SOLE 29353 0 0 29354 PIMCO TOTAL RETURN ACTIVE EXCHANGE-TRADED ETF 72201R775 8654 83038 SH SOLE 81339 0 0 83038 PPG INDS COM Stock 693506107 557 5637 SH SOLE 5637 0 0 5637 PROCTER & GAMBLE CO COM Stock 742718109 925 11652 SH SOLE 11651 0 0 11652 PROSPECT CAPITAL CORPORATION COM CEF 74348T102 87 12500 SH SOLE 12500 0 0 12500 PSHRS SENIOR LOAN PORT NYSE ARCA ETF 73936Q769 9262 413470 SH SOLE 407425 0 0 413470 PSHRS BUILD AMERICA BD PORT ETF 73937B407 398 13745 SH SOLE 13745 0 0 13745 PSHRS BUYBACK ACHIEVERS PORT ETF 73935X286 480 10566 SH SOLE 10566 0 0 10566 PSHRS DWA MOMENTUM PORT ETF 73935X153 8021 193880 SH SOLE 193879 0 0 193880 PSHRS QQQ TR ETF 73935A104 7322 65455 SH SOLE 65455 0 0 65455 PSHRS S&P 500 HIGH DIV LOW VOLATILITY PORT ETF 73937B654 2240 67181 SH SOLE 67181 0 0 67181 PSHRS WILDERHILL CLEAN ENERGY PORT ETF 73935X500 48 10200 SH SOLE 10200 0 0 10200 RIVERFRONT STRATEGIC OME ETF 00162Q783 740 30591 SH SOLE 30591 0 0 30591 SCHLUMBERGER LTD COM Stock 806857108 328 4698 SH SOLE 4698 0 0 4698 SCHWAB U.S. MID-CAP ETF 808524508 1295 32318 SH SOLE 31001 0 0 32318 SOUTHERN CO COM Stock 842587107 229 4885 SH SOLE 4884 0 0 4885 SPDR BARCLAYS CONVERTIBLE SECURITIES ETF 78464A359 2210 51055 SH SOLE 50244 0 0 51055 SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF 78467V848 7084 145753 SH SOLE 142983 0 0 145753 SPDR GOLD ETF 78463V107 937 9233 SH SOLE 9233 0 0 9233 SPDR S&P 500 TRUST ETF 78462F103 2733 13404 SH SOLE 13403 0 0 13404 SPDR S&P DIV ETF 78464A763 522 7100 SH SOLE 7100 0 0 7100 SPDR S&P HEALTH CARE SERVICES ETF 78464A573 1419 24735 SH SOLE 24735 0 0 24735 SPDR S&P REGIONAL BANKING ETF 78464A698 4367 104169 SH SOLE 102050 0 0 104169 SPDR S&P SEMICONDUCTOR ETF 78464A862 5387 123339 SH SOLE 123339 0 0 123339 STARBUCKS CORP Stock 855244109 236 3927 SH SOLE 3927 0 0 3927 TECHNOLOGY SELECT SECTOR SPDR ETF 81369Y803 698 16304 SH SOLE 16304 0 0 16304 TIME WARNER COM NEW Stock 887317303 1385 21416 SH SOLE 21415 0 0 21416 UNION PAC CORP COM Stock 907818108 216 2767 SH SOLE 2767 0 0 2767 UNITED TECHNOLOGIES CORP COM Stock 913017109 390 4060 SH SOLE 4059 0 0 4060 US BANCORP DEL COM NEW Stock 902973304 232 5428 SH SOLE 5427 0 0 5428 UTILITIES SELECT SECTOR SPDR ETF 81369Y886 391 9029 SH SOLE 9028 0 0 9029 VANGUARD DIV APPRECIATION IDX ETF 921908844 1097 14113 SH SOLE 14112 0 0 14113 VANGUARD EXTENDED MARKET IDX ETF 922908652 11252 134268 SH SOLE 134268 0 0 134268 VANGUARD FTSE ALL-WORLD EX US IDX ETF 922042775 1014 23363 SH SOLE 23363 0 0 23363 VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP IDX ETF 922042718 276 2971 SH SOLE 2970 0 0 2971 VANGUARD FTSE EMERG MARKETS ETF 922042858 313 9575 SH SOLE 9575 0 0 9575 VANGUARD HEALTH CARE IDX ETF 92204A504 283 2127 SH SOLE 2127 0 0 2127 VANGUARD LONG-TERM CORPORATE BD ETF 92206C813 2041 24242 SH SOLE 24242 0 0 24242 VANGUARD MEGA CAP GROWTH ETF 921910816 271 3258 SH SOLE 3258 0 0 3258 VANGUARD MEGA CAP VALUE ETF 921910840 766 12971 SH SOLE 12971 0 0 12971 VANGUARD REIT IDX ETF 922908553 984 12340 SH SOLE 12340 0 0 12340 VANGUARD S&P 500 ETF 922908363 11326 60589 SH SOLE 58170 0 0 60589 VANGUARD SHORT TERM CORP BD FD ETF 92206C409 318 4027 SH SOLE 4026 0 0 4027 VANGUARD SHORT-TERM BD IDX ETF 921937827 1206 15150 SH SOLE 15150 0 0 15150 VANGUARD TOTAL BD MARKET IDX ETF 921937835 2433 30127 SH SOLE 30127 0 0 30127 VANGUARD TOTAL INTERNATIONAL BD ETF 92203J407 7333 138676 SH SOLE 136923 0 0 138676 VANGUARD TOTAL STK MKT ETF 922908769 2010 19270 SH SOLE 19269 0 0 19270 VANGUARD UTILITIES IDX ETF 92204A876 1706 18163 SH SOLE 18163 0 0 18163 VERIZON COMMUNICATIONS Stock 92343V104 3679 79605 SH SOLE 79605 0 0 79605 WAL-MART STORES COM Stock 931142103 257 4196 SH SOLE 4195 0 0 4196 WELLS FARGO & CO NEW COM Stock 949746101 301 5530 SH SOLE 5529 0 0 5530 WISDOMTREE DIV EX-FINANCIALS ETF 97717W406 2099 29860 SH SOLE 29859 0 0 29860 WISDOMTREE EUROPE SMALLCAP DIV ETF 97717W869 9817 175303 SH SOLE 173490 0 0 175303 WISDOMTREE INDIA EARNINGS ETF 97717W422 502 25264 SH SOLE 25263 0 0 25264 WISDOMTREE INTERNATIONAL SMALLCAP DIV ETF 97717W760 4972 85576 SH SOLE 85576 0 0 85576 WISDOMTREE JAPAN HEDGED EQUITY ETF 97717W851 7805 155849 SH SOLE 155848 0 0 155849 WISDOMTREE JAPAN HEDGED SMALLCAP EQUITY ETF 97717W521 7654 225030 SH SOLE 225030 0 0 225030 WISDOMTREE MIDCAP DIV ETF 97717W505 650 8072 SH SOLE 8072 0 0 8072 WISDOMTREE MIDCAP EARNINGS ETF 97717W570 3483 39974 SH SOLE 38859 0 0 39974 WISDOMTREE SMALLCAP DIV ETF 97717W604 5806 89426 SH SOLE 89425 0 0 89426 WISDOMTREE TR CURRENCY HEDGED DEFAFD ETF 97717X701 3595 66811 SH SOLE 65528 0 0 66811 WISDOMTREE U.S. QUALITY DIV GROWTH ETF 97717X669 422 13901 SH SOLE 13900 0 0 13901 YAMANA GOLD Stock 98462Y100 51 27200 SH SOLE 27200 0 0 27200