0001544806-15-000008.txt : 20151015 0001544806-15-000008.hdr.sgml : 20151015 20151015153256 ACCESSION NUMBER: 0001544806-15-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151015 DATE AS OF CHANGE: 20151015 EFFECTIVENESS DATE: 20151015 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VICUS CAPITAL CENTRAL INDEX KEY: 0001544806 IRS NUMBER: 251366084 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15449 FILM NUMBER: 151160139 BUSINESS ADDRESS: STREET 1: 476 ROLLING RIDGE DRIVE STREET 2: SUITE 315 CITY: STATE COLLEGE STATE: PA ZIP: 16801 BUSINESS PHONE: 814-231-2221 MAIL ADDRESS: STREET 1: 476 ROLLING RIDGE DRIVE STREET 2: SUITE 315 CITY: STATE COLLEGE STATE: PA ZIP: 16801 FORMER COMPANY: FORMER CONFORMED NAME: PFG Financial Advisors DATE OF NAME CHANGE: 20120315 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001544806 XXXXXXXX 09-30-2015 09-30-2015 VICUS CAPITAL

476 ROLLING RIDGE DRIVE SUITE 315 STATE COLLEGE PA 16801

13F HOLDINGS REPORT 028-15449 N Kimberli J. Fleck 814-231-2221 Kimberli J. Fleck State College PA 10-15-2015 0 183 377229000 false INFORMATION TABLE 2 Vicus13F093015.xml PEPSICO COM 713448108 394 4179 SH SOLE 4179 0 0 4179 3M CO COM COM 88579Y101 247 1744 SH SOLE 1743 0 0 1744 AT&T COM COM 00206R102 1933 59327 SH SOLE 59326 0 0 59327 MICROSOFT COM 594918104 5036 113783 SH SOLE 113783 0 0 113783 NLIX COM COM 64110L106 228 2208 SH SOLE 2208 0 0 2208 APPLE COM COM 037833100 2269 20569 SH SOLE 20569 0 0 20569 SPDR GOLD ETF 78463V107 1501 14043 SH SOLE 14043 0 0 14043 PFIZER COM COM 717081103 228 7265 SH SOLE 7265 0 0 7265 iSH S&P 100 ETF 464287101 5078 38521 SH SOLE 38521 0 0 38521 iSH TIPS BD ETF 464287176 749 6768 SH SOLE 6767 0 0 6768 METLIFE COM COM 59156R108 218 4620 SH SOLE 4619 0 0 4620 PSHRS QQQ TR ETF 73935A104 6629 65146 SH SOLE 65145 0 0 65146 PPG INDS COM COM 693506107 494 5633 SH SOLE 5633 0 0 5633 CISCO SYS COM COM 17275R102 204 7756 SH SOLE 7755 0 0 7756 VANGUARD REIT ETF 922908553 832 11015 SH SOLE 11015 0 0 11015 ABBOTT LABS COM COM 002824100 221 5507 SH SOLE 5507 0 0 5507 AMEREN CORP COM COM 023608102 255 6041 SH SOLE 6040 0 0 6041 iSH SELECT DIV ETF 464287168 7347 100990 SH SOLE 100990 0 0 100990 MARKEL CORP COM COM 570535104 241 300 SH SOLE 300 0 0 300 EXXON MOBIL CORP COM 30231G102 9647 129746 SH SOLE 129745 0 0 129746 iSH GOLD TRUST ETF 464285105 114 10547 SH SOLE 10547 0 0 10547 iSH MSCI CANADA ETF 464286509 762 33139 SH SOLE 33139 0 0 33139 YAMANA GOLD COM COM 98462Y100 29 17200 SH SOLE 17200 0 0 17200 iSH CORE S&P 500 ETF 464287200 11492 59635 SH SOLE 59634 0 0 59635 iSH RUSSELL 2000 ETF 464287655 259 2368 SH SOLE 2368 0 0 2368 MEDTRONIC PLC SHS COM G5960L103 4788 71523 SH SOLE 71523 0 0 71523 VANGUARD S&P 500 ETF 922908363 12586 57905 SH SOLE 57904 0 0 57905 BANK AMER CORP COM COM 060505104 243 15627 SH SOLE 15626 0 0 15627 CONOCOPHILLIPS COM COM 20825C104 253 5282 SH SOLE 5282 0 0 5282 HALLIBURTON CO COM COM 406216101 2371 67073 SH SOLE 67073 0 0 67073 SPDR S&P 500 TRUST ETF 78462F103 2421 12636 SH SOLE 12635 0 0 12636 UNION PAC CORP COM COM 907818108 243 2748 SH SOLE 2748 0 0 2748 iSH S&P SMALL-CAP ETF 464287804 6769 63513 SH SOLE 63512 0 0 63513 iSH CORE MSCI EAFE ETF 46432F842 8826 75276 SH SOLE 75275 0 0 75276 iSH S&P 500 GROWTH ETF 464287309 258 2389 SH SOLE 2388 0 0 2389 MERCK & CO NEW COM COM 58933Y105 545 11033 SH SOLE 11032 0 0 11033 ADAM NAT RES FD COM CEF 00548F105 258 14185 SH SOLE 14184 0 0 14185 CATERPILLAR DEL COM COM 149123101 262 4015 SH SOLE 4015 0 0 4015 CHEVRON CORP NEW COM COM 166764100 537 6802 SH SOLE 6801 0 0 6802 iSH TR IBOXX INV CP ETF 464287242 2941 25337 SH SOLE 25336 0 0 25337 SCHLUMBERGER LTD COM COM 806857108 284 4123 SH SOLE 4123 0 0 4123 SCHWAB U.S. MID-CAP ETF 808524508 2122 20891 SH SOLE 20890 0 0 20891 TIME WARNER COM NEW COM 887317303 1465 21314 SH SOLE 21313 0 0 21314 ALPS SECTOR DIV DOGS ETF 00162Q858 407 12028 SH SOLE 12028 0 0 12028 iSH 0-5 YEAR TIPS BD ETF 46429B747 233 2352 SH SOLE 2352 0 0 2352 iSH CORE S&P MID CAP ETF 464287507 5016 36715 SH SOLE 36714 0 0 36715 iSH FLOATING RATE BD ETF 46429B655 322 6391 SH SOLE 6391 0 0 6391 iSH U.S. REAL ESTATE ETF 464287739 3363 33711 SH SOLE 33710 0 0 33711 JOHNSON & JOHNSON COM COM 478160104 1370 14676 SH SOLE 14675 0 0 14676 AIR PRODS & CHEMS COM COM 009158106 294 2301 SH SOLE 2301 0 0 2301 ALPHABET CAP STK CL C COM 02079k10 264 434 SH SOLE 434 0 0 434 CHAMBERS STR PPTYS COM REIT 157842105 367 56534 SH SOLE 56534 0 0 56534 GOLD RESOURCE CORP COM COM 38068T105 283 111678 SH SOLE 111678 0 0 111678 PSHRS SENIOR LOAN PORT ETF 73936Q769 14786 382367 SH SOLE 382366 0 0 382367 SPDR SER TR S&P DIVID ETF 78464A763 443 6137 SH SOLE 6137 0 0 6137 US BANCORP DEL COM NEW COM 902973304 254 6200 SH SOLE 6199 0 0 6200 VANGUARD TOTAL STK MKT ETF 922908769 1784 18068 SH SOLE 18067 0 0 18068 WISDOMTREE MIDCAP DIV ETF 97717W505 476 6129 SH SOLE 6129 0 0 6129 GUGGENHEIM DEFENSIVE ETF 18383M878 403 11546 SH SOLE 11545 0 0 11546 GENERAL ELECTRIC CO COM COM 369604103 970 38460 SH SOLE 38459 0 0 38460 JPMORGAN CHASE & CO COM COM 46625H100 200 3282 SH SOLE 3282 0 0 3282 PSHRS DWA MOMENTUM PORT ETF 73935X153 7526 187313 SH SOLE 187313 0 0 187313 PROCTER & GAMBLE CO COM COM 742718109 721 10020 SH SOLE 10019 0 0 10020 SPDR S&P SEMICONDUCTOR ETF 78464A862 1107 29351 SH SOLE 29351 0 0 29351 SPECTRA ENERGY CORP COM COM 847560109 230 8763 SH SOLE 8763 0 0 8763 VANGUARD UTILITIES IDX ETF 92204A876 1691 18181 SH SOLE 18180 0 0 18181 COLGATE PALMOLIVE CO COM COM 194162103 1809 28499 SH SOLE 28499 0 0 28499 GOLDMAN SACHS GROUP COM COM 38141G104 202 1160 SH SOLE 1159 0 0 1160 iSH MSCI EAFE SMALL-CAP ETF 464288273 4123 57942 SH SOLE 57941 0 0 57942 LOCKHEED MARTIN CORP COM COM 539830109 1595 7694 SH SOLE 7693 0 0 7694 NUVEEN MUN VALUE FD COM CEF 670928100 127 12917 SH SOLE 12917 0 0 12917 VANGUARD MEGA CAP VALUE ETF 921910840 567 10255 SH SOLE 10255 0 0 10255 WELLS FARGO & CO NEW COM COM 949746101 285 5542 SH SOLE 5541 0 0 5542 WISDOMTREE SMALLCAP DIV ETF 97717W604 5532 87812 SH SOLE 87811 0 0 87812 WISDOMTREE JAPAN HEDGED ETF 97717W851 8076 165965 SH SOLE 165964 0 0 165965 ENERGY SELECT SECTOR SPDR ETF 81369Y506 230 30332 SH SOLE 23656 0 0 30332 iSH 3-7 YEAR TREASURY BD ETF 464288661 381 3059 SH SOLE 3058 0 0 3059 iSH CORE 1-5 YEAR USD BD ETF 46432F859 545 5433 SH SOLE 5432 0 0 5433 iSH U.S. MEDICAL DEVICES ETF 464288810 1107 9944 SH SOLE 9944 0 0 9944 iSH U.S. PREFERRED STOCK ETF 464288687 637 16493 SH SOLE 16492 0 0 16493 MARKET VECTORS WIDE MOAT ETF 57060U134 410 14694 SH SOLE 14694 0 0 14694 VANGUARD MEGA CAP GROWTH ETF 921910816 249 3208 SH SOLE 3208 0 0 3208 EDAP TMS S A SPONSORED ADR ADR 268311107 104 18570 SH SOLE 18570 0 0 18570 iSH 7-10 YEAR TREASURY BD ETF 464287440 2250 20855 SH SOLE 20854 0 0 20855 NUVEEN PREM OME MUN FD COM CEF 67062T100 196 14635 SH SOLE 14635 0 0 14635 NUVEEN QUALITY MUN FD COM CEF 67062N103 1279 98270 SH SOLE 98270 0 0 98270 SPDR S&P REGIONAL BANKING ETF 78464A698 4623 61116 SH SOLE 61116 0 0 61116 ETRACS ALERIAN MLP IDX ETN ETF 90267B682 16444 707101 SH SOLE 707100 0 0 707101 WISDOMTREE INDIA EARNINGS ETF 97717W422 1255 62990 SH SOLE 62990 0 0 62990 WISDOMTREE EUROPE HEDGED ETF 97717X701 3814 47969 SH SOLE 47968 0 0 47969 ALLIANZGI CONV & OME FD COM CEF 018828103 87 14988 SH SOLE 14988 0 0 14988 BRISTOL MYERS SQUIBB CO COM COM 110122108 345 5828 SH SOLE 5828 0 0 5828 CAESARS ACQUISITION CO CL A COM 12768T103 80 11293 SH SOLE 11293 0 0 11293 iSH CORE U.S. AGGREGATE BD ETF 464287226 2338 21337 SH SOLE 21336 0 0 21337 iSH S&P MID-CAP 400 GROWTH ETF 464287606 4378 27870 SH SOLE 27869 0 0 27870 iSH TRANSPORTATION AVERAGE ETF 464287192 693 4952 SH SOLE 4952 0 0 4952 PSHRS BUILD AMERICA BD PORT ETF 73937B407 402 13745 SH SOLE 13745 0 0 13745 VERIZON COMMUNICATIONS COM COM 92343V104 3422 78653 SH SOLE 78653 0 0 78653 WISDOMTREE MIDCAP EARNINGS ETF 97717W570 3909 32582 SH SOLE 32581 0 0 32582 BERKSHIRE HATHAWAY DEL CL A COM 084670108 3124 16 SH SOLE 16 0 0 16 BLACKROCK ENH CAP & FD COM CEF 09256A109 220 16758 SH SOLE 16758 0 0 16758 FINANCIAL SELECT SECTOR SPDR ETF 81369Y605 1128 49770 SH SOLE 49770 0 0 49770 iSH TR RUSSELL MIDCAP IDX FD ETF 464287499 303 1945 SH SOLE 1945 0 0 1945 JPMORGAN ALERIAN MLP IDX ETN ETF 46625H365 970 31915 SH SOLE 31915 0 0 31915 NUVEEN MUN ADVANTAGE FD COM CEF 67062H106 657 49384 SH SOLE 49384 0 0 49384 NUVEEN PREM OME MUN FD 2 COM CEF 67063W102 203 14886 SH SOLE 14886 0 0 14886 NUVEEN PREM OME MUN FD 4 COM CEF 6706K4105 136 10420 SH SOLE 10420 0 0 10420 UNITED TECHNOLOGIES CORP COM COM 913017109 420 4725 SH SOLE 4725 0 0 4725 VANGUARD FTSE EMERG MARKETS ETF 922042858 341 10295 SH SOLE 10295 0 0 10295 iSH INTERNATIONAL SELECT DIV ETF 464288448 249 8855 SH SOLE 8854 0 0 8855 NUVEEN PFD OME OPPRTNY FD COM CEF 67073B106 128 14219 SH SOLE 14219 0 0 14219 NUVEEN QUALITY OME MUN FD COM CEF 670977107 706 52367 SH SOLE 52367 0 0 52367 NUVEEN S&P 500 BUY-WRITE COM CEF 6706ER101 1606 132875 SH SOLE 132875 0 0 132875 iSH NASDAQ BIOTECHNOLOGY IDX ETF 464287556 5439 17930 SH SOLE 17930 0 0 17930 UTILITIES SELECT SECTOR SPDR ETF 81369Y886 366 8459 SH SOLE 8458 0 0 8459 VANGUARD EXTENDED MARKET IDX ETF 922908652 11039 135227 SH SOLE 135227 0 0 135227 WISDOMTREE DIV EX-FINANCIALS ETF 97717W406 2105 31326 SH SOLE 31326 0 0 31326 EATON VANCE TAX ADVT DIV M COM CEF 27828G107 184 10025 SH SOLE 10025 0 0 10025 FIDELITY MSCI HEALTH CARE IDX ETF 316092600 8754 275274 SH SOLE 275273 0 0 275274 iSH U.S. HEALTHCARE PROVIDERS ETF 464288828 5903 47648 SH SOLE 47648 0 0 47648 NUVEEN MUN HIGH OME OPP FD COM CEF 670682103 209 15735 SH SOLE 15735 0 0 15735 SPDR S&P HEALTH CARE SERVICES ETF 78464A573 970 17001 SH SOLE 17001 0 0 17001 TECHNOLOGY SELECT SECTOR SPDR ETF 81369Y803 638 16142 SH SOLE 16141 0 0 16142 VANGUARD DIV APPRECIATION IDX ETF 921908844 1041 14111 SH SOLE 14110 0 0 14111 GUGGENHEIM S&P 500 PURE GROWTH ETF 78355W403 1878 24266 SH SOLE 24265 0 0 24266 RYDEX TRUST S&P 500 PURE VALUE ETF 78355W304 1764 36904 SH SOLE 36904 0 0 36904 HEALTH CARE SELECT SECTOR SPDR ETF 81369Y209 4685 48077 SH SOLE 48076 0 0 48077 WISDOMTREE EUROPE SMALLCAP DIV ETF 97717W869 3976 40203 SH SOLE 40202 0 0 40203 PIMCO INTERM MUNI BD ACTIVE ETF ETF 72201R866 1421 26688 SH SOLE 26688 0 0 26688 BERKSHIRE HATHAWAY DEL CL B NEW COM 084670702 1205 9241 SH SOLE 9241 0 0 9241 BLACKROCK GLOBAL OPP EQTY TR COM CEF 092501105 361 29831 SH SOLE 29831 0 0 29831 GUGGENHEIM S&P 500 EQUAL WEIGHT ETF 78355W106 452 6147 SH SOLE 6147 0 0 6147 NUVEEN S&P 500 DYN OVERWRITE COM CEF 6706EW100 139 11015 SH SOLE 11015 0 0 11015 NUVEEN SELECT QUALITY MUN FD COM CEF 670973106 488 36505 SH SOLE 36505 0 0 36505 PROSPECT CAPITAL CORPORATION COM CEF 74348T102 82 11500 SH SOLE 11500 0 0 11500 VANGUARD BD IDX FD SHORT TRM BD ETF 921937827 1006 12508 SH SOLE 12507 0 0 12508 VANGUARD LONG-TERM CORPORATE BD ETF 92206C813 2130 24755 SH SOLE 24755 0 0 24755 VANGUARD TOTAL INTERNATIONAL BD ETF 92203J407 7838 113820 SH SOLE 113819 0 0 113820 BLACKROCK ENHANCED EQT DIV TR COM CEF 09251A104 194 26991 SH SOLE 26991 0 0 26991 EATON VANCE TX MNG BY WRT OPP COM CEF 27828Y108 1143 80481 SH SOLE 80480 0 0 80481 iSH MSCI EAFE MINIMUM VOLATILITY ETF 46429B689 1267 20316 SH SOLE 20315 0 0 20316 MFS MULTIMARKET OME TR SH BEN INT CEF 552737108 104 18570 SH SOLE 18569 0 0 18570 NUVEEN CR STRATEGIES M FD COM SHS CEF 67073D102 131 16400 SH SOLE 16400 0 0 16400 NUVEEN DIV ADVANTAGE MUN FD 2 COM CEF 67070F100 704 51655 SH SOLE 51655 0 0 51655 NUVEEN DIVID ADVANTAGE MUN FD COM CEF 67066V101 301 21895 SH SOLE 21895 0 0 21895 NUVEEN FLTNG RTE M OPP FD COM SHS CEF 6706EN100 101 10140 SH SOLE 10140 0 0 10140 NUVEEN MUN MKT OPPORTUNITY FD COM CEF 67062W103 462 35260 SH SOLE 35260 0 0 35260 FIRST TRUST HEALTH CARE ALPHADEX ETF 33734X143 576 9903 SH SOLE 9903 0 0 9903 EATON VANCE TAX MNGED BUY WRIT COM CEF 27828X100 273 17846 SH SOLE 17846 0 0 17846 EATON VANCE TXMGD GL BUYWR OPP COM CEF 27829C105 126 11762 SH SOLE 11762 0 0 11762 HANCOCK JOHN PFD OME FD SH BEN INT CEF 41013W108 587 30375 SH SOLE 30374 0 0 30375 NUVEEN PERFORMANCE PLUS MUN FD COM CEF 67062P108 266 18748 SH SOLE 18747 0 0 18748 PSHRS DYNAMIC LARGE CAP VALUE PORT ETF 73935X708 224 7990 SH SOLE 7990 0 0 7990 PSHRS WILDERHILL CLEAN ENERGY PORT ETF 73935X500 42 10200 SH SOLE 10200 0 0 10200 VALEANT PHARMACEUTICALS INTL I COM COM 91911K102 202 1130 SH SOLE 1130 0 0 1130 VANGUARD BD IDX FD TOTAL BND MRKT ETF 921937835 393 4795 SH SOLE 4795 0 0 4795 VANGUARD FTSE ALL-WORLD EX US IDX ETF 922042775 1634 38318 SH SOLE 38318 0 0 38318 WISDOMTREE JAPAN HEDGED SMALLCAP ETF 97717W521 8052 242239 SH SOLE 242239 0 0 242239 GUGGENHEIM ENHANCED SHORT DURATION ETF 18383M654 277 5531 SH SOLE 5531 0 0 5531 S & P MID CAP 400 DEP RCPTS MID CAP ETF 78467Y107 1865 7495 SH SOLE 7495 0 0 7495 FIRST TRUST DOW JONES INTERNET IDX ETF 33733E302 6199 93817 SH SOLE 93817 0 0 93817 INTERNATIONAL BUSINESS MACHINES CORP COM 459200101 671 4627 SH SOLE 4627 0 0 4627 iSH IBOXX $ HIGH YIELD CORPORATE BD ETF 464288513 498 5983 SH SOLE 5983 0 0 5983 iSH J.P. MORGAN USD EMERG MARKETS BD ETF 464288281 1181 11099 SH SOLE 11099 0 0 11099 SPDR BARCLAYS CONVERTIBLE SECURITIES ETF 78464A359 2551 39065 SH SOLE 39065 0 0 39065 NUVEEN NASDAQ 100 DYNAMIC OVER COM SHS CEF 670699107 937 54358 SH SOLE 54357 0 0 54358 SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF 78467V848 6572 75467 SH SOLE 75466 0 0 75467 FIRST TRUST CONSUMER STAPLES ALPHADEX ETF 33734X119 580 13846 SH SOLE 13846 0 0 13846 DEUTSCHE X-TRACKERS MSCI JAPAN HEDGED ETF 233051507 1314 36044 SH SOLE 36043 0 0 36044 NUVEEN DIVID ADV MUN FD 3 COM SH BEN INT CEF 67070X101 817 60265 SH SOLE 60265 0 0 60265 FIRST TRUST NYSE ARCA BIOTECHNOLOGY IDX ETF 33733E203 461 4550 SH SOLE 4550 0 0 4550 FIDELITY MSCI INFORMATION TECHNOLOGY IDX ETF 316092808 15675 275274 SH SOLE 76471 0 0 275274 iSH TR MSCI USA MINIMUM VOLATILITY IDX FD ETF 46429B697 2128 53759 SH SOLE 53758 0 0 53759 SANDRIDGE MISSISSIPPIAN TR I UNIT BEN INT MLP 80007T101 36 13000 SH SOLE 13000 0 0 13000 MARKET VECTORS INTERMEDIATE MUNICIPAL IDX ETF 57060U845 3113 131730 SH SOLE 131730 0 0 131730 PSHRS S&P 500 HIGH DIV LOW VOLATILITY PORT ETF 73937B654 483 15350 SH SOLE 15349 0 0 15350 PIMCO TOTAL RETURN ACTIVE EXCHANGE-TRADED ETF 72201R775 10083 79524 SH SOLE 79523 0 0 79524 CHINA NEPSTAR CHAIN DRUGSTORE SPONSORED ADR ADR 16943C109 560 262874 SH SOLE 262873 0 0 262874 FIDELITY MSCI CONSUMER DISCRETIONARY IDX ET ETF 316092204 3410 115628 SH SOLE 115627 0 0 115628 VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP IDX ETF 922042718 442 4868 SH SOLE 4868 0 0 4868 CALAMOS STRATEGIC TOTL RETN FD CEF 128125101 150 16155 SH SOLE 16155 0 0 16155 iSH MSCI ALL COUNTRY WORLD MIN VOL ETF 464286525 410 6130 SH SOLE 6130 0 0 6130 RYDEX GUGGENHEIM RUSSELL MIDCAP EQUAL WEIGHT ETF 78355W577 8187 177704 SH SOLE 177703 0 0 177704