0000897423-14-000009.txt : 20140206
0000897423-14-000009.hdr.sgml : 20140206
20140206152241
ACCESSION NUMBER: 0000897423-14-000009
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140206
DATE AS OF CHANGE: 20140206
EFFECTIVENESS DATE: 20140206
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BBT Capital Management, LLC
CENTRAL INDEX KEY: 0001544341
IRS NUMBER: 412028120
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14954
FILM NUMBER: 14579826
BUSINESS ADDRESS:
STREET 1: 201 MAIN STREET, SUITE 3200
CITY: FORT WORTH
STATE: TX
ZIP: 76102
BUSINESS PHONE: 817-390-8400
MAIL ADDRESS:
STREET 1: 201 MAIN STREET, SUITE 3200
CITY: FORT WORTH
STATE: TX
ZIP: 76102
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001544341
XXXXXXXX
12-31-2013
12-31-2013
BBT Capital Management, LLC
201 MAIN STREET, SUITE 3200
FORT WORTH
TX
76102
13F HOLDINGS REPORT
028-14954
N
William O. Reimann
Vice President
817-390-8400
/s/ William O. Reimann
Fort Worth
TX
02-06-2014
2
277
2192852
false
1
028-5275
BBT Fund, L.P.
2
028-10369
BBT Master Fund, L.P.
INFORMATION TABLE
2
bbtcm123113.xml
THE ADT CORPORATION
COM
00101J106
6858
169459
SH
DFND
01,02
169459
0
0
AGCO CORP
COM
001084102
3280
55407
SH
DFND
01,02
55407
0
0
AT&T INC
COM
00206R102
563
15999
SH
DFND
01,02
15999
0
0
AT&T INC
COM
00206R102
879
25000
SH
Call
DFND
01,02
25000
0
0
ATMI INC
COM
00207R101
5513
182477
SH
DFND
01,02
182477
0
0
ABBOTT LABS
COM
002824100
632
16493
SH
DFND
01,02
16493
0
0
ABBVIE INC
COM
00287Y109
779
14751
SH
DFND
01,02
14751
0
0
ABERCROMBIE & FITCH CO
CL A
002896207
4025
122300
SH
DFND
01,02
122300
0
0
AEROPOSTALE
COM
007865108
4894
538357
SH
DFND
01,02
538357
0
0
AEROPOSTALE
COM
007865108
1818
200000
SH
Call
DFND
01,02
200000
0
0
ALEXZA PHARMACEUTICALS INC
COM NEW
015384209
558
118033
SH
DFND
01,02
118033
0
0
ALLERGAN INC
COM
018490102
2210
19900
SH
DFND
01,02
19900
0
0
ALLERGAN INC
COM
018490102
2210
19900
SH
Put
DFND
01,02
19900
0
0
ALLIED NEVADA GOLD CORP
COM
019344100
153
43201
SH
DFND
01,02
43201
0
0
ALPHA NATURAL RESOURCES INC
NOTE 4.875%12/1
02076XAF9
3232
3000000
PRN
DFND
01,02
3000000
0
0
ALTRIA GROUP INC
COM
02209S103
631
16445
SH
DFND
01,02
16445
0
0
AMERICAN ELEC PWR INC
COM
025537101
3651
78106
SH
DFND
01,02
78106
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
3193
40000
SH
Put
DFND
01,02
40000
0
0
ANADARKO PETE CORP
COM
032511107
30618
386000
SH
DFND
01,02
386000
0
0
ANGIODYNAMICS INC
COM
03475V101
1517
88412
SH
DFND
01,02
88412
0
0
APOLLO ED GROUP INC
CL A
037604105
1366
50000
SH
DFND
01,02
50000
0
0
APPLE INC
COM
037833100
8009
14275
SH
DFND
01,02
14275
0
0
APPLE INC
COM
037833100
2805
5000
SH
Call
DFND
01,02
5000
0
0
ARMSTRONG WORLD INDS INC NEW
COM
04247X102
3188
55340
SH
DFND
01,02
55340
0
0
ATMEL CORP
COM
049513104
2924
373398
SH
DFND
01,02
373398
0
0
AUDIENCE INC
COM
05070J102
5232
449491
SH
DFND
01,02
449491
0
0
AURICO GOLD INC
COM
05155C105
950
259572
SH
DFND
01,02
259572
0
0
AUTONATION INC
COM
05329W102
1698
34162
SH
DFND
01,02
34162
0
0
BAIDU INC
SPON ADR REP A
056752108
1143
6423
SH
DFND
01,02
6423
0
0
BAKER HUGHES INC
COM
057224107
4787
86630
SH
DFND
01,02
86630
0
0
BARNES & NOBLE INC
COM
067774109
4486
300080
SH
DFND
01,02
300080
0
0
BARRICK GOLD CORP
COM
067901108
1102
62500
SH
Call
DFND
01,02
62500
0
0
BEAM INC
COM
073730103
6806
100000
SH
DFND
01,02
100000
0
0
BERRY PLASTICS GROUP INC
COM
08579W103
12040
506100
SH
DFND
01,02
506100
0
0
BEST BUY INC
COM
086516101
1994
50000
SH
Put
DFND
01,02
50000
0
0
BHP BILLITON LTD
SPONSORED ADR
088606108
18794
275573
SH
DFND
01,02
275573
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
3700
52600
SH
DFND
01,02
52600
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
1759
25000
SH
Call
DFND
01,02
25000
0
0
BONANZA CREEK ENERGY INC
COM
097793103
20504
471684
SH
DFND
01,02
471684
0
0
BRINKER INTL INC
COM
109641100
3022
65224
SH
DFND
01,02
65224
0
0
BROADCOM CORP
CL A
111320107
8373
282453
SH
DFND
01,02
282453
0
0
BROADCOM CORP
COM
111320107
1482
50000
SH
Call
DFND
01,02
50000
0
0
CABOT OIL & GAS CORP
COM
127097103
30033
774853
SH
DFND
01,02
774853
0
0
CAREFUSION CORP
COM
14170T101
3052
76640
SH
DFND
01,02
76640
0
0
CARNIVAL CORP
PAIRED CTF
143658300
3104
77260
SH
DFND
01,02
77260
0
0
CATERPILLAR INC DEL
COM
149123101
3567
39283
SH
DFND
01,02
39283
0
0
CATERPILLAR INC DEL
COM
149123101
4540
50000
SH
Call
DFND
01,02
50000
0
0
CELANESE CORP DEL
COM SER A
150870103
19652
355300
SH
DFND
01,02
355300
0
0
CENTERPOINT ENERGY INC
COM
15189T107
10084
435050
SH
DFND
01,02
435050
0
0
CERNER CORP
COM
156782104
2040
36599
SH
DFND
01,02
36599
0
0
CHEGG INC
COM
163092109
1702
200000
SH
DFND
01,02
200000
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
33100
1219600
SH
Put
DFND
01,02
1219600
0
0
CHEVRON CORP NEW
COM
166764100
598
4790
SH
DFND
01,02
4790
0
0
CISCO SYS INC
COM
17275R102
4317
192464
SH
SOLE
192464
0
0
CISCO SYS INC
COM
17275R102
1570
70000
SH
DFND
01,02
70000
0
0
CISCO SYS INC
COM
17275R102
2243
100000
SH
Put
DFND
01,02
100000
0
0
COBALT INTL ENERGY INC
COM
19075F106
19882
1208636
SH
DFND
01,02
1208636
0
0
COBALT INTL ENERGY INC
COM
19075F106
2468
150000
SH
Call
DFND
01,02
150000
0
0
COBALT INTL ENERGY INC
NOTE 2.625%12/0
19075FAA4
4454
5000000
PRN
DFND
01,02
5000000
0
0
COCA COLA CO
COM
191216100
1040
25180
SH
SOLE
25180
0
0
COCA COLA CO
COM
191216100
4623
111902
SH
DFND
01,02
111902
0
0
COLGATE PALMOLIVE CO
COM
194162103
649
9954
SH
DFND
01,02
9954
0
0
COMCAST CORP NEW
COM
20030N101
520
10000
SH
Call
DFND
01,02
10000
0
0
COMMUNITY HEALTH SYS INC NEW
COM
203668108
4784
121836
SH
DFND
01,02
121836
0
0
COMPUWARE CORP
COM
205638109
7405
660600
SH
DFND
01,02
660600
0
0
CON-WAY INC
COM
205944101
3048
76746
SH
DFND
01,02
76746
0
0
CONSOL ENERGY INC
COM
20854P109
16163
424883
SH
DFND
01,02
424883
0
0
COOPER STD HLDGS INC
COM
21676P103
10661
217081
SH
DFND
01,02
217081
0
0
CROCS INC
COM
227046109
3956
248477
SH
DFND
01,02
248477
0
0
CYPRESS SEMICONDUCTOR CORP
COM
232806109
5202
495470
SH
DFND
01,02
495470
0
0
DANAHER CORP DEL
COM
235851102
5523
71535
SH
DFND
01,02
71535
0
0
DEAN FOODS CO NEW
COM NEW
242370203
2740
159400
SH
DFND
01,02
159400
0
0
DEERE & CO
COM
244199105
3097
33905
SH
DFND
01,02
33905
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
11399
414967
SH
DFND
01,02
414967
0
0
DEVON ENERGY CORP NEW
COM
25179M103
6187
100000
SH
Call
DFND
01,02
100000
0
0
DIAMOND FOODS INC
COM
252603105
1292
50000
SH
Call
DFND
01,02
50000
0
0
DIAMOND OFFSHORE DRILLING IN
COM
25271C102
13920
244559
SH
DFND
01,02
244559
0
0
DIAMONDBACK ENERGY INC
COM
25278X109
13012
246057
SH
DFND
01,02
246057
0
0
DISH NETWORK CORP
CL A
25470M109
11584
200000
SH
DFND
01,02
200000
0
0
DISH NETWORK CORP
COM
25470M109
11584
200000
SH
Put
DFND
01,02
200000
0
0
E M C CORP MASS
COM
268648102
8538
339500
SH
DFND
01,02
339500
0
0
EQT CORP
COM
26884L109
31099
346395
SH
DFND
01,02
346395
0
0
EASTMAN CHEM CO
COM
277432100
3693
45758
SH
DFND
01,02
45758
0
0
EBAY INC
COM
278642103
6406
116751
SH
DFND
01,02
116751
0
0
EMERITUS CORP
COM
291005106
5178
239375
SH
DFND
01,02
239375
0
0
EMULEX CORP
COM NEW
292475209
5989
836471
SH
DFND
01,02
836471
0
0
ENERGEN CORP
COM
29265N108
21559
304719
SH
DFND
01,02
304719
0
0
EXXON MOBIL CORP
COM
30231G102
633
6254
SH
DFND
01,02
6254
0
0
EXXON MOBIL CORP
COM
30231G102
20240
200000
SH
Call
DFND
01,02
200000
0
0
FACEBOOK INC
CL A
30303M102
3279
60000
SH
DFND
01,02
60000
0
0
FACEBOOK INC
COM
30303M102
4918
90000
SH
Put
DFND
01,02
90000
0
0
FAIRPOINT COMMUNICATIONS INC
COM NEW
305560302
1130
99905
SH
DFND
01,02
99905
0
0
FORD MTR CO DEL
COM
345370860
2315
150000
SH
Call
DFND
01,02
150000
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
2858
185246
SH
DFND
01,02
185246
0
0
FORTINET INC
COM
34959E109
1148
60000
SH
DFND
01,02
60000
0
0
FORTINET INC
COM
34959E109
3156
165000
SH
Call
DFND
01,02
165000
0
0
GAMESTOP CORP NEW
COM
36467W109
2463
50000
SH
Put
DFND
01,02
50000
0
0
GENERAL ELECTRIC CO
COM
369604103
689
24587
SH
DFND
01,02
24587
0
0
GENERAL MTRS CO
COM
37045V100
22617
553399
SH
DFND
01,02
553399
0
0
GOLDCORP INC NEW
COM
380956409
2438
112500
SH
DFND
01,02
112500
0
0
GOLDCORP INC NEW
COM
380956409
542
25000
SH
Call
DFND
01,02
25000
0
0
GOODYEAR TIRE & RUBR CO
COM
382550101
3578
150000
SH
Call
DFND
01,02
150000
0
0
GRACE W R & CO DEL NEW
COM
38388F108
9887
100000
SH
DFND
01,02
100000
0
0
GRIFOLS S A
SP ADR REP B NVT
398438408
4327
119802
SH
DFND
01,02
119802
0
0
GROUP 1 AUTOMOTIVE INC
COM
398905109
4552
64096
SH
DFND
01,02
64096
0
0
GRUPO TELEVISA SA
SPON ADR REP ORD
40049J206
4993
165000
SH
DFND
01,02
165000
0
0
GULFPORT ENERGY CORP
COM NEW
402635304
4697
74398
SH
DFND
01,02
74398
0
0
HCA HOLDINGS INC
COM
40412C101
5964
125000
SH
DFND
01,02
125000
0
0
HERTZ GLOBAL HOLDINGS INC
COM
42805T105
9218
322087
SH
DFND
01,02
322087
0
0
HOLOGIC INC
COM
436440101
3353
150000
SH
Call
DFND
01,02
150000
0
0
IAC INTERACTIVECORP
COM
44919P508
3048
44400
SH
Call
DFND
01,02
44400
0
0
IAMGOLD CORP
COM
450913108
999
300000
SH
DFND
01,02
300000
0
0
ILLINOIS TOOL WKS INC
COM
452308109
3718
44223
SH
DFND
01,02
44223
0
0
INTEL CORP
COM
458140100
3763
144975
SH
DFND
01,02
144975
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
8238
43922
SH
DFND
01,02
43922
0
0
INTERPUBLIC GROUP COS INC
COM
460690100
266
15000
SH
Put
DFND
01,02
15000
0
0
INTRALINKS HLDGS INC
COM
46118H104
1529
126298
SH
DFND
01,02
126298
0
0
ISHARES
COM
464286608
2897
70000
SH
Call
DFND
01,02
70000
0
0
ISHARES
COM
464287184
19185
500000
SH
Put
DFND
01,02
500000
0
0
ISHARES
MSCI EMG MKT ETF
464287234
3916
93693
SH
DFND
01,02
93693
0
0
ISHARES
COM
464287432
3056
30000
SH
Put
DFND
01,02
30000
0
0
ISHARES
COM
464287655
16727
145000
SH
Call
DFND
01,02
145000
0
0
ISHARES
COM
464287655
13266
115000
SH
Put
DFND
01,02
115000
0
0
ISHARES
RUSSELL 2000 ETF
464287655
6055
52487
SH
DFND
01,02
52487
0
0
ISHARES
COM
464287739
1892
30000
SH
Call
DFND
01,02
30000
0
0
JOHNSON & JOHNSON
COM
478160104
667
7282
SH
DFND
01,02
7282
0
0
JOHNSON & JOHNSON
COM
478160104
4579
50000
SH
Call
DFND
01,02
50000
0
0
KELLOGG CO
COM
487836108
4066
66585
SH
DFND
01,02
66585
0
0
KOHLS CORP
COM
500255104
6810
120000
SH
Call
DFND
01,02
120000
0
0
KRAFT FOODS GROUP INC
COM
50076Q106
616
11430
SH
DFND
01,02
11430
0
0
KYTHERA BIOPHARMACEUTICALS I
COM
501570105
2428
65000
SH
DFND
01
65000
0
0
LAMAR ADVERTISING CO
CL A
512815101
3426
65576
SH
DFND
01,02
65576
0
0
LAMAR ADVERTISING CO
COM
512815101
2613
50000
SH
Call
DFND
01,02
50000
0
0
LAMAR ADVERTISING CO
COM
512815101
1139
21800
SH
Put
DFND
01,02
21800
0
0
LAREDO PETE HLDGS INC
COM
516806106
4574
165177
SH
DFND
01,02
165177
0
0
LAS VEGAS SANDS CORP
COM
517834107
1418
17982
SH
DFND
01,02
17982
0
0
LEAP WIRELESS INTL INC
COM
521863308
1077
61900
SH
Call
DFND
01,02
61900
0
0
LEAP WIRELESS INTL INC
COM NEW
521863308
522
30000
SH
DFND
01,02
30000
0
0
LULULEMON ATHLETICA INC
COM
550021109
2951
50000
SH
Put
DFND
01,02
50000
0
0
MANITOWOC INC
COM
563571108
1166
50013
SH
DFND
01,02
50013
0
0
MANITOWOC INC
COM
563571108
1166
50000
SH
Call
DFND
01,02
50000
0
0
MARATHON PETE CORP
COM
56585A102
18865
205663
SH
DFND
01,02
205663
0
0
MARKET VECTORS ETF TR
COM
57060U100
845
40000
SH
Call
DFND
01,02
40000
0
0
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
8397
397374
SH
DFND
01,02
397374
0
0
MCDERMOTT INTL INC
COM
580037109
5606
612044
SH
DFND
01,02
612044
0
0
MCDERMOTT INTL INC
COM
580037109
916
100000
SH
Call
DFND
01,02
100000
0
0
MCDONALDS CORP
COM
580135101
3538
36465
SH
DFND
01,02
36465
0
0
MEADWESTVACO CORP
COM
583334107
12926
350000
SH
DFND
01,02
350000
0
0
MENS WEARHOUSE INC
COM
587118100
5369
105100
SH
DFND
01,02
105100
0
0
MERCK & CO INC NEW
COM
58933Y105
645
12880
SH
DFND
01,02
12880
0
0
MERCK & CO INC NEW
COM
58933Y105
2502
50000
SH
Call
DFND
01,02
50000
0
0
MERCURY GENL CORP NEW
COM
589400100
1417
28500
SH
SOLE
28500
0
0
MICROSOFT CORP
COM
594918104
740
19785
SH
DFND
01,02
19785
0
0
MILLENNIAL MEDIA INC
COM
60040N105
1665
229078
SH
DFND
01,02
229078
0
0
MONDELEZ INTL INC
CL A
609207105
3203
90747
SH
DFND
01,02
90747
0
0
MORGANS HOTEL GROUP CO
COM
61748W108
5041
620000
SH
DFND
01,02
620000
0
0
MOSAIC CO NEW
COM
61945C103
4727
100000
SH
Call
DFND
01,02
100000
0
0
NRG ENERGY INC
COM
629377508
1315
45800
SH
Put
DFND
01,02
45800
0
0
NRG ENERGY INC
COM NEW
629377508
27512
957922
SH
DFND
01,02
957922
0
0
NRG YIELD INC
COM CL A
62942X108
7720
192963
SH
DFND
01,02
192963
0
0
NATIONAL GRID PLC
SPON ADR NEW
636274300
4766
72969
SH
DFND
01,02
72969
0
0
NAVISTAR INTL CORP NEW
COM
63934E108
8257
216200
SH
DFND
01,02
216200
0
0
NAVISTAR INTL CORP NEW
COM
63934E108
2864
75000
SH
Put
DFND
01,02
75000
0
0
NEWCASTLE INVT CORP
COM
65105M108
6727
1172028
SH
DFND
01,02
1172028
0
0
NEWMONT MINING CORP
COM
651639106
2303
100000
SH
Call
DFND
01,02
100000
0
0
NOKIA CORP
SPONSORED ADR
654902204
8921
1100000
SH
DFND
01,02
1100000
0
0
NOVADAQ TECHNOLOGIES INC
COM
66987G102
1649
100000
SH
Call
DFND
01,02
100000
0
0
NXSTAGE MEDICAL INC
COM
67072V103
4020
401965
SH
DFND
01,02
401965
0
0
OGE ENERGY CORP
COM
670837103
4492
132496
SH
DFND
01,02
132496
0
0
OFFICE DEPOT INC
COM
676220106
4177
789586
SH
DFND
01,02
789586
0
0
OMNIVISION TECHNOLOGIES INC
COM
682128103
5978
347565
SH
DFND
01,02
347565
0
0
OVASCIENCE INC
COM
69014Q101
4629
506500
SH
DFND
01,02
506500
0
0
OWENS CORNING NEW
COM
690742101
8144
200000
SH
DFND
01,02
200000
0
0
PDC ENERGY INC
COM
69327R101
20610
387259
SH
DFND
01,02
387259
0
0
PPL CORP
UNIT 99/99/9999S
69351T114
5288
100000
SH
DFND
01,02
100000
0
0
PAN AMERICAN SILVER CORP
COM
697900108
3510
300000
SH
DFND
01,02
300000
0
0
PEABODY ENERGY CORP
COM
704549104
420
21500
SH
DFND
01,02
21500
0
0
PENNEY J C INC
COM
708160106
1144
125000
SH
DFND
01,02
125000
0
0
PENNEY J C INC
COM
708160106
14443
1578500
SH
Put
DFND
01,02
1578500
0
0
PENSKE AUTOMOTIVE GRP INC
COM
70959W103
2623
55626
SH
DFND
01,02
55626
0
0
PEPSICO INC
COM
713448108
621
7485
SH
DFND
01,02
7485
0
0
P T TELEKOMUNIKASI INDONESIA
SPONSORED ADR
715684106
3585
100000
SH
DFND
01,02
100000
0
0
PFIZER INC
COM
717081103
624
20363
SH
DFND
01,02
20363
0
0
PFIZER INC
COM
717081103
3063
100000
SH
Call
DFND
01,02
100000
0
0
PHILIP MORRIS INTL INC
COM
718172109
547
6281
SH
DFND
01,02
6281
0
0
PHILLIPS 66
COM
718546104
5013
65000
SH
DFND
01,02
65000
0
0
PIONEER NAT RES CO
COM
723787107
4602
25000
SH
DFND
01,02
25000
0
0
POLYCOM INC
COM
73172K104
2003
178323
SH
DFND
01,02
178323
0
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
6060
235335
SH
DFND
01
235335
0
0
POWERSHARES QQQ TRUST
COM
73935A104
1759
20000
SH
Call
DFND
01,02
20000
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
6625
75320
SH
DFND
01,02
75320
0
0
PROCTER & GAMBLE CO
COM
742718109
605
7432
SH
DFND
01,02
7432
0
0
PROSHARES TR
COM
74347B201
22176
280000
SH
Call
DFND
01,02
280000
0
0
PROSHARES TR
PSHS ULTSH 20YRS
74347B201
7128
90000
SH
DFND
01,02
90000
0
0
QUESTAR CORP
COM
748356102
6527
283886
SH
DFND
01,02
283886
0
0
RADNET INC
COM
750491102
1127
675000
SH
DFND
01,02
675000
0
0
RANGE RES CORP
COM
75281A109
8220
97500
SH
DFND
01,02
97500
0
0
RELIANCE STEEL & ALUMINUM
COM
759509102
573
7554
SH
SOLE
7554
0
0
RESOLUTE FST PRODS INC
COM
76117W109
2993
186825
SH
DFND
01,02
186825
0
0
RITE AID CORP
COM
767754104
11511
2275000
SH
DFND
01,02
2275000
0
0
RIVERBED TECHNOLOGY INC
COM
768573107
6130
339064
SH
DFND
01,02
339064
0
0
ROCKWELL MED INC
COM
774374102
1389
133000
SH
Call
DFND
01,02
133000
0
0
ROPER INDS INC NEW
COM
776696106
3826
27586
SH
DFND
01,02
27586
0
0
ROSS STORES INC
COM
778296103
5260
70195
SH
DFND
01,02
70195
0
0
RUCKUS WIRELESS INC
COM
781220108
1791
126117
SH
DFND
01,02
126117
0
0
SPDR S&P 500 ETF TR
COM
78462F103
255796
1385000
SH
Call
DFND
01,02
1385000
0
0
SPDR S&P 500 ETF TR
COM
78462F103
143135
775000
SH
Put
DFND
01,02
775000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
78073
422727
SH
DFND
01,02
422727
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
11612
100000
SH
DFND
01,02
100000
0
0
SPDR INDEX SHS FDS
EURO STOXX 50
78463X202
5173
122587
SH
DFND
01,02
122587
0
0
SPDR SERIES TRUST
COM
78464A714
3524
40000
SH
Call
DFND
01,02
40000
0
0
SPDR SERIES TRUST
S&P RETAIL E
78464A714
2808
31869
SH
DFND
01,02
31869
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
17599
106357
SH
DFND
01,02
106357
0
0
SANCHEZ ENERGY CORP
COM
79970Y105
228
9315
SH
DFND
01,02
9315
0
0
SCHLUMBERGER LTD
COM
806857108
645
7162
SH
DFND
01,02
7162
0
0
SEARS HLDGS CORP
COM
812350106
59971
1222900
SH
Put
DFND
01,02
1222900
0
0
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
8897
192500
SH
DFND
01,02
192500
0
0
SELECT SECTOR SPDR TR
COM
81369Y308
3009
70000
SH
Call
DFND
01,02
70000
0
0
SELECT SECTOR SPDR TR
COM
81369Y407
10025
150000
SH
Call
DFND
01,02
150000
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
2673
40000
SH
DFND
01,02
40000
0
0
STANLEY BLACK & DECKER INC
COM
854502101
4008
49677
SH
DFND
01,02
49677
0
0
STARZ
COM
85571Q102
1237
42300
SH
Call
DFND
01,02
42300
0
0
STILLWATER MNG CO
COM
86074Q102
2771
224564
SH
DFND
01,02
224564
0
0
SUNSHINE HEART INC
COM
86782U106
1063
109470
SH
DFND
01,02
109470
0
0
T-MOBILE US INC
COM
872590104
30708
912843
SH
DFND
01,02
912843
0
0
T-MOBILE US INC
COM
872590104
3364
100000
SH
Call
DFND
01,02
100000
0
0
TW TELECOM INC
COM
87311L104
2133
70000
SH
DFND
01,02
70000
0
0
TEARLAB CORP
COM
878193101
4135
442710
SH
DFND
01,02
442710
0
0
TELEPHONE & DATA SYS INC
COM NEW
879433829
7323
284057
SH
DFND
01,02
284057
0
0
TESORO CORP
COM
881609101
25893
442620
SH
DFND
01,02
442620
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
2746
68523
SH
DFND
01,02
68523
0
0
TEVA PHARMACEUTICAL INDS LTD
COM
881624209
4008
100000
SH
Call
DFND
01,02
100000
0
0
TEXTRON INC
COM
883203101
8271
225000
SH
DFND
01,02
225000
0
0
TIMKEN CO
COM
887389104
4141
75199
SH
DFND
01,02
75199
0
0
TIVO INC
COM
888706108
4533
345500
SH
DFND
01,02
345500
0
0
U S SILICA HLDGS INC
COM
90346E103
15104
442805
SH
DFND
01,02
442805
0
0
UNILEVER PLC
SPON ADR NEW
904767704
571
13870
SH
DFND
01,02
13870
0
0
UNION PAC CORP
COM
907818108
11880
70717
SH
DFND
01,02
70717
0
0
UNITED CONTL HLDGS INC
COM
910047109
9121
241098
SH
DFND
01,02
241098
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
5112
48647
SH
DFND
01,02
48647
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
5633
74814
SH
DFND
01,02
74814
0
0
UNIVERSAL HLTH SVCS INC
CL B
913903100
6095
75000
SH
DFND
01,02
75000
0
0
URBAN OUTFITTERS INC
COM
917047102
2624
70737
SH
DFND
01,02
70737
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
5040
100000
SH
Call
DFND
01,02
100000
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
603
12274
SH
DFND
01,02
12274
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
983
20000
SH
Call
DFND
01,02
20000
0
0
VODAFONE GROUP PLC NEW
SPONS ADR NEW
92857W209
17740
451272
SH
DFND
01,02
451272
0
0
WAL-MART STORES INC
COM
931142103
613
7792
SH
DFND
01,02
7792
0
0
WELLPOINT INC
COM
94973V107
3234
35000
SH
Call
DFND
01,02
35000
0
0
WELLS FARGO & CO NEW
COM
949746101
701
15448
SH
DFND
01,02
15448
0
0
WESTERN REFNG INC
COM
959319104
4169
98300
SH
DFND
01,02
98300
0
0
WET SEAL INC
CL A
961840105
3549
1300000
SH
DFND
01,02
1300000
0
0
WEYERHAEUSER CO
PREF CONV SER A
962166872
12609
225000
SH
DFND
01,02
225000
0
0
WHITING PETE CORP NEW
COM
966387102
20007
323370
SH
DFND
01,02
323370
0
0
WYNN RESORTS LTD
COM
983134107
1536
7907
SH
DFND
01,02
7907
0
0
ZIONS BANCORPORATION
*W EXP 05/22/202
989701107
22864
763136
SH
DFND
01,02
763136
0
0
ZYNGA INC
CL A
98986T108
3204
843160
SH
DFND
01,02
843160
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
2433
29587
SH
DFND
01,02
29587
0
0
COVIDIEN PLC
SHS
G2554F113
6543
96076
SH
DFND
01,02
96076
0
0
DELPHI AUTOMOTIVE PLC
SHS
G27823106
25880
430400
SH
DFND
01,02
430400
0
0
EATON CORP PLC
SHS
G29183103
3827
50270
SH
DFND
01,02
50270
0
0
HERBALIFE LTD
COM USD SHS
G4412G101
3541
45000
SH
DFND
01,02
45000
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
926
10985
SH
DFND
01,02
10985
0
0
NABORS INDUSTRIES LTD
SHS
G6359F103
5281
310826
SH
DFND
01,02
310826
0
0
ORIENT-EXPRESS HOTELS LTD
CL A
G67743107
10727
709939
SH
DFND
01,02
709939
0
0
ROWAN COMPANIES PLC
SHS CL A
G7665A101
24111
681881
SH
DFND
01,02
681881
0
0
XYRATEX LTD
COM
G98268108
6434
484105
SH
DFND
01,02
484105
0
0
FOSTER WHEELER AG
COM
H27178104
5481
166100
SH
DFND
01,02
166100
0
0
FOSTER WHEELER AG
COM
H27178104
1650
50000
SH
Call
DFND
01,02
50000
0
0
LOGITECH INTL S A
SHS
H50430232
2096
153095
SH
DFND
01,02
153095
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
15578
315210
SH
DFND
01,02
315210
0
0
TYCO INTERNATIONAL LTD
SHS
H89128104
2360
57495
SH
DFND
01,02
57495
0
0
PACIFIC DRILLING SA LUXEMBOU
REG SHS
L7257P106
12305
1073768
SH
DFND
01,02
1073768
0
0
MELLANOX TECHNOLOGIES LTD
SHS
M51363113
903
22600
SH
DFND
01,02
22600
0
0
INTERXION HOLDING N.V
COM
N47279109
4722
200000
SH
Put
DFND
01,02
200000
0
0
INTERXION HOLDING N.V
SHS
N47279109
7184
304291
SH
DFND
01,02
304291
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
25764
320924
SH
DFND
01,02
320924
0
0
SENSATA TECHNOLOGIES HLDG BV
SHS
N7902X106
3653
94215
SH
DFND
01,02
94215
0
0
OCEAN RIG UDW INC
SHS
Y64354205
9884
513448
SH
DFND
01,02
513448
0
0