0000897423-14-000026.txt : 20140509
0000897423-14-000026.hdr.sgml : 20140509
20140509152615
ACCESSION NUMBER: 0000897423-14-000026
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140509
DATE AS OF CHANGE: 20140509
EFFECTIVENESS DATE: 20140509
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BBT Capital Management, LLC
CENTRAL INDEX KEY: 0001544341
IRS NUMBER: 412028120
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14954
FILM NUMBER: 14828763
BUSINESS ADDRESS:
STREET 1: 201 MAIN STREET, SUITE 3200
CITY: FORT WORTH
STATE: TX
ZIP: 76102
BUSINESS PHONE: 817-390-8400
MAIL ADDRESS:
STREET 1: 201 MAIN STREET, SUITE 3200
CITY: FORT WORTH
STATE: TX
ZIP: 76102
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001544341
XXXXXXXX
03-31-2014
03-31-2014
BBT Capital Management, LLC
201 MAIN STREET, SUITE 3200
FORT WORTH
TX
76102
13F HOLDINGS REPORT
028-14954
N
William O. Reimann
Vice President
817-390-8400
/s/ William O. Reimann
Fort Worth
TX
05-09-2014
2
260
2204896
false
1
028-5275
BBT Fund, L.P.
2
028-10369
BBT Master Fund, L.P.
INFORMATION TABLE
2
bbtcm13fhr.xml
THE ADT CORPORATION
COM
00101J106
4193
140000
SH
DFND
01,02
140000
0
0
AGCO CORP
COM
001084102
5247
95128
SH
DFND
01,02
95128
0
0
AGCO CORP
COM
001084102
1379
25000
SH
Call
DFND
01,02
25000
0
0
AMC ENTMT HLDGS INC
COM
00165C104
1334
55000
SH
Call
DFND
01,02
55000
0
0
AT&T INC
COM
00206R102
4559
130000
SH
Call
DFND
01,02
130000
0
0
ABERCROMBIE & FITCH CO
COM
002896207
1925
50000
SH
Call
DFND
01,02
50000
0
0
AEROPOSTALE
COM
007865108
1808
360182
SH
DFND
01,02
360182
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
4564
30000
SH
DFND
01,02
30000
0
0
ALEXZA PHARMACEUTICALS INC
COM NEW
015384209
523
118033
SH
DFND
01,02
118033
0
0
ALPHA NATURAL RESOURCES INC
NOTE 4.875%12/1
02076XAF9
2465
3000000
PRN
DFND
01,02
3000000
0
0
AMERICA MOVIL SAB DE CV
COM
02364W105
994
50000
SH
Call
DFND
01,02
50000
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
9108
248851
SH
DFND
01,02
248851
0
0
AMERICAN EAGLE OUTFITTERS NE
COM
02553E106
3262
266510
SH
DFND
01,02
266510
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
5322
65000
SH
DFND
01,02
65000
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
9006
110000
SH
Put
DFND
01,02
110000
0
0
ANADARKO PETE CORP
COM
032511107
23632
278814
SH
DFND
01,02
278814
0
0
ANGIODYNAMICS INC
COM
03475V101
3204
203412
SH
DFND
01,02
203412
0
0
APPLE INC
COM
037833100
3238
6033
SH
DFND
01,02
6033
0
0
APPLE INC
COM
037833100
18786
35000
SH
Call
DFND
01,02
35000
0
0
ATMEL CORP
COM
049513104
3668
438767
SH
DFND
01,02
438767
0
0
ATMEL CORP
COM
049513104
1254
150000
SH
Call
DFND
01,02
150000
0
0
AUDIENCE INC
COM
05070J102
3779
302321
SH
DFND
01,02
302321
0
0
AURICO GOLD INC
COM
05155C105
1129
259572
SH
DFND
01,02
259572
0
0
BAIDU INC
SPON ADR REP A
056752108
835
5482
SH
DFND
01,02
5482
0
0
BEAM INC
COM
073730103
52168
626266
SH
DFND
01,02
626266
0
0
BERRY PLASTICS GROUP INC
COM
08579W103
15179
655701
SH
DFND
01,02
655701
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
4014
58853
SH
DFND
01,02
58853
0
0
BIOSCRIP INC
COM
09069N108
3969
568690
SH
DFND
01,02
568690
0
0
BOEING CO
COM
097023105
1017
8107
SH
DFND
01,02
8107
0
0
BONANZA CREEK ENERGY INC
COM
097793103
15176
341804
SH
DFND
01,02
341804
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
6760
500000
SH
Call
DFND
01,02
500000
0
0
BROADCOM CORP
CL A
111320107
6606
209900
SH
DFND
01,02
209900
0
0
BROADCOM CORP
COM
111320107
3147
100000
SH
Call
DFND
01,02
100000
0
0
CBL & ASSOC PPTYS INC
COM
124830100
2396
135000
SH
DFND
01,02
135000
0
0
CBL & ASSOC PPTYS INC
COM
124830100
1775
100000
SH
Call
DFND
01,02
100000
0
0
CSX CORP
COM
126408103
18467
637469
SH
DFND
01,02
637469
0
0
CABOT OIL & GAS CORP
COM
127097103
21548
636004
SH
DFND
01,02
636004
0
0
CAREFUSION CORP
COM
14170T101
2025
50340
SH
DFND
01,02
50340
0
0
CARLISLE COS INC
COM
142339100
1004
12650
SH
DFND
01,02
12650
0
0
CARNIVAL CORP
PAIRED CTF
143658300
4006
105820
SH
DFND
01,02
105820
0
0
CATAMARAN CORP
COM
148887102
3891
86938
SH
DFND
01,02
86938
0
0
CELANESE CORP DEL
COM SER A
150870103
19712
355100
SH
DFND
01,02
355100
0
0
CENTERPOINT ENERGY INC
COM
15189T107
6529
275591
SH
DFND
01,02
275591
0
0
CENTURYLINK INC
COM
156700106
6128
186600
SH
Call
DFND
01,02
186600
0
0
CHARTER COMMUNICATIONS INC D
COM
16117M305
8624
70000
SH
Call
DFND
01,02
70000
0
0
CHEGG INC
COM
163092109
327
46750
SH
DFND
01,02
46750
0
0
CHEMTURA CORP
COM NEW
163893209
8023
317229
SH
DFND
01,02
317229
0
0
CIRCOR INTL INC
COM
17273K109
3003
40958
SH
DFND
01,02
40958
0
0
CISCO SYS INC
COM
17275R102
4314
192464
SH
SOLE
192464
0
0
COBALT INTL ENERGY INC
COM
19075F106
18412
1005019
SH
DFND
01,02
1005019
0
0
COBALT INTL ENERGY INC
COM
19075F106
3206
175000
SH
Call
DFND
01,02
175000
0
0
COBALT INTL ENERGY INC
NOTE 2.625%12/0
19075FAA4
4709
5000000
PRN
DFND
01,02
5000000
0
0
COGENT COMM GROUP INC
COM NEW
19239V302
2695
75850
SH
DFND
01,02
75850
0
0
COMCAST CORP NEW
COM
20030N101
3253
65000
SH
Call
DFND
01,02
65000
0
0
COMCAST CORP NEW
COM
20030N101
4754
95000
SH
Put
DFND
01,02
95000
0
0
COMCAST CORP NEW
CL A SPL
20030N200
17070
350000
SH
DFND
01,02
350000
0
0
COMMUNITY HEALTH SYS INC NEW
COM
203668108
4561
116450
SH
DFND
01,02
116450
0
0
COMMUNITY HEALTH SYS INC NEW
RIGHT 01/27/2016
203668116
578
9550000
SH
DFND
01,02
9550000
0
0
CON-WAY INC
COM
205944101
3714
90416
SH
DFND
01,02
90416
0
0
CONCUR TECHNOLOGIES INC
COM
206708109
999
10084
SH
DFND
01,02
10084
0
0
CONSOL ENERGY INC
COM
20854P109
13435
336296
SH
DFND
01,02
336296
0
0
COOPER STD HLDGS INC
COM
21676P103
15337
217081
SH
DFND
01,02
217081
0
0
CROCS INC
COM
227046109
6044
387428
SH
DFND
01,02
387428
0
0
CROWN HOLDINGS INC
COM
228368106
4013
89704
SH
DFND
01,02
89704
0
0
CYPRESS SEMICONDUCTOR CORP
COM
232806109
4018
391237
SH
DFND
01,02
391237
0
0
CYPRESS SEMICONDUCTOR CORP
COM
232806109
1027
100000
SH
Call
DFND
01,02
100000
0
0
DANA HLDG CORP
COM
235825205
3184
136820
SH
DFND
01,02
136820
0
0
DANAHER CORP DEL
COM
235851102
5506
73415
SH
DFND
01,02
73415
0
0
DARDEN RESTAURANTS INC
COM
237194105
5076
100000
SH
Call
DFND
01,02
100000
0
0
DEAN FOODS CO NEW
COM NEW
242370203
2464
159400
SH
DFND
01,02
159400
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
11953
344967
SH
DFND
01,02
344967
0
0
DIAMONDBACK ENERGY INC
COM
25278X109
12523
186057
SH
DFND
01,02
186057
0
0
DIRECTV
COM
25490A309
5349
70000
SH
Call
DFND
01,02
70000
0
0
E M C CORP MASS
COM
268648102
6469
235999
SH
DFND
01,02
235999
0
0
EQT CORP
COM
26884L109
16277
167860
SH
DFND
01,02
167860
0
0
EASTMAN CHEM CO
COM
277432100
4638
53801
SH
DFND
01,02
53801
0
0
ENERGEN CORP
COM
29265N108
18707
231496
SH
DFND
01,02
231496
0
0
ENTRAVISION COMMUNICATIONS C
CL A
29382R107
670
100000
SH
DFND
01,02
100000
0
0
ENTROPIC COMMUNICATIONS INC
COM
29384R105
3792
927110
SH
DFND
01,02
927110
0
0
EQUINIX INC
COM
29444U502
3697
20000
SH
Call
DFND
01,02
20000
0
0
EXXON MOBIL CORP
COM
30231G102
19536
200000
SH
Call
DFND
01,02
200000
0
0
FACEBOOK INC
CL A
30303M102
9337
155000
SH
DFND
01,02
155000
0
0
FACEBOOK INC
COM
30303M102
8132
135000
SH
Put
DFND
01,02
135000
0
0
FAIRPOINT COMMUNICATIONS INC
COM NEW
305560302
1359
99905
SH
DFND
01,02
99905
0
0
FAMILY DLR STORES INC
COM
307000109
2900
50000
SH
DFND
01,02
50000
0
0
FAMILY DLR STORES INC
COM
307000109
4351
75000
SH
Call
DFND
01,02
75000
0
0
FRONTIER COMMUNICATIONS CORP
COM
35906A108
571
100000
SH
Call
DFND
01,02
100000
0
0
FUSION-IO INC
COM
36112J107
2674
254213
SH
DFND
01,02
254213
0
0
GANNETT INC
COM
364730101
552
20000
SH
Call
DFND
01,02
20000
0
0
GENERAL ELECTRIC CO
COM
369604103
4151
160331
SH
DFND
01,02
160331
0
0
GENERAL MLS INC
COM
370334104
5182
100000
SH
Call
DFND
01,02
100000
0
0
GENERAL MTRS CO
COM
37045V100
34200
993606
SH
DFND
01,02
993606
0
0
GENERAL MTRS CO
COM
37045V100
3442
100000
SH
Call
DFND
01,02
100000
0
0
GILEAD SCIENCES INC
COM
375558103
5315
75000
SH
DFND
01,02
75000
0
0
GOLDCORP INC NEW
COM
380956409
612
25000
SH
Call
DFND
01,02
25000
0
0
GOODYEAR TIRE & RUBR CO
COM
382550101
3919
150000
SH
Call
DFND
01,02
150000
0
0
GOOGLE INC
COM
38259P508
2786
2500
SH
Put
DFND
01,02
2500
0
0
GRACE W R & CO DEL NEW
COM
38388F108
9917
100000
SH
DFND
01,02
100000
0
0
GRANITE CONSTR INC
COM
387328107
8984
225000
SH
DFND
01,02
225000
0
0
GRIFOLS S A
SP ADR REP B NVT
398438408
4948
119802
SH
DFND
01,02
119802
0
0
GRUPO TELEVISA SA
COM
40049J206
12317
370000
SH
Put
DFND
01,02
370000
0
0
GRUPO TELEVISA SA
SPON ADR REP ORD
40049J206
7657
230000
SH
DFND
01,02
230000
0
0
GULFPORT ENERGY CORP
COM NEW
402635304
10019
140761
SH
DFND
01,02
140761
0
0
HCA HOLDINGS INC
COM
40412C101
11813
225000
SH
DFND
01,02
225000
0
0
HENRY JACK & ASSOC INC
COM
426281101
1003
17992
SH
DFND
01,02
17992
0
0
HEWLETT PACKARD CO
COM
428236103
3236
100000
SH
Call
DFND
01,02
100000
0
0
HEWLETT PACKARD CO
COM
428236103
1133
35000
SH
Put
DFND
01,02
35000
0
0
HOLOGIC INC
COM
436440101
3225
150000
SH
Call
DFND
01,02
150000
0
0
IAMGOLD CORP
COM
450913108
1056
300000
SH
DFND
01,02
300000
0
0
INTEL CORP
COM
458140100
4769
184764
SH
DFND
01,02
184764
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
5901
30658
SH
DFND
01,02
30658
0
0
INTERNATIONAL GAME TECHNOLOG
COM
459902102
5131
364913
SH
DFND
01,02
364913
0
0
ISHARES
COM
464286608
3065
72500
SH
Call
DFND
01,02
72500
0
0
ISHARES
COM
464286822
3837
60000
SH
Call
DFND
01,02
60000
0
0
ISHARES
MSCI EMG MKT ETF
464287234
6373
155405
SH
DFND
01,02
155405
0
0
ISHARES
COM
464287432
13637
125000
SH
Call
DFND
01,02
125000
0
0
ISHARES
COM
464287655
12797
110000
SH
Call
DFND
01,02
110000
0
0
ISHARES
COM
464287739
2707
40000
SH
Call
DFND
01,02
40000
0
0
JPMORGAN CHASE & CO
COM
46625H100
3035
50000
SH
Call
DFND
01,02
50000
0
0
JAMBA INC
COM NEW
47023A309
4078
340000
SH
DFND
01,02
340000
0
0
JOHNSON CTLS INC
COM
478366107
1040
21973
SH
DFND
01,02
21973
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
5678
55637
SH
DFND
01,02
55637
0
0
KELLOGG CO
COM
487836108
6271
100000
SH
Call
DFND
01,02
100000
0
0
KNOWLES CORP
COM
49926D109
1961
62118
SH
DFND
01,02
62118
0
0
KYTHERA BIOPHARMACEUTICALS I
COM
501570105
1988
50000
SH
DFND
01
50000
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
4684
47696
SH
DFND
01,02
47696
0
0
LAMAR ADVERTISING CO
CL A
512815101
8556
167766
SH
DFND
01,02
167766
0
0
LAS VEGAS SANDS CORP
COM
517834107
1453
17982
SH
DFND
01,02
17982
0
0
LIBERTY INTERACTIVE CORP
LBT VENT COM A
53071M880
921
7069
SH
DFND
01,02
7069
0
0
LIONS GATE ENTMNT CORP
COM
535919203
722
27000
SH
Call
DFND
01,02
27000
0
0
LIONS GATE ENTMNT CORP
COM
535919203
9756
365000
SH
Put
DFND
01,02
365000
0
0
LIONS GATE ENTMNT CORP
COM NEW
535919203
9756
365000
SH
DFND
01,02
365000
0
0
LOCKHEED MARTIN CORP
COM
539830109
1004
6150
SH
DFND
01,02
6150
0
0
MAGNA INTL INC
COM
559222401
1496
15534
SH
DFND
01,02
15534
0
0
MAGNA INTL INC
COM
559222401
2408
25000
SH
Call
DFND
01,02
25000
0
0
MARKET VECTORS ETF TR
COM
57060U100
590
25000
SH
Call
DFND
01,02
25000
0
0
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
6435
272600
SH
DFND
01,02
272600
0
0
MARTIN MARIETTA MATLS INC
COM
573284106
4174
32521
SH
DFND
01,02
32521
0
0
MCDERMOTT INTL INC
COM
580037109
6375
815192
SH
DFND
01,02
815192
0
0
MCDERMOTT INTL INC
COM
580037109
782
100000
SH
Call
DFND
01,02
100000
0
0
MCDONALDS CORP
COM
580135101
2039
20800
SH
DFND
01,02
20800
0
0
MCDONALDS CORP
COM
580135101
7842
80000
SH
Call
DFND
01,02
80000
0
0
MEADWESTVACO CORP
COM
583334107
13174
350000
SH
DFND
01,02
350000
0
0
MELCO CROWN ENTMT LTD
COM
585464100
1933
50000
SH
Put
DFND
01,02
50000
0
0
MERCURY GENL CORP NEW
COM
589400100
1285
28500
SH
SOLE
28500
0
0
MILLENNIAL MEDIA INC
COM
60040N105
2279
329315
SH
DFND
01,02
329315
0
0
MORGANS HOTEL GROUP CO
COM
61748W108
3898
484780
SH
DFND
01,02
484780
0
0
MYLAN INC
COM
628530107
4883
100000
SH
DFND
01,02
100000
0
0
NRG ENERGY INC
COM NEW
629377508
23199
729522
SH
DFND
01,02
729522
0
0
NRG YIELD INC
COM CL A
62942X108
12453
315030
SH
DFND
01,02
315030
0
0
NAVISTAR INTL CORP NEW
COM
63934E108
9016
266200
SH
DFND
01,02
266200
0
0
NEW MEDIA INVT GROUP INC
COM
64704V106
2017
134259
SH
DFND
01,02
134259
0
0
NEWCASTLE INVT CORP
COM
65105M108
6776
1441702
SH
DFND
01,02
1441702
0
0
NEWFIELD EXPL CO
COM
651290108
10600
338000
SH
DFND
01,02
338000
0
0
NEXSTAR BROADCASTING GROUP I
COM
65336K103
750
20000
SH
Call
DFND
01,02
20000
0
0
NIKE INC
CL B
654106103
4681
63380
SH
DFND
01,02
63380
0
0
NIKE INC
COM
654106103
6278
85000
SH
Call
DFND
01,02
85000
0
0
NOKIA CORP
SPONSORED ADR
654902204
15533
2116200
SH
DFND
01,02
2116200
0
0
NUANCE COMMUNICATIONS INC
COM
67020Y100
6271
365247
SH
DFND
01,02
365247
0
0
NVIDIA CORP
COM
67066G104
2686
150000
SH
Call
DFND
01,02
150000
0
0
NXSTAGE MEDICAL INC
COM
67072V103
2868
225086
SH
DFND
01,02
225086
0
0
OGE ENERGY CORP
COM
670837103
15732
427959
SH
DFND
01,02
427959
0
0
OFFICE DEPOT INC
COM
676220106
7435
1800172
SH
DFND
01,02
1800172
0
0
OMNIVISION TECHNOLOGIES INC
COM
682128103
1239
70000
SH
DFND
01,02
70000
0
0
OVASCIENCE INC
COM
69014Q101
3780
422800
SH
DFND
01,02
422800
0
0
OWENS CORNING NEW
COM
690742101
16447
380988
SH
DFND
01,02
380988
0
0
PDC ENERGY INC
COM
69327R101
12999
208779
SH
DFND
01,02
208779
0
0
PPL CORP
COM
69351T106
3294
99384
SH
DFND
01,02
99384
0
0
PPL CORP
UNIT 99/99/9999S
69351T114
5470
100000
SH
DFND
01,02
100000
0
0
PVH CORP
COM
693656100
3018
24189
SH
DFND
01,02
24189
0
0
PAN AMERICAN SILVER CORP
COM
697900108
4504
350000
SH
DFND
01,02
350000
0
0
PENNEY J C INC
COM
708160106
8106
940400
SH
Put
DFND
01,02
940400
0
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
5180
200000
SH
DFND
01
200000
0
0
POWERSHARES QQQ TRUST
COM
73935A104
7014
80000
SH
Call
DFND
01,02
80000
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
1665
18988
SH
DFND
01,02
18988
0
0
PROSHARES TR
COM
74347B201
6755
100000
SH
Call
DFND
01,02
100000
0
0
PROSHARES TR
PSHS ULTSH 20YRS
74347B201
9457
140000
SH
DFND
01,02
140000
0
0
QEP RES INC
COM
74733V100
12865
437000
SH
DFND
01,02
437000
0
0
QUANTUM CORP
COM DSSG
747906204
3713
3043650
SH
DFND
01,02
3043650
0
0
RPX CORP
COM
74972G103
5878
361049
SH
DFND
01,02
361049
0
0
RANGE RES CORP
COM
75281A109
4746
57200
SH
DFND
01,02
57200
0
0
RELIANCE STEEL & ALUMINUM
COM
759509102
534
7554
SH
SOLE
7554
0
0
REPUBLIC AWYS HLDGS INC
COM
760276105
7982
873342
SH
DFND
01,02
873342
0
0
RESOLUTE FST PRODS INC
COM
76117W109
3753
186825
SH
DFND
01,02
186825
0
0
RITE AID CORP
COM
767754104
18810
3000000
SH
DFND
01,02
3000000
0
0
RIVERBED TECHNOLOGY INC
COM
768573107
2847
144465
SH
DFND
01,02
144465
0
0
RIVERBED TECHNOLOGY INC
COM
768573107
266
13500
SH
Call
DFND
01,02
13500
0
0
ROCKWELL MED INC
COM
774374102
1266
100000
SH
Call
DFND
01,02
100000
0
0
ROPER INDS INC NEW
COM
776696106
4441
33262
SH
DFND
01,02
33262
0
0
ROSS STORES INC
COM
778296103
3621
50595
SH
DFND
01,02
50595
0
0
RUCKUS WIRELESS INC
COM
781220108
4222
347183
SH
DFND
01,02
347183
0
0
SBA COMMUNICATIONS CORP
COM
78388J106
4548
50000
SH
Call
DFND
01,02
50000
0
0
SPDR S&P 500 ETF TR
COM
78462F103
331569
1773000
SH
Call
DFND
01,02
1773000
0
0
SPDR S&P 500 ETF TR
COM
78462F103
159520
853000
SH
Put
DFND
01,02
853000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1870
10000
SH
DFND
01,02
10000
0
0
SPDR GOLD TRUST
COM
78463V107
9271
75000
SH
Call
DFND
01,02
75000
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
12361
100000
SH
DFND
01,02
100000
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
29320
178519
SH
DFND
01,02
178519
0
0
SAFEWAY INC
COM NEW
786514208
18470
500000
SH
DFND
01,02
500000
0
0
SEARS HLDGS CORP
COM
812350106
33375
698800
SH
Put
DFND
01,02
698800
0
0
SELECT SECTOR SPDR TR
COM
81369Y308
5167
120000
SH
Call
DFND
01,02
120000
0
0
SELECT SECTOR SPDR TR
COM
81369Y407
19416
300000
SH
Call
DFND
01,02
300000
0
0
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
8364
93915
SH
DFND
01,02
93915
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
1767
33772
SH
DFND
01,02
33772
0
0
SINCLAIR BROADCAST GROUP INC
COM
829226109
1355
50000
SH
Call
DFND
01,02
50000
0
0
SKILLED HEALTHCARE GROUP INC
CL A
83066R107
1052
199700
SH
DFND
01,02
199700
0
0
STANLEY BLACK & DECKER INC
COM
854502101
7059
86889
SH
DFND
01,02
86889
0
0
STARZ
COM
85571Q102
2098
65000
SH
Call
DFND
01,02
65000
0
0
STARWOOD HOTELS&RESORTS WR
COM
85590A401
1027
12902
SH
DFND
01,02
12902
0
0
STILLWATER MNG CO
COM
86074Q102
2741
185064
SH
DFND
01,02
185064
0
0
STILLWATER MNG CO
COM
86074Q102
1481
100000
SH
Call
DFND
01,02
100000
0
0
SUNSHINE HEART INC
COM
86782U106
934
159931
SH
DFND
01,02
159931
0
0
SYMANTEC CORP
COM
871503108
3495
175000
SH
DFND
01,02
175000
0
0
T-MOBILE US INC
COM
872590104
36757
1112843
SH
DFND
01,02
1112843
0
0
TW TELECOM INC
COM
87311L104
6877
220000
SH
DFND
01,02
220000
0
0
TW TELECOM INC
COM
87311L104
4220
135000
SH
Put
DFND
01,02
135000
0
0
TEARLAB CORP
COM
878193101
6380
943748
SH
DFND
01,02
943748
0
0
TELEPHONE & DATA SYS INC
COM NEW
879433829
12254
467516
SH
DFND
01,02
467516
0
0
TEREX CORP NEW
COM
880779103
3504
79100
SH
DFND
01,02
79100
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
2642
50000
SH
DFND
01,02
50000
0
0
TEVA PHARMACEUTICAL INDS LTD
COM
881624209
5284
100000
SH
Call
DFND
01,02
100000
0
0
TEXTRON INC
COM
883203101
8840
225000
SH
DFND
01,02
225000
0
0
TIBCO SOFTWARE INC
COM
88632Q103
6096
300018
SH
DFND
01,02
300018
0
0
TIME WARNER CABLE INC
COM
88732J207
4115
30000
SH
Call
DFND
01,02
30000
0
0
TRIUMPH GROUP INC NEW
COM
896818101
7176
111120
SH
DFND
01,02
111120
0
0
TURQUOISE HILL RES LTD
COM
900435108
2536
761535
SH
DFND
01,02
761535
0
0
TWENTY FIRST CENTY FOX INC
COM
90130A101
8219
257100
SH
Call
DFND
01,02
257100
0
0
TWENTY FIRST CENTY FOX INC
CL B
90130A200
6846
220000
SH
DFND
01,02
220000
0
0
U S SILICA HLDGS INC
COM
90346E103
3180
83305
SH
DFND
01,02
83305
0
0
UNION PAC CORP
COM
907818108
225
1200
SH
DFND
01,02
1200
0
0
UNITED CONTL HLDGS INC
COM
910047109
10537
236098
SH
DFND
01,02
236098
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
4061
41706
SH
DFND
01,02
41706
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
3025
25893
SH
DFND
01,02
25893
0
0
UNIVERSAL HLTH SVCS INC
CL B
913903100
8043
98000
SH
DFND
01,02
98000
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
5310
100000
SH
Call
DFND
01,02
100000
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1903
40000
SH
Call
DFND
01,02
40000
0
0
VOCERA COMMUNICATIONS INC
COM
92857F107
3103
190000
SH
DFND
01,02
190000
0
0
WELLCARE HEALTH PLANS INC
COM
94946T106
6352
100000
SH
DFND
01,02
100000
0
0
WELLPOINT INC
COM
94973V107
3484
35000
SH
Call
DFND
01,02
35000
0
0
WET SEAL INC
CL A
961840105
1334
1010483
SH
DFND
01,02
1010483
0
0
WEYERHAEUSER CO
PREF CONV SER A
962166872
12285
225000
SH
DFND
01,02
225000
0
0
WYNN RESORTS LTD
COM
983134107
1757
7907
SH
DFND
01,02
7907
0
0
WYNN RESORTS LTD
COM
983134107
1111
5000
SH
Put
DFND
01,02
5000
0
0
ZIONS BANCORPORATION
*W EXP 05/22/202
989701107
23642
763136
SH
DFND
01,02
763136
0
0
ZYNGA INC
CL A
98986T108
3675
854595
SH
DFND
01,02
854595
0
0
ZYNGA INC
COM
98986T108
860
200000
SH
Call
DFND
01,02
200000
0
0
ENERGY XXI BERMUDA LTD
USD UNRS SHS
G10082140
4974
211050
SH
DFND
01,02
211050
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
4143
51969
SH
DFND
01,02
51969
0
0
DELPHI AUTOMOTIVE PLC
SHS
G27823106
24155
355951
SH
DFND
01,02
355951
0
0
NOBLE CORP PLC
COM
G65431101
3274
100000
SH
Call
DFND
01,02
100000
0
0
NOBLE CORP PLC
SHS USD
G65431101
4913
150064
SH
DFND
01,02
150064
0
0
ORIENT-EXPRESS HOTELS LTD
CL A
G67743107
10230
709939
SH
DFND
01,02
709939
0
0
ROWAN COMPANIES PLC
SHS CL A
G7665A101
17842
529761
SH
DFND
01,02
529761
0
0
FOSTER WHEELER AG
COM
H27178104
21935
676599
SH
DFND
01,02
676599
0
0
INTELSAT S A
COM
L5140P101
1984
106000
SH
DFND
01,02
106000
0
0
PACIFIC DRILLING SA LUXEMBOU
REG SHS
L7257P106
3523
323768
SH
DFND
01,02
323768
0
0
INTERXION HOLDING N.V
COM
N47279109
480
20000
SH
Put
DFND
01,02
20000
0
0
INTERXION HOLDING N.V
SHS
N47279109
480
20000
SH
DFND
01,02
20000
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
28543
320924
SH
DFND
01,02
320924
0
0
OCEAN RIG UDW INC
SHS
Y64354205
10168
571548
SH
DFND
01,02
571548
0
0