0001398344-12-001856.txt : 20120515 0001398344-12-001856.hdr.sgml : 20120515 20120515162906 ACCESSION NUMBER: 0001398344-12-001856 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120515 DATE AS OF CHANGE: 20120515 EFFECTIVENESS DATE: 20120515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Smith & Howard Wealth Management, LLC CENTRAL INDEX KEY: 0001543991 IRS NUMBER: 582474069 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14923 FILM NUMBER: 12845193 BUSINESS ADDRESS: STREET 1: 171 17TH STREET, NW STREET 2: SUITE 900 CITY: ATLANTA STATE: GA ZIP: 30363 BUSINESS PHONE: 404.874.6244 MAIL ADDRESS: STREET 1: 171 17TH STREET, NW STREET 2: SUITE 900 CITY: ATLANTA STATE: GA ZIP: 30363 13F-HR 1 fp0004913_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Smith & Howard Wealth Management, LLC Address: 171 17th Street, NW Suite 900 Atlanta, Georgia 30363 Form 13F File Number: 028-14923 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael R. Dewitt Title: Member/Chief Compliance Officer Phone: (404) 874-6244 Signature, Place, and Date of Signing: /s/ Michael R. Dewitt Atlanta, GA May 15, 2012 --------------------- ----------- ------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 ----------- Form 13F Information Table Entry Total: 217 ----------- Form 13F Information Table Value Total: $ 130,417 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the names(s) and Form 13F file numbers(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 1 028-11448 Cambridge Financial Group Inc.
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------------------------------- ------------ --------- ----------- -------------------- ---------- -------- -------------------- VOTING AUTHORITY TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------- NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------------- ------------ --------- ----------- ----------- --- ---- ---------- -------- ------- ------ ----- 3M Co. Equities 88579Y101 9 100 SOLE 100 A G L Resources Inc Equities 1204106 20 500 SOLE 500 Abbott Laboratories Equities 2824100 29 475 SOLE 475 ACE Limited Equities H0023R105 18 250 SOLE 250 Adobe Systems Inc Equities 00724F101 1 28 SOLE 28 Aflac Inc Equities 1055102 530 11,520 SOLE 11,520 Aircastle Ltd Equities G0129K104 57 4,622 SOLE 4,622 Akamai Technologies Equities 00971T101 4,120 112,260 SOLE 112,260 Allegiant Travel Co Equities 01748X102 210 3,851 SOLE 3,851 Allscripts Inc Equities 01988P108 8 504 SOLE 504 Amazon.com Inc Equities 23135106 102 504 SOLE 504 American Intl Group 21 Warrant Equities 26874156 0 5 SOLE 5 Amgen Inc Equities 31162100 14 200 SOLE 200 Apple Inc Equities 37833100 421 702 OTHER 1 702 Archer-Daniels-Midlnd Co Equities 39483102 123 3,890 OTHER 1 3,890 ARM Holdings PLC ADR Equities 42068106 31 1,105 SOLE 1,105 AT&T Inc Equities 00206R102 266 8,514 SOLE 8,514 Auto Data Processing Equities 53015103 10 185 SOLE 185 Baidu Com Inc Adr Equities 56752108 6 40 SOLE 40 Bank of America Corp Equities 60505104 58 6,042 SOLE 6,042 Bemis Co Inc Equities 81437105 146 4,535 OTHER 1 4,535 Berkshire Hathaway Cl B Equities 84670702 8,544 105,290 SOLE 105,290 BlackRock Invt Qlty Muni Funds 09247D105 8 500 SOLE 500 Boeing Co Equities 97023105 150 2,015 OTHER 1 2,015 BorgWarner Inc Equities 99724106 94 1,118 SOLE 1,118 Bristol-Myers Squibb Co Equities 110122108 150 4,447 OTHER 1 4,447 C H Robinson Worldwide Equities 12541W209 13 201 SOLE 201 C S X Corp Equities 126408103 65 3,000 SOLE 3,000 CA Inc Equities 12673P105 8 300 SOLE 300 Call Spdr S&P 500 Etf Tr Options 78462F903 26 20 SOLE 20 Call Spdr S&P 500 ETF Tr Options 78462F903 77 40 SOLE 40 Cameron Intl Corp Equities 13342B105 14 260 SOLE 260 Cardinal Health Inc Equities 14149Y108 127 2,940 OTHER 1 2,940 Caterpillar Inc Equities 149123101 19 180 SOLE 180 CenturyLink Inc Equities 156700106 11 274 SOLE 274 Charles Schwab Corp Equities 808513105 1 38 SOLE 38 Chevron Corp Equities 166764100 78 730 SOLE 730 Chubb Corp Equities 171232101 9 125 SOLE 125 Cisco Systems Inc Equities 17275R102 51 2,395 SOLE 2,395 Clean Energy Fuels Corp Equities 184499101 53 2,500 SOLE 2,500 Coach Inc Equities 189754104 24 315 SOLE 315 Coca Cola Company Equities 191216100 1,620 21,889 SOLE 21,889 Colgate-Palmolive Co Equities 194162103 10 100 SOLE 100 ConAgra Foods Inc Equities 205887102 23 875 SOLE 875 ConocoPhillips Equities 20825C104 44 582 SOLE 582 Consolidated Edison Inc Equities 209115104 25 425 SOLE 425 Cooper Industries PLC Equities G24140108 15 230 SOLE 230 Core Laboratories N V Equities N22717107 29 223 SOLE 223 Costco Wholesale Corp Equities 22160K105 163 1,795 OTHER 1 1,795 Cousins Properties Inc Equities 222795106 23 3,088 SOLE 3,088 CVS Caremark Corp Equities 126650100 132 2,951 OTHER 1 2,951 Deere & Co Equities 244199105 20 246 SOLE 246 Dell Inc Equities 24702R101 3 210 SOLE 210 Delta Air Lines Inc Equities 247361702 0 17 SOLE 17 Deutsche Bank New Ord Equities D18190898 5 100 SOLE 100 Diana Containership Equities Y2069P101 0 19 SOLE 19 Diana Shipping Inc Equities Y2066G104 5 600 SOLE 600 Discover Financial Services Equities 254709108 8 232 OTHER 1 232 Disney Walt Co Equities 254687106 77 1,755 SOLE 1,755 Dominion Resources Inc Equities 25746U109 68 1,330 SOLE 1,330 Du Pont E I De Nemour&Co Equities 263534109 93 1,750 SOLE 1,750 Duke Energy Corp Equities 26441C105 25 1,209 SOLE 1,209 Duke Realty Corp Equities 264411505 35 2,424 SOLE 2,424 eBay Inc Equities 278642103 3 80 SOLE 80 Echo Global Logistics Equities 27875T101 52 3,201 SOLE 3,201 El Paso Corporation Equities 28336L109 43 1,463 SOLE 1,463 Emerson Electric Co Equities 291011104 46 891 SOLE 891 Enbridge Energy Mgmt LLC Equities 29250X103 57 1,801 SOLE 1,801 Enterprise Prd Prtnrs LP Equities 293792107 58 1,153 SOLE 1,153 EOG Resources Inc Equities 26875P101 1 7 SOLE 7 Expeditors Intl of Wash Equities 302130109 73 1,566 SOLE 1,566 ExxonMobil Corp Equities 30231G102 522 6,020 SOLE 6,020 F5 Networks Inc Equities 315616102 82 610 OTHER 1 610 FedEx Corporation Equities 31428X106 15 160 SOLE 160 Fifth Third Bancorp Equities 316773100 11 805 SOLE 805 Fossil Inc Equities 349882100 3 26 SOLE 26 Frontier Communications B Equities 35906A108 8 1,809 SOLE 1,809 General Dynamics Corp Equities 369550108 266 3,625 OTHER 1 3,625 General Electric Co Equities 369604103 142 7,063 SOLE 7,063 General Mills Inc Equities 370334104 1 20 SOLE 20 Genuine Parts Co Equities 372460105 69 1,100 SOLE 1,100 Goldman Sachs Group Inc Equities 38141G104 8 67 SOLE 67 Google Inc Equities 38259P508 61 95 SOLE 95 Halliburton Co Hldg Co Equities 406216101 1 24 SOLE 24 Health Care Ppty Inv Inc User-Defined 40414L109 72 1,825 OTHER 1 1,825 Heckmann Corp Equities 422680108 22 5,000 SOLE 5,000 Hewlett-Packard Co Equities 428236103 23 956 SOLE 956 Holly Energy Partners User-Defined 435763107 61 1,000 SOLE 1,000 Home Depot Inc Equities 437076102 469 9,316 OTHER 1 0 9,316 Honeywell International Equities 438516106 1 17 SOLE 17 Humana Inc Equities 444859102 83 895 OTHER 1 895 Illumina Inc Equities 452327109 16 305 SOLE 305 Intel Corp Equities 458140100 168 5,985 OTHER 1 5,985 Intl Business Machines Equities 459200101 244 1,169 OTHER 1 1,169 Intl Flavors & Fragrances Equities 459506101 18 300 SOLE 300 Intuit Inc Equities 461202103 61 1,022 SOLE 1,022 Intuitive Surgical Inc Equities 46120E602 49 91 SOLE 91 iPath DJ-UBS Commodity ETN User-Defined 06738C778 19 460 SOLE 460 iShares Barclays 1-3 Yr Tr Bd Equities 464287457 220 2,604 SOLE 2,604 iShares iBoxx High Yld Corp Bd Equities 464288513 675 7,446 SOLE 7,446 Ishares Msci Acwi Ex US Equities 464288240 11,180 273,813 SOLE 273,813 iShares MSCI Emrg Mkt Fd Equities 464287234 23 528 SOLE 528 iShares MSCI Germany Equities 464286806 4,886 209,859 SOLE 209,859 iShares MSCI Hong Kong Funds 464286871 31 1,750 SOLE 1,750 iShares Russell 1000 Growth Equities 464287614 9,681 146,504 SOLE 146,504 iShares Russell 1000 Value Equities 464287598 758 10,815 SOLE 10,815 iShares Russell 2000 Equities 464287655 8 100 SOLE 100 iShares Russell 2000 Value Equities 464287630 3 41 SOLE 41 iShares Russell Microcap Equities 464288869 17 323 SOLE 323 iShares Russell Mid Value Equities 464287473 252 5,231 SOLE 5,231 iShares Russell Midcap Growth Equities 464287481 104 1,650 SOLE 1,650 iShares S&P Midcap 400 Growth Equities 464287606 7,056 62,751 SOLE 62,751 iShares S&P S/T AMT Fr Muni Equities 464288158 66 616 SOLE 616 iShares Tr Cohen & Steer Rlty Equities 464287564 1 16 SOLE 16 iShares Tr Lehman Bd Fd Equities 464287226 5 44 SOLE 44 iShares Tr S&P 500 Equities 464287200 82 580 SOLE 580 Ishares Tr S&P Global Equities 464287291 40 560 SOLE 560 J M Smuckers Co Equities 832696405 0 5 SOLE 5 J P Morgan Chase & Co Equities 46625H100 35 758 SOLE 758 JB Hunt Transport Svcs Equities 445658107 14 257 SOLE 257 Johnson & Johnson Equities 478160104 105 1,587 SOLE 1,587 Johnson Controls Inc Equities 478366107 161 4,954 OTHER 1 4,954 JPMorgan Alerian MLP Index User-Defined 46625H365 8,417 215,060 SOLE 215,060 Kayne Anderson Energy Equities 48660Q102 65 2,522 SOLE 2,522 Kellogg Co Equities 487836108 13 250 SOLE 250 Kimberly-Clark Corp Equities 494368103 16 213 SOLE 213 Kinder Morgan Energy LP User-Defined 494550106 15 179 SOLE 179 Kraft Foods Inc Equities 50075N104 4 110 SOLE 110 Linkedin Corp Equities 53578A108 406 3,977 SOLE 3,977 M B I A Inc Equities 55262C100 34 3,500 SOLE 3,500 Manhattan Associates Inc Equities 562750109 1,476 31,049 SOLE 31,049 McCormick & Co Inc Equities 579780206 11 200 SOLE 200 McDonald's Corp Equities 580135101 308 3,141 OTHER 1 3,141 Medtronic Inc Equities 585055106 1 13 SOLE 13 Merck & Co Inc Equities 58933Y105 150 3,898 OTHER 1 3,898 Microsoft Corp Equities 594918104 51 1,592 SOLE 1,592 Monsanto Co Equities 61166W101 19 232 SOLE 232 National Oilwell Varco Inc Equities 637071101 1 11 SOLE 11 Natl Westminster Bk 7.763% C A Equities 638539882 9 400 SOLE 400 Newpark Resources Inc Equities 651718504 1 164 SOLE 164 NextEra Energy Equities 65339F101 16 260 SOLE 260 Nike Inc B Equities 654106103 11 100 SOLE 100 Noble Energy Inc Equities 655044105 72 740 OTHER 1 740 Nuveen Muni High Incm Fd Funds 670682103 26 2,000 SOLE 2,000 Omnicom Group Inc Equities 681919106 1 21 SOLE 21 ONEOK Partners LP User-Defined 68268N103 13 238 SOLE 238 O'REILLY AUTOMOTIVE Equities 67103H107 84 925 OTHER 1 925 Ormat Technologies Inc Equities 686688102 60 2,964 SOLE 2,964 Overstock.com Inc Equities 690370101 1 100 SOLE 100 PACCAR Inc Equities 693718108 6 122 SOLE 122 PepsiCo Inc Equities 713448108 37 557 SOLE 557 Philip Morris Intl Inc Equities 718172109 5 60 SOLE 60 PowerShs Dyn Pharmaceuticals Funds 73935X799 120 3,811 SOLE 3,811 PowerShs QQQ Funds 73935A104 17 250 SOLE 250 PowerShs VRDO Tax Free Wkly Funds 73936T433 265 10,602 SOLE 10,602 PowerShs Zacks Micro Cap Funds 73935X740 1 71 SOLE 71 PPG Industries Inc Equities 693506107 32 330 SOLE 330 Procter & Gamble Co Equities 742718109 103 1,527 SOLE 1,527 Prosh Ultra Real Est New Equities 74347X625 19 300 SOLE 300 ProShares Short 20+ Yr Tr Funds 74347X849 136 4,105 SOLE 4,105 Proshares Ultra S&P Equities 74347R107 222 3,800 SOLE 3,800 Proshs Ultra Smallcap Equities 74347R818 178 3,400 SOLE 3,400 Put Spdr S&P 500 Etf Tr Options 78462F953 18 13 SOLE 13 Qualcomm Inc Equities 747525103 20 289 SOLE 289 Raytheon Company Equities 755111507 1 15 SOLE 15 Regions Financial Corp Equities 7591EP100 5 818 SOLE 818 Ross Stores Inc Equities 778296103 35 600 SOLE 600 Royal Caribbean Cruises Ltd Equities V7780T103 6 200 SOLE 200 Royal Dutch Shell A ADR Equities 780259206 15 207 SOLE 207 Royal Dutch Shell B Adrf Equities 780259107 16 226 SOLE 226 Salesforce.com Equities 79466L302 18 118 SOLE 118 Schlumberger Ltd Equities 806857108 12 170 SOLE 170 Schwab US Broad Mkt Funds 808524102 130 3,838 SOLE 3,838 Schweitzer-Mauduit Intl Equities 808541106 58 847 SOLE 847 Sector Spdr Tr Shs Ben Int Te Equities 81369Y803 5,764 191,120 SOLE 191,120 Sempra Energy Equities 816851109 1 19 SOLE 19 Sequenom Inc Equities 817337405 113 27,662 SOLE 27,662 Siemens A G Adr Equities 826197501 2 20 SOLE 20 Southern Company Equities 842587107 182 4,042 OTHER 1 4,042 SPDR MSCI All World Ex-US Equities 78463X848 699 22,250 SOLE 22,250 SPDR S&P 500 Equities 78462F103 999 7,094 SOLE 7,094 SPDR S&P Dividend Equities 78464A763 13,038 230,192 SOLE 230,192 SPDR Select Health Care Equities 81369Y209 1,764 46,904 SOLE 46,904 SPDR Utilities Select Equities 81369Y886 20 570 SOLE 570 Spectra Energy Corp Equities 847560109 90 2,837 OTHER 1 2,837 SunTrust Banks Inc Equities 867914103 281 11,624 SOLE 11,624 Synovus Financial Corp Equities 87161C105 68 33,000 SOLE 33,000 Sysco Corp Equities 871829107 117 3,935 OTHER 1 3,935 T Rowe Price Group Equities 74144T108 55 836 SOLE 836 Tal International Group Equities 874083108 60 1,629 SOLE 1,629 Target Corporation Equities 87612E956 153 2,630 OTHER 1 2,630 Teva Pharma Indus Ltd ADR Equities 881624209 101 2,242 SOLE 2,242 Texas Instruments Inc Equities 882508104 11 325 SOLE 325 The Travelers Cos Inc Equities 89417E109 8 141 SOLE 141 Transcept Pharma Inc Equities 89354M106 263 25,000 SOLE 25,000 U S Bancorp Equities 902973304 83 2,630 OTHER 1 2,630 Union Pacific Corp Equities 907818108 240 2,229 OTHER 1 2,229 United Technologies Corp Equities 913017109 83 1,000 SOLE 1,000 Unitedhealth Group Inc. Equities 91324P102 157 2,665 OTHER 1 2,665 Unum Group Equities 91529Y106 9 370 SOLE 370 Urstadt Biddle Properties Equities 917286106 10 500 SOLE 500 V F Corporation Equities 918204108 83 570 OTHER 1 570 Vanguard Emg Mkts Stk Funds 922042858 233 5,370 SOLE 5,370 Vanguard FTSE All Wld ex-US Equities 922042775 518 11,705 SOLE 11,705 Vanguard Growth Equities 922908736 956 13,464 SOLE 13,464 Vanguard Natural Res Llc Equities 92205F106 61 2,195 SOLE 2,195 Vanguard Total Stk Mkt Equities 922908769 26,049 360,493 SOLE 360,493 Verisk Analytics Inc Equities 92345Y106 24 508 SOLE 508 Verizon Communications Equities 92343V104 9 236 SOLE 236 Visa Inc Equities 92826C839 12 100 SOLE 100 Walgreen Company Equities 931422109 151 4,513 OTHER 1 4,513 Wal-Mart Stores Inc Equities 931142103 215 3,514 OTHER 1 3,514 Warren Resources Inc Equities 93564A100 4 1,271 SOLE 1,271 Wells Fargo Co Equities 949746101 171 5,016 SOLE 5,016 WGL Holdings Inc Equities 92924F106 14 340 SOLE 340 WisdomTree Emg Mkts Equity Funds 97717W315 8,434 146,394 SOLE 146,394 Zimmer Holdings Inc Equities 98956P102 8 132 SOLE 132