0001398344-12-001856.txt : 20120515
0001398344-12-001856.hdr.sgml : 20120515
20120515162906
ACCESSION NUMBER: 0001398344-12-001856
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120515
DATE AS OF CHANGE: 20120515
EFFECTIVENESS DATE: 20120515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Smith & Howard Wealth Management, LLC
CENTRAL INDEX KEY: 0001543991
IRS NUMBER: 582474069
STATE OF INCORPORATION: GA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14923
FILM NUMBER: 12845193
BUSINESS ADDRESS:
STREET 1: 171 17TH STREET, NW
STREET 2: SUITE 900
CITY: ATLANTA
STATE: GA
ZIP: 30363
BUSINESS PHONE: 404.874.6244
MAIL ADDRESS:
STREET 1: 171 17TH STREET, NW
STREET 2: SUITE 900
CITY: ATLANTA
STATE: GA
ZIP: 30363
13F-HR
1
fp0004913_13fhr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Smith & Howard Wealth Management, LLC
Address: 171 17th Street, NW Suite 900
Atlanta, Georgia 30363
Form 13F File Number: 028-14923
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Michael R. Dewitt
Title: Member/Chief Compliance Officer
Phone: (404) 874-6244
Signature, Place, and Date of Signing:
/s/ Michael R. Dewitt Atlanta, GA May 15, 2012
--------------------- ----------- ------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
-----------
Form 13F Information Table Entry Total: 217
-----------
Form 13F Information Table Value Total: $ 130,417
-----------
(thousands)
List of Other Included Managers:
Provide a numbered list of the names(s) and Form 13F file numbers(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
No. Form 13F File Number Name
1 028-11448 Cambridge Financial Group Inc.
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
----------------------------------- ------------ --------- ----------- -------------------- ---------- -------- --------------------
VOTING AUTHORITY
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER --------------------
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
----------------------------------- ------------ --------- ----------- ----------- --- ---- ---------- -------- ------- ------ -----
3M Co. Equities 88579Y101 9 100 SOLE 100
A G L Resources Inc Equities 1204106 20 500 SOLE 500
Abbott Laboratories Equities 2824100 29 475 SOLE 475
ACE Limited Equities H0023R105 18 250 SOLE 250
Adobe Systems Inc Equities 00724F101 1 28 SOLE 28
Aflac Inc Equities 1055102 530 11,520 SOLE 11,520
Aircastle Ltd Equities G0129K104 57 4,622 SOLE 4,622
Akamai Technologies Equities 00971T101 4,120 112,260 SOLE 112,260
Allegiant Travel Co Equities 01748X102 210 3,851 SOLE 3,851
Allscripts Inc Equities 01988P108 8 504 SOLE 504
Amazon.com Inc Equities 23135106 102 504 SOLE 504
American Intl Group 21 Warrant Equities 26874156 0 5 SOLE 5
Amgen Inc Equities 31162100 14 200 SOLE 200
Apple Inc Equities 37833100 421 702 OTHER 1 702
Archer-Daniels-Midlnd Co Equities 39483102 123 3,890 OTHER 1 3,890
ARM Holdings PLC ADR Equities 42068106 31 1,105 SOLE 1,105
AT&T Inc Equities 00206R102 266 8,514 SOLE 8,514
Auto Data Processing Equities 53015103 10 185 SOLE 185
Baidu Com Inc Adr Equities 56752108 6 40 SOLE 40
Bank of America Corp Equities 60505104 58 6,042 SOLE 6,042
Bemis Co Inc Equities 81437105 146 4,535 OTHER 1 4,535
Berkshire Hathaway Cl B Equities 84670702 8,544 105,290 SOLE 105,290
BlackRock Invt Qlty Muni Funds 09247D105 8 500 SOLE 500
Boeing Co Equities 97023105 150 2,015 OTHER 1 2,015
BorgWarner Inc Equities 99724106 94 1,118 SOLE 1,118
Bristol-Myers Squibb Co Equities 110122108 150 4,447 OTHER 1 4,447
C H Robinson Worldwide Equities 12541W209 13 201 SOLE 201
C S X Corp Equities 126408103 65 3,000 SOLE 3,000
CA Inc Equities 12673P105 8 300 SOLE 300
Call Spdr S&P 500 Etf Tr Options 78462F903 26 20 SOLE 20
Call Spdr S&P 500 ETF Tr Options 78462F903 77 40 SOLE 40
Cameron Intl Corp Equities 13342B105 14 260 SOLE 260
Cardinal Health Inc Equities 14149Y108 127 2,940 OTHER 1 2,940
Caterpillar Inc Equities 149123101 19 180 SOLE 180
CenturyLink Inc Equities 156700106 11 274 SOLE 274
Charles Schwab Corp Equities 808513105 1 38 SOLE 38
Chevron Corp Equities 166764100 78 730 SOLE 730
Chubb Corp Equities 171232101 9 125 SOLE 125
Cisco Systems Inc Equities 17275R102 51 2,395 SOLE 2,395
Clean Energy Fuels Corp Equities 184499101 53 2,500 SOLE 2,500
Coach Inc Equities 189754104 24 315 SOLE 315
Coca Cola Company Equities 191216100 1,620 21,889 SOLE 21,889
Colgate-Palmolive Co Equities 194162103 10 100 SOLE 100
ConAgra Foods Inc Equities 205887102 23 875 SOLE 875
ConocoPhillips Equities 20825C104 44 582 SOLE 582
Consolidated Edison Inc Equities 209115104 25 425 SOLE 425
Cooper Industries PLC Equities G24140108 15 230 SOLE 230
Core Laboratories N V Equities N22717107 29 223 SOLE 223
Costco Wholesale Corp Equities 22160K105 163 1,795 OTHER 1 1,795
Cousins Properties Inc Equities 222795106 23 3,088 SOLE 3,088
CVS Caremark Corp Equities 126650100 132 2,951 OTHER 1 2,951
Deere & Co Equities 244199105 20 246 SOLE 246
Dell Inc Equities 24702R101 3 210 SOLE 210
Delta Air Lines Inc Equities 247361702 0 17 SOLE 17
Deutsche Bank New Ord Equities D18190898 5 100 SOLE 100
Diana Containership Equities Y2069P101 0 19 SOLE 19
Diana Shipping Inc Equities Y2066G104 5 600 SOLE 600
Discover Financial Services Equities 254709108 8 232 OTHER 1 232
Disney Walt Co Equities 254687106 77 1,755 SOLE 1,755
Dominion Resources Inc Equities 25746U109 68 1,330 SOLE 1,330
Du Pont E I De Nemour&Co Equities 263534109 93 1,750 SOLE 1,750
Duke Energy Corp Equities 26441C105 25 1,209 SOLE 1,209
Duke Realty Corp Equities 264411505 35 2,424 SOLE 2,424
eBay Inc Equities 278642103 3 80 SOLE 80
Echo Global Logistics Equities 27875T101 52 3,201 SOLE 3,201
El Paso Corporation Equities 28336L109 43 1,463 SOLE 1,463
Emerson Electric Co Equities 291011104 46 891 SOLE 891
Enbridge Energy Mgmt LLC Equities 29250X103 57 1,801 SOLE 1,801
Enterprise Prd Prtnrs LP Equities 293792107 58 1,153 SOLE 1,153
EOG Resources Inc Equities 26875P101 1 7 SOLE 7
Expeditors Intl of Wash Equities 302130109 73 1,566 SOLE 1,566
ExxonMobil Corp Equities 30231G102 522 6,020 SOLE 6,020
F5 Networks Inc Equities 315616102 82 610 OTHER 1 610
FedEx Corporation Equities 31428X106 15 160 SOLE 160
Fifth Third Bancorp Equities 316773100 11 805 SOLE 805
Fossil Inc Equities 349882100 3 26 SOLE 26
Frontier Communications B Equities 35906A108 8 1,809 SOLE 1,809
General Dynamics Corp Equities 369550108 266 3,625 OTHER 1 3,625
General Electric Co Equities 369604103 142 7,063 SOLE 7,063
General Mills Inc Equities 370334104 1 20 SOLE 20
Genuine Parts Co Equities 372460105 69 1,100 SOLE 1,100
Goldman Sachs Group Inc Equities 38141G104 8 67 SOLE 67
Google Inc Equities 38259P508 61 95 SOLE 95
Halliburton Co Hldg Co Equities 406216101 1 24 SOLE 24
Health Care Ppty Inv Inc User-Defined 40414L109 72 1,825 OTHER 1 1,825
Heckmann Corp Equities 422680108 22 5,000 SOLE 5,000
Hewlett-Packard Co Equities 428236103 23 956 SOLE 956
Holly Energy Partners User-Defined 435763107 61 1,000 SOLE 1,000
Home Depot Inc Equities 437076102 469 9,316 OTHER 1 0 9,316
Honeywell International Equities 438516106 1 17 SOLE 17
Humana Inc Equities 444859102 83 895 OTHER 1 895
Illumina Inc Equities 452327109 16 305 SOLE 305
Intel Corp Equities 458140100 168 5,985 OTHER 1 5,985
Intl Business Machines Equities 459200101 244 1,169 OTHER 1 1,169
Intl Flavors & Fragrances Equities 459506101 18 300 SOLE 300
Intuit Inc Equities 461202103 61 1,022 SOLE 1,022
Intuitive Surgical Inc Equities 46120E602 49 91 SOLE 91
iPath DJ-UBS Commodity ETN User-Defined 06738C778 19 460 SOLE 460
iShares Barclays 1-3 Yr Tr Bd Equities 464287457 220 2,604 SOLE 2,604
iShares iBoxx High Yld Corp Bd Equities 464288513 675 7,446 SOLE 7,446
Ishares Msci Acwi Ex US Equities 464288240 11,180 273,813 SOLE 273,813
iShares MSCI Emrg Mkt Fd Equities 464287234 23 528 SOLE 528
iShares MSCI Germany Equities 464286806 4,886 209,859 SOLE 209,859
iShares MSCI Hong Kong Funds 464286871 31 1,750 SOLE 1,750
iShares Russell 1000 Growth Equities 464287614 9,681 146,504 SOLE 146,504
iShares Russell 1000 Value Equities 464287598 758 10,815 SOLE 10,815
iShares Russell 2000 Equities 464287655 8 100 SOLE 100
iShares Russell 2000 Value Equities 464287630 3 41 SOLE 41
iShares Russell Microcap Equities 464288869 17 323 SOLE 323
iShares Russell Mid Value Equities 464287473 252 5,231 SOLE 5,231
iShares Russell Midcap Growth Equities 464287481 104 1,650 SOLE 1,650
iShares S&P Midcap 400 Growth Equities 464287606 7,056 62,751 SOLE 62,751
iShares S&P S/T AMT Fr Muni Equities 464288158 66 616 SOLE 616
iShares Tr Cohen & Steer Rlty Equities 464287564 1 16 SOLE 16
iShares Tr Lehman Bd Fd Equities 464287226 5 44 SOLE 44
iShares Tr S&P 500 Equities 464287200 82 580 SOLE 580
Ishares Tr S&P Global Equities 464287291 40 560 SOLE 560
J M Smuckers Co Equities 832696405 0 5 SOLE 5
J P Morgan Chase & Co Equities 46625H100 35 758 SOLE 758
JB Hunt Transport Svcs Equities 445658107 14 257 SOLE 257
Johnson & Johnson Equities 478160104 105 1,587 SOLE 1,587
Johnson Controls Inc Equities 478366107 161 4,954 OTHER 1 4,954
JPMorgan Alerian MLP Index User-Defined 46625H365 8,417 215,060 SOLE 215,060
Kayne Anderson Energy Equities 48660Q102 65 2,522 SOLE 2,522
Kellogg Co Equities 487836108 13 250 SOLE 250
Kimberly-Clark Corp Equities 494368103 16 213 SOLE 213
Kinder Morgan Energy LP User-Defined 494550106 15 179 SOLE 179
Kraft Foods Inc Equities 50075N104 4 110 SOLE 110
Linkedin Corp Equities 53578A108 406 3,977 SOLE 3,977
M B I A Inc Equities 55262C100 34 3,500 SOLE 3,500
Manhattan Associates Inc Equities 562750109 1,476 31,049 SOLE 31,049
McCormick & Co Inc Equities 579780206 11 200 SOLE 200
McDonald's Corp Equities 580135101 308 3,141 OTHER 1 3,141
Medtronic Inc Equities 585055106 1 13 SOLE 13
Merck & Co Inc Equities 58933Y105 150 3,898 OTHER 1 3,898
Microsoft Corp Equities 594918104 51 1,592 SOLE 1,592
Monsanto Co Equities 61166W101 19 232 SOLE 232
National Oilwell Varco Inc Equities 637071101 1 11 SOLE 11
Natl Westminster Bk 7.763% C A Equities 638539882 9 400 SOLE 400
Newpark Resources Inc Equities 651718504 1 164 SOLE 164
NextEra Energy Equities 65339F101 16 260 SOLE 260
Nike Inc B Equities 654106103 11 100 SOLE 100
Noble Energy Inc Equities 655044105 72 740 OTHER 1 740
Nuveen Muni High Incm Fd Funds 670682103 26 2,000 SOLE 2,000
Omnicom Group Inc Equities 681919106 1 21 SOLE 21
ONEOK Partners LP User-Defined 68268N103 13 238 SOLE 238
O'REILLY AUTOMOTIVE Equities 67103H107 84 925 OTHER 1 925
Ormat Technologies Inc Equities 686688102 60 2,964 SOLE 2,964
Overstock.com Inc Equities 690370101 1 100 SOLE 100
PACCAR Inc Equities 693718108 6 122 SOLE 122
PepsiCo Inc Equities 713448108 37 557 SOLE 557
Philip Morris Intl Inc Equities 718172109 5 60 SOLE 60
PowerShs Dyn Pharmaceuticals Funds 73935X799 120 3,811 SOLE 3,811
PowerShs QQQ Funds 73935A104 17 250 SOLE 250
PowerShs VRDO Tax Free Wkly Funds 73936T433 265 10,602 SOLE 10,602
PowerShs Zacks Micro Cap Funds 73935X740 1 71 SOLE 71
PPG Industries Inc Equities 693506107 32 330 SOLE 330
Procter & Gamble Co Equities 742718109 103 1,527 SOLE 1,527
Prosh Ultra Real Est New Equities 74347X625 19 300 SOLE 300
ProShares Short 20+ Yr Tr Funds 74347X849 136 4,105 SOLE 4,105
Proshares Ultra S&P Equities 74347R107 222 3,800 SOLE 3,800
Proshs Ultra Smallcap Equities 74347R818 178 3,400 SOLE 3,400
Put Spdr S&P 500 Etf Tr Options 78462F953 18 13 SOLE 13
Qualcomm Inc Equities 747525103 20 289 SOLE 289
Raytheon Company Equities 755111507 1 15 SOLE 15
Regions Financial Corp Equities 7591EP100 5 818 SOLE 818
Ross Stores Inc Equities 778296103 35 600 SOLE 600
Royal Caribbean Cruises Ltd Equities V7780T103 6 200 SOLE 200
Royal Dutch Shell A ADR Equities 780259206 15 207 SOLE 207
Royal Dutch Shell B Adrf Equities 780259107 16 226 SOLE 226
Salesforce.com Equities 79466L302 18 118 SOLE 118
Schlumberger Ltd Equities 806857108 12 170 SOLE 170
Schwab US Broad Mkt Funds 808524102 130 3,838 SOLE 3,838
Schweitzer-Mauduit Intl Equities 808541106 58 847 SOLE 847
Sector Spdr Tr Shs Ben Int Te Equities 81369Y803 5,764 191,120 SOLE 191,120
Sempra Energy Equities 816851109 1 19 SOLE 19
Sequenom Inc Equities 817337405 113 27,662 SOLE 27,662
Siemens A G Adr Equities 826197501 2 20 SOLE 20
Southern Company Equities 842587107 182 4,042 OTHER 1 4,042
SPDR MSCI All World Ex-US Equities 78463X848 699 22,250 SOLE 22,250
SPDR S&P 500 Equities 78462F103 999 7,094 SOLE 7,094
SPDR S&P Dividend Equities 78464A763 13,038 230,192 SOLE 230,192
SPDR Select Health Care Equities 81369Y209 1,764 46,904 SOLE 46,904
SPDR Utilities Select Equities 81369Y886 20 570 SOLE 570
Spectra Energy Corp Equities 847560109 90 2,837 OTHER 1 2,837
SunTrust Banks Inc Equities 867914103 281 11,624 SOLE 11,624
Synovus Financial Corp Equities 87161C105 68 33,000 SOLE 33,000
Sysco Corp Equities 871829107 117 3,935 OTHER 1 3,935
T Rowe Price Group Equities 74144T108 55 836 SOLE 836
Tal International Group Equities 874083108 60 1,629 SOLE 1,629
Target Corporation Equities 87612E956 153 2,630 OTHER 1 2,630
Teva Pharma Indus Ltd ADR Equities 881624209 101 2,242 SOLE 2,242
Texas Instruments Inc Equities 882508104 11 325 SOLE 325
The Travelers Cos Inc Equities 89417E109 8 141 SOLE 141
Transcept Pharma Inc Equities 89354M106 263 25,000 SOLE 25,000
U S Bancorp Equities 902973304 83 2,630 OTHER 1 2,630
Union Pacific Corp Equities 907818108 240 2,229 OTHER 1 2,229
United Technologies Corp Equities 913017109 83 1,000 SOLE 1,000
Unitedhealth Group Inc. Equities 91324P102 157 2,665 OTHER 1 2,665
Unum Group Equities 91529Y106 9 370 SOLE 370
Urstadt Biddle Properties Equities 917286106 10 500 SOLE 500
V F Corporation Equities 918204108 83 570 OTHER 1 570
Vanguard Emg Mkts Stk Funds 922042858 233 5,370 SOLE 5,370
Vanguard FTSE All Wld ex-US Equities 922042775 518 11,705 SOLE 11,705
Vanguard Growth Equities 922908736 956 13,464 SOLE 13,464
Vanguard Natural Res Llc Equities 92205F106 61 2,195 SOLE 2,195
Vanguard Total Stk Mkt Equities 922908769 26,049 360,493 SOLE 360,493
Verisk Analytics Inc Equities 92345Y106 24 508 SOLE 508
Verizon Communications Equities 92343V104 9 236 SOLE 236
Visa Inc Equities 92826C839 12 100 SOLE 100
Walgreen Company Equities 931422109 151 4,513 OTHER 1 4,513
Wal-Mart Stores Inc Equities 931142103 215 3,514 OTHER 1 3,514
Warren Resources Inc Equities 93564A100 4 1,271 SOLE 1,271
Wells Fargo Co Equities 949746101 171 5,016 SOLE 5,016
WGL Holdings Inc Equities 92924F106 14 340 SOLE 340
WisdomTree Emg Mkts Equity Funds 97717W315 8,434 146,394 SOLE 146,394
Zimmer Holdings Inc Equities 98956P102 8 132 SOLE 132