0001398344-12-000971.txt : 20120314 0001398344-12-000971.hdr.sgml : 20120314 20120314113843 ACCESSION NUMBER: 0001398344-12-000971 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120314 DATE AS OF CHANGE: 20120314 EFFECTIVENESS DATE: 20120314 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Smith & Howard Wealth Management, LLC CENTRAL INDEX KEY: 0001543991 IRS NUMBER: 582474069 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14923 FILM NUMBER: 12689376 BUSINESS ADDRESS: STREET 1: 171 17TH STREET, NW STREET 2: SUITE 900 CITY: ATLANTA STATE: GA ZIP: 30363 BUSINESS PHONE: 404.874.6244 MAIL ADDRESS: STREET 1: 171 17TH STREET, NW STREET 2: SUITE 900 CITY: ATLANTA STATE: GA ZIP: 30363 13F-HR 1 fp0004462_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Smith & Howard Wealth Management, LLC Address: 171 17th Street, NW Suite 900 Atlanta, Georgia 30363 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael R. Dewitt Title: Member/Chief Compliance Officer Phone: (404) 874-6244 Signature, Place, and Date of Signing: /s/ Michael R. Dewitt Atlanta, GA March 7, 2012 --------------------- ----------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 229 ----------- Form 13F Information Table Value Total: $ 114,567 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the names(s) and Form 13F file numbers(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. 13F File No. Name ----- ------------ ------------------------------ 1 028-11448 Cambridge Financial Group Inc.
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------------- -------------- --------- ----------- -------------------- ---------- -------- -------------------- VOTING AUTHORITY TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------- NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------------- -------------- --------- ----------- ----------- --- ---- ---------- -------- ------- ------ ----- Call Spdr S&P 500 ETF Tr Options 78462F903 113 85 SOLE 85 Apple Inc Equities 037833100 416 1,027 OTHER 1 1,027 Abbott Laboratories Equities 002824100 28 505 SOLE 505 Companhia De Bebidas Equities 20441W203 1 30 SOLE 30 ACE Limited Equities H0023R105 18 250 SOLE 250 Ishares Msci Acwi Ex US Equities 464288240 9,338 253,688 SOLE 253,688 Adobe Systems Inc Equities 00724F101 1 28 SOLE 28 Auto Data Processing Equities 053015103 10 185 SOLE 185 Aflac Inc Equities 001055102 511 11,820 SOLE 11,820 iShares Tr Lehman Bd Fd Equities 464287226 5 43 SOLE 43 American Intl Group 21 Warrant Equities 026874156 0 5 SOLE 5 Akamai Technologies Equities 00971T101 3,624 112,260 SOLE 112,260 Allegiant Travel Co Equities 01748X102 205 3,851 SOLE 3,851 Alcatel-Lucent ADR Equities 013904305 0 10 SOLE 10 Amgen Inc Equities 031162100 13 200 SOLE 200 JPMorgan Alerian MLP Index ETN 46625H365 8,576 220,059 SOLE 220,059 Amern Tower Corp Equities 029912201 32 535 SOLE 535 Amazon.com Inc Equities 023135106 138 798 SOLE 798 ARM Holdings PLC ADR Equities 042068106 31 1,105 SOLE 1,105 Ashland Inc Equities 044209104 0 1 SOLE 1 A G L Resources Inc Equities 001204106 21 500 SOLE 500 Boeing Co Equities 097023105 166 2,265 OTHER 1 2,265 Bank of America Corp Equities 060505104 34 6,039 SOLE 6,039 Baxter International Inc Equities 071813109 153 3,085 OTHER 1 3,085 Biglari Holdings Inc Equities 08986R101 120 325 SOLE 325 Baidu Com Inc Adr Equities 056752108 5 40 SOLE 40 Vanguard Interm Bond Idx Equities 921937819 4 50 SOLE 50 Bank of NY Mellon Corp Equities 064058100 5 275 SOLE 275 BlackRock Invt Qlty Muni Funds 09247D105 8 500 SOLE 500 Bemis Co Inc Equities 081437105 153 5,080 OTHER 1 5,080 Bristol-Myers Squibb Co Equities 110122108 175 4,977 OTHER 1 4,977 Berkshire Hathaway Cl B Equities 084670702 7,695 100,847 SOLE 100,847 BorgWarner Inc Equities 099724106 71 1,118 SOLE 1,118 CA Inc Equities 12673P105 6 300 SOLE 300 ConAgra Foods Inc Equities 205887102 23 875 SOLE 875 Cardinal Health Inc Equities 14149Y108 176 4,325 OTHER 1 4,325 Cameron Intl Corp Equities 13342B105 21 419 SOLE 419 Casey's Genl Stores Inc Equities 147528103 0 2 SOLE 2 Caterpillar Inc Equities 149123101 16 180 SOLE 180 Chubb Corp Equities 171232101 9 125 SOLE 125 Cooper Industries PLC Equities G24140108 12 230 SOLE 230 C H Robinson Worldwide Equities 12541W209 14 201 SOLE 201 Colgate-Palmolive Co Equities 194162103 9 100 SOLE 100 Core Laboratories N V Equities N22717107 25 223 SOLE 223 Comcast Corp Equities 20030N200 5 225 SOLE 225 Coach Inc Equities 189754104 19 315 SOLE 315 ConocoPhillips Equities 20825C104 221 3,036 OTHER 1 3,036 Costco Wholesale Corp Equities 22160K105 172 2,070 OTHER 1 2,070 Salesforce.com Equities 79466L302 28 274 SOLE 274 Cisco Systems Inc Equities 17275R102 49 2,716 SOLE 2,716 C S X Corp Equities 126408103 63 3,000 SOLE 3,000 CenturyLink Inc Equities 156700106 10 274 SOLE 274 Cousins Properties Inc Equities 222795106 20 3,088 SOLE 3,088 Chevron Corp Equities 166764100 78 730 SOLE 730 SPDR MSCI All World Ex-US Equities 78463X848 654 22,965 SOLE 22,965 Dominion Resources Inc Equities 25746U109 71 1,330 SOLE 1,330 Delta Air Lines Inc Equities 247361702 0 17 SOLE 17 Deutsche Bank New Ord Equities D18190898 4 100 SOLE 100 Du Pont E I De Nemour&Co Equities 263534109 80 1,750 SOLE 1,750 Deere & Co Equities 244199105 19 246 SOLE 246 Delhaize Group ADR Equities 29759W101 0 4 SOLE 4 Dell Inc Equities 24702R101 4 260 SOLE 260 WisdomTree Emg Mkts Equity Funds 97717W315 7,229 141,007 SOLE 141,007 Discover Financial Services Equities 254709108 6 232 SOLE 232 Disney Walt Co Equities 254687106 66 1,755 SOLE 1,755 iPath DJ-UBS Commodity ETN ETN 06738C778 19 460 SOLE 460 Duke Realty Corp Equities 264411505 29 2,424 SOLE 2,424 Duke Energy Corp Equities 26441C105 27 1,209 SOLE 1,209 eBay Inc Equities 278642103 2 80 SOLE 80 Consolidated Edison Inc Equities 209115104 26 425 SOLE 425 iShares MSCI Emrg Mkt Fd Equities 464287234 20 528 SOLE 528 Enbridge Energy Mgmt LLC Equities 29250X103 0 7 SOLE 7 E M C Corp Equities 268648102 163 7,545 OTHER 1 7,545 Emerson Electric Co Equities 291011104 42 891 SOLE 891 EOG Resources Inc Equities 26875P101 1 7 SOLE 7 El Paso Corporation Equities 28336L109 39 1,463 SOLE 1,463 iShares MSCI Pac Ex Japn Equities 464286665 4 109 SOLE 109 iShares MSCI Germany Equities 464286806 3,911 203,503 SOLE 203,503 iShares MSCI Hong Kong Funds 464286871 27 1,750 SOLE 1,750 Expeditors Intl of Wash Equities 302130109 64 1,566 SOLE 1,566 Fastenal Co Equities 311900104 1 30 SOLE 30 FedEx Corporation Equities 31428X106 13 160 SOLE 160 Fifth Third Bancorp Equities 316773100 10 805 SOLE 805 Full House Resorts Inc Equities 359678109 0 1 SOLE 1 Frontier Communications B Equities 35906A108 9 1,753 SOLE 1,753 General Dynamics Corp Equities 369550108 286 4,310 OTHER 1 4,310 General Electric Co Equities 369604103 143 8,003 SOLE 8,003 General Mills Inc Equities 370334104 1 20 SOLE 20 General Motors Corp Equities 37045V100 0 23 SOLE 23 @General Motors Cl A Warrants Equities 37045V118 0 21 SOLE 21 @General Motors Cl B Warrants Equities 37045V126 0 21 SOLE 21 Google Inc Equities 38259P508 61 95 SOLE 95 Genuine Parts Co Equities 372460105 67 1,100 SOLE 1,100 Goldman Sachs Group Inc Equities 38141G104 6 66 SOLE 66 Halliburton Co Hldg Co Equities 406216101 1 24 SOLE 24 Home Depot Inc Equities 437076102 469 11,156 OTHER 1 11,156 Heckmann Corp Equities 422680108 33 5,000 SOLE 5,000 Honeywell International Equities 438516106 1 17 SOLE 17 Hewlett-Packard Co Equities 428236103 25 956 SOLE 956 iShares iBoxx High Yld Corp Bd Equities 464288513 696 7,786 SOLE 7,786 Intl Business Machines Equities 459200101 232 1,264 OTHER 1 1,264 iShares Tr Cohen & Steer Rlty Equities 464287564 1 16 SOLE 16 Intl Flavors & Fragrances Equities 459506101 16 300 SOLE 300 iShares S&P Midcap 400 Growth Equities 464287606 5,875 59,501 SOLE 59,501 Illumina Inc Equities 452327109 9 305 SOLE 305 World Fuel Services Corp Equities 981475106 1 16 SOLE 16 Intel Corp Equities 458140100 38 1,565 SOLE 1,565 Intuit Inc Equities 461202103 54 1,022 SOLE 1,022 Intuitive Surgical Inc Equities 46120E602 42 91 SOLE 91 iShares Tr S&P 500 Equities 464287200 73 580 SOLE 580 iShares Russell Microcap Equities 464288869 31 698 SOLE 698 iShares Russell 1000 Value Equities 464287598 780 12,284 SOLE 12,284 iShares Russell 1000 Growth Equities 464287614 8,512 147,290 SOLE 147,290 iShares Russell 2000 Equities 464287655 7 100 SOLE 100 iShares Russell 2000 Value Equities 464287630 9 137 SOLE 137 iShares Russell Midcap Growth Equities 464287481 91 1,650 SOLE 1,650 iShares Russell Mid Value Equities 464287473 244 5,631 SOLE 5,631 Ishares Tr S&P Global Equities 464287291 33 560 SOLE 560 JB Hunt Transport Svcs Equities 445658107 12 257 SOLE 257 Johnson Controls Inc Equities 478366107 45 1,424 SOLE 1,424 Johnson & Johnson Equities 478160104 115 1,757 SOLE 1,757 J P Morgan Chase & Co Equities 46625H100 25 758 SOLE 758 Kellogg Co Equities 487836108 13 250 SOLE 250 Kraft Foods Inc Equities 50075N104 4 110 SOLE 110 Kimberly-Clark Corp Equities 494368103 16 213 SOLE 213 Kinder Morgan Energy LP UT LTD Partner 494550106 15 176 SOLE 176 Coca Cola Company Equities 191216100 1,541 22,019 SOLE 22,019 Kroger Company Equities 501044101 0 4 SOLE 4 Manhattan Associates Inc Equities 562750109 1,257 31,049 SOLE 31,049 M B I A Inc Equities 55262C100 41 3,500 SOLE 3,500 McDonald's Corp Equities 580135101 331 3,301 OTHER 1 3,301 Allscripts Inc Equities 01988P108 10 504 SOLE 504 Medtronic Inc Equities 585055106 0 13 SOLE 13 Manulife Financial Corpf Equities 56501R106 7 680 SOLE 680 Medco Health Solutions Inc Equities 58405U102 1 18 SOLE 18 McCormick & Co Inc Equities 579780206 10 200 SOLE 200 3M Co. Equities 88579Y101 16 190 SOLE 190 Monsanto Co Equities 61166W101 16 232 SOLE 232 Marathon Petroleum Corp Equities 56585A102 78 2,349 OTHER 1 2,349 Merck & Co Inc Equities 58933Y105 31 812 SOLE 812 Marathon Oil Corp Equities 565849106 147 5,015 OTHER 1 5,015 Microsoft Corp Equities 594918104 41 1,592 SOLE 1,592 Meritage Homes Corp Equities 59001A102 0 4 SOLE 4 NextEra Energy Equities 65339F101 16 260 SOLE 260 Nike Inc B Equities 654106103 10 100 SOLE 100 Nuveen Muni High Incm Fd Funds 670682103 24 2,000 SOLE 2,000 National Oilwell Varco Inc Equities 637071101 1 11 SOLE 11 Oneok Inc Equities 682680103 2 25 SOLE 25 ONEOK Partners LP Unit Ltd Partn 68268N103 14 238 SOLE 238 Omnicom Group Inc Equities 681919106 1 21 SOLE 21 Old National Bancorp Equities 680033107 7 600 SOLE 600 Oracle Corp Equities 68389X105 145 5,645 OTHER 1 5,645 Overstock.com Inc Equities 690370101 1 100 SOLE 100 PACCAR Inc Equities 693718108 11 295 SOLE 295 Priceline.com Inc Equities 741503403 25 53 SOLE 53 PepsiCo Inc Equities 713448108 37 557 SOLE 557 Pfizer Inc Equities 717081103 6 259 SOLE 259 Procter & Gamble Co Equities 742718109 109 1,637 SOLE 1,637 Parker-Hannifin Corp Equities 701094104 0 6 SOLE 6 PowerShs Dyn Pharmaceuticals Funds 73935X799 155 5,512 SOLE 5,512 Philip Morris Intl Inc Equities 718172109 5 60 SOLE 60 PPG Industries Inc Equities 693506107 28 330 SOLE 330 Merrill Lynch & Co., Inc. Phar Equities 71712A206 7 100 SOLE 100 Pantry Inc Equities 698657103 0 1 SOLE 1 PowerShs VRDO Tax Free Wkly Funds 73936T433 265 10,603 SOLE 10,603 PowerShs Zacks Micro Cap Funds 73935X740 1 71 SOLE 71 Qualcomm Inc Equities 747525103 70 1,271 SOLE 1,271 Qihoo 360 Tech Co Adr Equities 74734M109 9 590 SOLE 590 PowerShs QQQ Funds 73935A104 14 250 SOLE 250 Rubicon Technology Inc Equities 78112T107 3 365 SOLE 365 Royal Caribbean Cruises Ltd Equities V7780T103 5 200 SOLE 200 Royal Dutch Shell A ADR Equities 780259206 22 307 SOLE 307 Regions Financial Corp Equities 7591EP100 4 818 SOLE 818 Ross Stores Inc Equities 778296103 29 600 SOLE 600 Raytheon Company Equities 755111507 1 15 SOLE 15 Schwab US Broad Mkt Funds 808524102 116 3,838 SOLE 3,838 Charles Schwab Corp Equities 808513105 0 38 SOLE 38 SPDR S&P Dividend Equities 78464A763 12,058 223,841 SOLE 223,841 Spectra Energy Corp Equities 847560109 11 352 SOLE 352 Sherwin Williams Co Equities 824348106 6 65 SOLE 65 iShares Barclays 1-3 Yr Tr Bd Equities 464287457 288 3,404 SOLE 3,404 Siemens A G Adr Equities 826197501 2 20 SOLE 20 J M Smuckers Co Equities 832696405 0 5 SOLE 5 Schlumberger Ltd Equities 806857108 12 170 SOLE 170 Synovus Financial Corp Equities 87161C105 47 33,000 SOLE 33,000 Southern Company Equities 842587107 70 1,512 SOLE 1,512 SPDR S&P 500 Equities 78462F103 702 5,594 SOLE 5,594 Sequenom Inc Equities 817337405 123 27,662 SOLE 27,662 Sempra Energy Equities 816851109 1 19 SOLE 19 SunTrust Banks Inc Equities 867914103 223 12,604 SOLE 12,604 iShares S&P S/T AMT Fr Muni Equities 464288158 134 1,251 SOLE 1,251 Sunoco Inc Equities 86764P109 0 2 SOLE 2 Sysco Corp Equities 871829107 182 6,200 OTHER 1 6,200 AT&T Inc Equities 00206R102 193 6,370 SOLE 6,370 TAP Instl Mid Value Funds 60871R209 11 768 SOLE 768 ProShares Short 20+ Yr Tr Funds 74347X849 309 9,905 SOLE 9,905 Teck Cominco Ltd Cl B Equities 878742204 0 4 SOLE 4 Teradata Corp Equities 88076W103 5 100 SOLE 100 Teva Pharma Indus Ltd ADR Equities 881624209 90 2,242 SOLE 2,242 Target Corporation Equities 87612E106 151 2,950 OTHER 1 2,950 T Rowe Price Group Equities 74144T108 48 836 SOLE 836 Transcept Pharma Inc Equities 89354M106 196 25,000 SOLE 25,000 Texas Instruments Inc Equities 882508104 9 325 SOLE 325 Tortoise Energy Infrastructure Equities 89147L100 5 120 SOLE 120 Urstadt Biddle Properties Equities 917286106 9 500 SOLE 500 Unilever PLC ADR Equities 904767704 6 190 SOLE 190 Unitedhealth Group Inc. Equities 91324P102 155 3,060 OTHER 1 3,060 Unum Group Equities 91529Y106 8 370 SOLE 370 Union Pacific Corp Equities 907818108 166 1,569 SOLE 1,569 United Parcel Service Inc Equities 911312106 9 125 SOLE 125 United Technologies Corp Equities 913017109 73 1,000 SOLE 1,000 Visa Inc Equities 92826C839 10 100 SOLE 100 Vanguard FTSE All Wld ex-US Equities 922042775 545 13,748 SOLE 13,748 Verisk Analytics Inc Equities 92345Y106 20 508 SOLE 508 Vanguard Total Stk Mkt Equities 922908769 21,934 341,116 SOLE 341,116 Vanguard Growth Equities 922908736 1,005 16,265 SOLE 16,265 Vanguard Emg Mkts Stk Funds 922042858 264 6,915 SOLE 6,915 Verizon Communications Equities 92343V104 9 236 SOLE 236 Walgreen Company Equities 931422109 165 4,983 OTHER 1 4,983 Wells Fargo Co Equities 949746101 141 5,098 SOLE 5,098 WGL Holdings Inc Equities 92924F106 15 340 SOLE 340 Wal-Mart Stores Inc Equities 931142103 270 4,520 OTHER 1 4,520 Warren Resources Inc Equities 93564A100 4 1,271 SOLE 1,271 SPDR S&P Homebuilders Equities 78464A888 1 50 SOLE 50 Sector Spdr Tr Shs Ben Int Te Equities 81369Y803 4,754 186,813 SOLE 186,813 SPDR Utilities Select Equities 81369Y886 21 570 SOLE 570 SPDR Select Health Care Equities 81369Y209 1,645 47,409 SOLE 47,409 ExxonMobil Corp Equities 30231G102 519 6,118 SOLE 6,118 Zimmer Holdings Inc Equities 98956P102 7 132 SOLE 132