Chief Compliance Officer

0000890163-15-000086.txt : 20151112 0000890163-15-000086.hdr.sgml : 20151112 20151112111811 ACCESSION NUMBER: 0000890163-15-000086 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151112 DATE AS OF CHANGE: 20151112 EFFECTIVENESS DATE: 20151112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cowen Prime Services LLC CENTRAL INDEX KEY: 0001543830 IRS NUMBER: 270423711 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14944 FILM NUMBER: 151222588 BUSINESS ADDRESS: STREET 1: 1010 FRANKLIN AVENUE STREET 2: SUITE 303 CITY: GARDEN CITY STATE: NY ZIP: 11530 BUSINESS PHONE: 800-281-5984 MAIL ADDRESS: STREET 1: 1010 FRANKLIN AVENUE STREET 2: SUITE 303 CITY: GARDEN CITY STATE: NY ZIP: 11530 FORMER COMPANY: FORMER CONFORMED NAME: Concept Capital Markets, LLC DATE OF NAME CHANGE: 20120305 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001543830 XXXXXXXX 09-30-2015 09-30-2015 false Cowen Prime Services LLC

1010 Franklin Avenue Suite 303 Garden City NY 11530

13F HOLDINGS REPORT 028-14944 N Rep Poppell Chief Compliance Officer 212-702-7157 /s/ Rep Poppell New York NY 09-12-2015 0 268 214275 INFORMATION TABLE 2 infotable.xml ARI NETWORK SVCS INCCOM NEW Stock 001930205 3958 1058400 SH SOLE 0 0 1058400 AT&T INC COM Stock 00206R102 721 22132 SH SOLE 0 0 22132 ABBOTT LABS COM Stock 002824100 53 1316 SH SOLE 0 0 1316 ABBVIE INC COM Stock 00287Y109 3354 61650 SH SOLE 0 0 61650 ABIOMED INC COM Stock 003654100 93 1000 SH SOLE 0 0 1000 ACCURAY INC DEL COM Stock 004397105 409 81900 SH SOLE 0 0 81900 ADVANTAGE OIL & GASLTDCOMISIN#CA00765F1018 Stock 00765F101 11 2200 SH SOLE 0 0 2200 AEGON N VORD AMER REG Stock 007924103 8 1465 SH SOLE 0 0 1465 AIXTRON SESPONSORED ADR REPSTGORD SHSISIN#US0096061041 Stock 009606104 309 50950 SH SOLE 0 0 50950 ALCATEL LUCENTSPON ADRISIN#US0139043055 Stock 013904305 1 302 SH SOLE 0 0 302 ALIBABA GROUP HLDGLTD SPONSORED ADSISIN#US01609W1027 Stock 01609W102 12 200 SH SOLE 0 0 200 ALLETE INC COM NEW Stock 018522300 8 166 SH 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