Chief Compliance Officer

0000890163-13-000053.txt : 20131112 0000890163-13-000053.hdr.sgml : 20131111 20131112155827 ACCESSION NUMBER: 0000890163-13-000053 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131112 DATE AS OF CHANGE: 20131112 EFFECTIVENESS DATE: 20131112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Concept Capital Markets, LLC CENTRAL INDEX KEY: 0001543830 IRS NUMBER: 800434378 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14944 FILM NUMBER: 131210102 BUSINESS ADDRESS: STREET 1: 1010 FRANKLIN AVENUE STREET 2: SUITE 303 CITY: GARDEN CITY STATE: NY ZIP: 11530 BUSINESS PHONE: 800-281-5984 MAIL ADDRESS: STREET 1: 1010 FRANKLIN AVENUE STREET 2: SUITE 303 CITY: GARDEN CITY STATE: NY ZIP: 11530 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001543830 XXXXXXXX 09-30-2013 09-30-2013 false Concept Capital Markets, LLC

1010 Franklin Avenue Suite 303 Garden City NY 11530

13F HOLDINGS REPORT 028-14944 N Rep Poppell Chief Compliance Officer 212-702-7157 /s/ Rep Poppell New York NY 10-31-2013 0 290 256211 INFORMATION TABLE 2 infotable.xml ADVANTAGE OIL & GAS LTD Stock 00765F101 126 32900 SH SOLE 32900 0 0 AEGON N V Stock 007924103 11 1465 SH SOLE 1465 0 0 ALCATEL-LUCENT Stock 013904305 4 1010 SH SOLE 1010 0 0 AON PLC Stock G0408V102 1921 25800 SH SOLE 25800 0 0 BAIDU INC Stock 056752108 8 50 SH SOLE 50 0 0 BANK MONTREAL QUE Stock 063671101 50 753 SH SOLE 753 0 0 BUNGE LIMITED Stock G16962105 1643 21650 SH SOLE 21650 0 0 CENOVUS ENERGY INC Stock 15135U109 0 4 SH SOLE 4 0 0 ELAN PLC Stock 284131208 697 44740 SH SOLE 44740 0 0 ENCANA CORP Stock 292505104 498 28798 SH SOLE 28798 0 0 ENERGY XXI (BERMUDA) LTD Stock G10082140 544 18000 SH SOLE 18000 0 0 GLAXOSMITHKLINE PLC Stock 37733W105 100 2000 SH SOLE 2000 0 0 HSBC HLDGS PLC Pref Stock 404280604 19 775 SH SOLE 775 0 0 INGERSOLL-RAND PLC Stock G47791101 325 5000 SH SOLE 5000 0 0 LIBERTY GLOBAL PLC Stock 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