0000890163-13-000037.txt : 20130805
0000890163-13-000037.hdr.sgml : 20130805
20130805135625
ACCESSION NUMBER: 0000890163-13-000037
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130630
FILED AS OF DATE: 20130805
DATE AS OF CHANGE: 20130805
EFFECTIVENESS DATE: 20130805
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Concept Capital Markets, LLC
CENTRAL INDEX KEY: 0001543830
IRS NUMBER: 800434378
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14944
FILM NUMBER: 131009624
BUSINESS ADDRESS:
STREET 1: 1010 FRANKLIN AVENUE
STREET 2: SUITE 303
CITY: GARDEN CITY
STATE: NY
ZIP: 11530
BUSINESS PHONE: 800-281-5984
MAIL ADDRESS:
STREET 1: 1010 FRANKLIN AVENUE
STREET 2: SUITE 303
CITY: GARDEN CITY
STATE: NY
ZIP: 11530
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001543830
XXXXXXXX
06-30-2013
06-30-2013
false
Concept Capital Markets, LLC
1010 Franklin Avenue
Suite 303
Garden City
NY
11530
13F HOLDINGS REPORT
028-14944
N
Rep Poppell
Chief Compliance Officer
212-702-7157
/s/ Rep Poppell
New York
NY
08-05-2013
0
285
239947
INFORMATION TABLE
2
infotable.xml
AT&T INC
Stock
00206R102
1
23
SH
SOLE
23
0
0
ABBOTT LABORATORIES
Stock
002824100
82
2345
SH
SOLE
2345
0
0
ABBVIE INC
Stock
00287Y109
216
5191
SH
SOLE
5191
0
0
ABRAXAS PETROLEUM CORP
Stock
003830106
45
21400
SH
SOLE
21400
0
0
ACCELRYS INC
Stock
00430U103
10967
1299402
SH
SOLE
1299402
0
0
ACCURAY INCORPORATED
Stock
004397105
148
25758
SH
SOLE
25758
0
0
ACTUATE CORPORATION
Stock
00508B102
3090
449100
SH
SOLE
449100
0
0
***ADVANTAGE OIL & GAS LTD
Stock
00765F101
160
40800
SH
SOLE
40800
0
0
***AEGON NV
Stock
007924103
10
1437
SH
SOLE
1437
0
0
***ALCATEL-LUCENT
Stock
013904305
2
1010
SH
SOLE
1010
0
0
ALLETE INC
Stock
018522300
8
166
SH
SOLE
166
0
0
AGIC EQUITY & CONVERTIBLE
Pref Stock
018829101
293
16000
SH
SOLE
16000
0
0
ALPHA NATURAL RESOURCES INC
Stock
02076X102
0
1
SH
SOLE
1
0
0
ALTRIA GROUP INC
Stock
02209S103
18
500
SH
SOLE
500
0
0
***AMARIN CORPORATION PLC
Stock
023111206
30
5000
SH
SOLE
5000
0
0
AMERICA MOVIL SAB DEC V SPONSORED ADRREPSTG SER A SHS
Stock
02364W204
44
2100
SH
SOLE
2100
0
0
AMERICAN ELECTRIC POWER CO INC
Stock
025537101
2123
47750
SH
SOLE
47750
0
0
AMERICAN EAGLE OUTFITTERS INC
Stock
02553E106
2
100
SH
SOLE
100
0
0
AMERICAN EXPRESS COMPANY
Stock
025816109
17
230
SH
SOLE
230
0
0
AMERISTAR CASINOS INC
Stock
03070Q101
676
25623
SH
SOLE
25623
0
0
ANADARKO PETROLEUM CORP
Stock
032511107
3
30
SH
SOLE
30
0
0
ANALOG DEVICES INC
Stock
032654105
957
21113
SH
SOLE
21113
0
0
ANNALY CAPITAL MANAGEMENT INC
Stock
035710409
14
1136
SH
SOLE
1136
0
0
APACHE CORP
Stock
037411105
37
450
SH
SOLE
450
0
0
APOLLO GLOBAL MANAGEMENT LLC
Stock
037612306
3740
158200
SH
SOLE
158200
0
0
APPLE INC
Stock
037833100
243
601
SH
SOLE
601
0
0
APPLIED MATERIALS INC
Stock
038222105
0
12
SH
SOLE
12
0
0
ARBITRON INC
Stock
03875Q108
654
14100
SH
SOLE
14100
0
0
ASSISTED LIVING CONCEPTS INC
Stock
04544X300
592
49500
SH
SOLE
49500
0
0
AUTOMATIC DATAPROCESSING INC COM
Stock
053015103
34
500
SH
SOLE
500
0
0
AVERY DENNISON CORP
Stock
053611109
1040
23900
SH
SOLE
23900
0
0
BRT REALTY TRUST SBI-NEW
Stock
055645303
24
3304
SH
SOLE
3304
0
0
BMC SOFTWARE INC
Stock
055921100
1581
35000
SH
SOLE
35000
0
0
***BAIDU INC
Stock
056752108
5
50
SH
SOLE
50
0
0
BAKER HUGHES INC COM
Stock
057224107
96
2083
SH
SOLE
2083
0
0
BANK OF AMERICA CORP
Stock
060505104
74
5761
SH
SOLE
5761
0
0
BANK OF AMERICA
Pref Stock
060505682
39
35
SH
SOLE
35
0
0
***BANK OF MONTREAL
Stock
063671101
44
753
SH
SOLE
753
0
0
BILL BARRETT CORPORATION
Stock
06846N104
72
3500
SH
SOLE
3500
0
0
BAXTER INTL INC COM
Stock
071813109
18
260
SH
SOLE
260
0
0
BERKSHIRE HATHAWAY INC DEL
Stock
084670702
390
3467
SH
SOLE
3467
0
0
BLACKROCK INCOME TRUST INC
Pref Stock
09247F100
172
25000
SH
SOLE
25000
0
0
BLACKROCK CREDIT ALLOCATION
Pref Stock
092508100
337
26000
SH
SOLE
26000
0
0
BLACKROCK KELSO CAP
Stock
092533108
20
2068
SH
SOLE
2068
0
0
BOARDWALK PIPELINE PARTNERS LP
Stock
096627104
2060
66850
SH
SOLE
66850
0
0
BRISTOL MYERS SQUIBB CO
Stock
110122108
381
8500
SH
SOLE
8500
0
0
BROADVISION INC
Stock
111412706
0
4
SH
SOLE
4
0
0
BROCADE COMMUNICATIONS SYS INC
Stock
111621306
445
76875
SH
SOLE
76875
0
0
CBIZ INC
Stock
124805102
7
1000
SH
SOLE
1000
0
0
CVS CAREMARK CORP
Stock
126650100
138
2400
SH
SOLE
2400
0
0
CAPLEASE INC
Stock
140288101
295
34900
SH
SOLE
34900
0
0
CARDINAL HEALTH INCCOM
Stock
14149Y108
2
48
SH
SOLE
48
0
0
CATERPILLAR INC
Stock
149123101
116
1400
SH
SOLE
1400
0
0
CELGENE CORP
Stock
151020104
317
2695
SH
SOLE
2695
0
0
***CENOVUS ENERGY INC
Stock
15135U109
0
4
SH
SOLE
4
0
0
CEVA INC
Stock
157210105
563
27972
SH
SOLE
27972
0
0
CHATHAM LODGING TR
Stock
16208T102
1416
82100
SH
SOLE
82100
0
0
CHEVRON CORPORATION
Stock
166764100
1131
9500
SH
SOLE
9500
0
0
CHYRONHEGO CORPORATION
Stock
171607104
121
86239
SH
SOLE
86239
0
0
CISCO SYSTEMS INC
Stock
17275R102
102
4176
SH
SOLE
4176
0
0
CITIGROUP INC
Stock
172967424
14
300
SH
SOLE
300
0
0
CLEARWIRE CORPORATION
Stock
18538Q105
50
10000
SH
SOLE
10000
0
0
COCA COLA COMPANY
Stock
191216100
390
9651
SH
SOLE
9651
0
0
COHEN & STEERS REIT &
Pref Stock
19247X100
174
10000
SH
SOLE
10000
0
0
COLGATE PALMOLIVE COMPANY
Stock
194162103
349
6034
SH
SOLE
6034
0
0
COLONIAL PROPERTIES TRUST
Stock
195872106
400
16668
SH
SOLE
16668
0
0
COMCAST CORP CL A
Stock
20030N101
91
2181
SH
SOLE
2181
0
0
CONOCOPHILLIPS
Stock
20825C104
208
3400
SH
SOLE
3400
0
0
CONSOLIDATED EDISONINC COM
Stock
209115104
6
100
SH
SOLE
100
0
0
COOPER TIRE & RUBBER CO
Stock
216831107
1298
39000
SH
SOLE
39000
0
0
CORNING INC
Stock
219350105
14
1000
SH
SOLE
1000
0
0
DCP MIDSTREAM PARTNERS LP
Stock
23311P100
339
6100
SH
SOLE
6100
0
0
DTS INC
Stock
23335C101
594
28044
SH
SOLE
28044
0
0
DEERE & CO
Stock
244199105
326
4005
SH
SOLE
4005
0
0
DEVON ENERGY CORPORATION NEW
Stock
25179M103
561
10745
SH
SOLE
10745
0
0
DIGIMARC CORPORATION
Stock
25381B101
17363
825254
SH
SOLE
825254
0
0
WALT DISNEY CO
Stock
254687106
131
2082
SH
SOLE
2082
0
0
DOMINION RESOURCES INC VA NEW
Stock
25746U109
141
2500
SH
SOLE
2500
0
0
R R DONNELLEY & SONS CO
Stock
257867101
0
3
SH
SOLE
3
0
0
DOW CHEMICAL CO.
Stock
260543103
488
15000
SH
SOLE
15000
0
0
DU PONT E I DENEMOURS & CO COM
Stock
263534109
16
300
SH
SOLE
300
0
0
DUKE ENERGY CORPORATION
Stock
26441C204
528
7898
SH
SOLE
7898
0
0
DURECT CORP
Stock
266605104
39
38300
SH
SOLE
38300
0
0
***EDAP TMS SA-SPONSORED ADR
Stock
268311107
1
500
SH
SOLE
500
0
0
EOG RES INC
Stock
26875P101
20
150
SH
SOLE
150
0
0
E TRADE FINANCIAL CORPORATION
Stock
269246401
26
2000
SH
SOLE
2000
0
0
EATON VANCE TAX ADVANTAGED
Pref Stock
27828G107
274
15000
SH
SOLE
15000
0
0
EATON VANCE LIMITED DURATION
Pref Stock
27828H105
0
2
SH
SOLE
2
0
0
EBAY INC
Stock
278642103
155
2969
SH
SOLE
2969
0
0
ECOLAB INC
Stock
278865100
69
800
SH
SOLE
800
0
0
***ELAN CORPORATION PLC
Stock
284131208
284
20000
SH
SOLE
20000
0
0
EMERSON ELECTRIC CO
Stock
291011104
77
1400
SH
SOLE
1400
0
0
***ENCANA CORP
Stock
292505104
46
2700
SH
SOLE
2700
0
0
ENTERPRISE PRODUCTS PARTNERS
Stock
293792107
1285
20400
SH
SOLE
20400
0
0
ENZO BIOCHEM INC
Stock
294100102
1
242
SH
SOLE
242
0
0
EXAR CORPORATION
Stock
300645108
316
28112
SH
SOLE
28112
0
0
EXXON MOBIL CORP
Stock
30231G102
1185
13117
SH
SOLE
13117
0
0
FACEBOOK INC CL A
Stock
30303M102
5
200
SH
SOLE
200
0
0
FAIR ISAAC INC
Stock
303250104
0
3
SH
SOLE
3
0
0
FALCONSTOR SOFTWARE INC
Stock
306137100
196
163670
SH
SOLE
163670
0
0
FORD MOTOR CO DELCOM PAR
Stock
345370860
130
8384
SH
SOLE
8384
0
0
FORTINET INC COM
Stock
34959E109
32
1800
SH
SOLE
1800
0
0
FREEPORT-MCMORANCOPPER & GOLD INCCL B
Stock
35671D857
4
150
SH
SOLE
150
0
0
FRONTIER COMMUNICATIONS CORP
Stock
35906A108
2
439
SH
SOLE
439
0
0
GT ADVANCED TECHNOLOGIES INC
Stock
36191U106
274
67500
SH
SOLE
67500
0
0
GABELLI DIVIDEND & INCOME FUND
Pref Stock
36242H104
309
16000
SH
SOLE
16000
0
0
GAP INC
Stock
364760108
45
1062
SH
SOLE
1062
0
0
GARDNER DENVER INC
Stock
365558105
1229
16300
SH
SOLE
16300
0
0
GENERAL ELECTRIC CO
Stock
369604103
2779
119075
SH
SOLE
119075
0
0
GENERAL MILLS INC
Stock
370334104
137
2800
SH
SOLE
2800
0
0
GILEAD SCIENCES INC
Stock
375558103
155
3000
SH
SOLE
3000
0
0
***GLAXOSMITHKLINE PLC
Stock
37733W105
100
2000
SH
SOLE
2000
0
0
GOOGLE INC
Stock
38259P508
80
90
SH
SOLE
90
0
0
HCP INC
Stock
40414L109
3587
79800
SH
SOLE
79800
0
0
***HSBC HOLDINGS PLC ADS
Pref Stock
404280604
19
775
SH
SOLE
775
0
0
HALCON RESOURCES CORPORATION
Stock
40537Q209
19
3400
SH
SOLE
3400
0
0
HELMERICH & PAYNE INC
Stock
423452101
51
800
SH
SOLE
800
0
0
HEWLETT PACKARD CO
Stock
428236103
5
200
SH
SOLE
200
0
0
IMMUNOCELLULARTHERAPEUTICS LTD COM
Stock
452536105
5
2500
SH
SOLE
2500
0
0
INTEL CORP
Stock
458140100
138
5731
SH
SOLE
5731
0
0
INTERNATIONAL BUSINESS
Stock
459200101
318
1662
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1662
0
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INTERSIL CORPORATION CL A
Stock
46069S109
0
1
SH
SOLE
1
0
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ISHARES INC EMERGINGMKTS LOCAL CURRENCYBD FD
Stock
464286517
17
335
SH
SOLE
335
0
0
ISHARES INC MSCIUNITED KINGDOM INDEXFD
Stock
464286699
47
2686
SH
SOLE
2686
0
0
ISHARES INC MSCITAIWAN INDEX FD
Stock
464286731
42
3192
SH
SOLE
3192
0
0
ISHARES INC MSCIJAPAN INDEX FD
Stock
464286848
103
9170
SH
SOLE
9170
0
0
ISHARES INC MSCIITALY CAPPED INDEXFD
Stock
464286855
55
4688
SH
SOLE
4688
0
0
ISHARES TR FTSECHINA 25 INDEX FD
Stock
464287184
84
2576
SH
SOLE
2576
0
0
ISHARES TR BARCLAYS20+ TREAS BD FD
Stock
464287432
13
117
SH
SOLE
117
0
0
ISHARES TR BARCLAYSMBS BD FD
Stock
464288588
4
41
SH
SOLE
41
0
0
ISHARES TR S&P U SPFD STK INDEX FD
Stock
464288687
14
363
SH
SOLE
363
0
0
JPMORGAN CHASE & CO
Stock
46625H100
426
8119
SH
SOLE
8119
0
0
JOHNSON & JOHNSON
Stock
478160104
1456
16829
SH
SOLE
16829
0
0
JUNIPER NETWORKS
Stock
48203R104
0
4
SH
SOLE
4
0
0
KIMBERLY CLARK CORP
Stock
494368103
49
500
SH
SOLE
500
0
0
KINDER MORGAN ENERGY PARTNERS
Stock
494550106
217
2500
SH
SOLE
2500
0
0
KRAFT FOODS GROUP INC
Stock
50076Q106
4665
84850
SH
SOLE
84850
0
0
LMP CAPITAL AND INCOME FUND
Pref Stock
50208A102
235
15000
SH
SOLE
15000
0
0
LSI CORPORATION
Stock
502161102
0
2
SH
SOLE
2
0
0
L 3 COMMUNICATIONSHLDGS INC COM
Stock
502424104
9
101
SH
SOLE
101
0
0
LABORATORY CORP AMER HLDGS
Stock
50540R409
0
1
SH
SOLE
1
0
0
LEAPFROG ENTERPRISES INC
Stock
52186N106
0
5
SH
SOLE
5
0
0
LEGACY RESERVES LP
Stock
524707304
136
5000
SH
SOLE
5000
0
0
LIFE TECHNOLOGIES CORPORATION
Stock
53217V109
1407
19000
SH
SOLE
19000
0
0
LIGHTBRIDGE CORP COM
Stock
53224K104
2
1000
SH
SOLE
1000
0
0
LILLY ELI & CO COM
Stock
532457108
80
1623
SH
SOLE
1623
0
0
LIONBRIDGE TECHNOLOGIES INC
Stock
536252109
9342
3145435
SH
SOLE
3145435
0
0
LOCKHEED MARTIN CORP
Stock
539830109
54
500
SH
SOLE
500
0
0
LOWES COS INC COM
Stock
548661107
74
1798
SH
SOLE
1798
0
0
LUMINEX CORP DEL
Stock
55027E102
3302
156575
SH
SOLE
156575
0
0
MAGNUM HUNTER RESOURCES
Stock
55973B102
26
7000
SH
SOLE
7000
0
0
MARKEL CORP HOLDING CO
Stock
570535104
158
300
SH
SOLE
300
0
0
CALL DVN 10/19/13 55
CALL
25179M103
5
25
SH
SOLE
25
0
0
CALL LNG 01/17/15 30
CALL
16411Q901
26
50
SH
SOLE
50
0
0
CALL NFX 01/18/14 27
CALL
651290908
4
25
SH
SOLE
25
0
0
CALL PVA 09/21/13 5
CALL
707882906
6
190
SH
SOLE
190
0
0
MARKET VECTORS ETFTR GOLD MINERS ETFFD
Stock
57060U100
45
1855
SH
SOLE
1855
0
0
MCDONALDS CORP
Stock
580135101
64
640
SH
SOLE
640
0
0
MEADE INSTRUMENTS CORP
Stock
583062203
8
2245
SH
SOLE
2245
0
0
MERCK & CO INC
Stock
58933Y105
42
900
SH
SOLE
900
0
0
METLIFE INC
Stock
59156R108
277
5950
SH
SOLE
5950
0
0
MICROSOFT CORP
Stock
594918104
399
11612
SH
SOLE
11612
0
0
MIDSTATES PETROLEUM COMPANY
Stock
59804T100
27
5000
SH
SOLE
5000
0
0
MINDSPEED TECHNOLOGIES INC
Stock
602682205
471
139300
SH
SOLE
139300
0
0
MONDELEZ INTERNATIONAL INC
Stock
609207105
137
4700
SH
SOLE
4700
0
0
MONSANTO CO NEW COM
Stock
61166W101
2
16
SH
SOLE
16
0
0
MOSAIC CO NEW COM
Stock
61945C103
22
400
SH
SOLE
400
0
0
MOTOROLA SOLUTIONS INC
Stock
620076307
16
275
SH
SOLE
275
0
0
NIC INC
Stock
62914B100
1324
78600
SH
SOLE
78600
0
0
NVE CORPORATION
Stock
629445206
247
5250
SH
SOLE
5250
0
0
NATIONAL FINL PARTNERS CORP
Stock
63607P208
1180
46586
SH
SOLE
46586
0
0
NATIONAL RESEARCH CORPORATION
Stock
637372202
278
16200
SH
SOLE
16200
0
0
NEOGEN CORP
Stock
640491106
338
6000
SH
SOLE
6000
0
0
NEWFIELD EXPLORATION CO
Stock
651290108
606
25100
SH
SOLE
25100
0
0
NEWMONT MINING CORP
Stock
651639106
3791
125600
SH
SOLE
125600
0
0
NORFOLK SOUTHERN CORP
Stock
655844108
145
2000
SH
SOLE
2000
0
0
NORTHERN OIL & GAS INC
Stock
665531109
231
17000
SH
SOLE
17000
0
0
NORTHROP GRUMMAN CORP
Stock
666807102
67
800
SH
SOLE
800
0
0
***NOVO NORDISK A/S-ADR
Stock
670100205
119
750
SH
SOLE
750
0
0
NUVEEN EQUITY PREM ADVANTAGE
Pref Stock
6706ET107
12
1000
SH
SOLE
1000
0
0
NUVEEN PREFERRED INCOME
Pref Stock
67073B106
10
1000
SH
SOLE
1000
0
0
NUVEEN CREDIT STRATEGIES
Pref Stock
67073D102
151
15000
SH
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