0001411207-13-000011.txt : 20130130 0001411207-13-000011.hdr.sgml : 20130130 20130130150413 ACCESSION NUMBER: 0001411207-13-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130128 FILED AS OF DATE: 20130130 DATE AS OF CHANGE: 20130130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Parish David L. CENTRAL INDEX KEY: 0001543800 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 13558770 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-01-28 0001411207 Allison Transmission Holdings Inc ALSN 0001543800 Parish David L. ONE ALLISON WAY INDIANAPOLIS IN 46222 0 1 0 0 SVP, Operations and Purchasing Common Stock 2013-01-28 4 M 0 25888 8.44 A 58870 D Common Stock 2013-01-28 4 S 0 25888 21.8777 D 32982 D Common Stock 2013-01-29 4 M 0 14600 8.44 A 47582 D Common Stock 2013-01-29 4 S 0 14600 21.963 D 32982 D Employee Stock Option (right to buy) 8.44 2013-01-28 4 M 0 25888 0 D 2017-09-30 Common Stock 25888 51862 D Employee Stock Option (right to buy) 8.44 2013-01-29 4 M 0 14600 0 D 2017-09-30 Common Stock 14600 37262 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2012. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $21.7500 to $22.0400. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $21.7500 to $22.1300. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The option vested in five equal annual installments beginning on August 7, 2008. /s/ Eric C. Scroggins, attorney-in-fact 2013-01-30