0001411207-13-000011.txt : 20130130
0001411207-13-000011.hdr.sgml : 20130130
20130130150413
ACCESSION NUMBER: 0001411207-13-000011
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130128
FILED AS OF DATE: 20130130
DATE AS OF CHANGE: 20130130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Parish David L.
CENTRAL INDEX KEY: 0001543800
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35456
FILM NUMBER: 13558770
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allison Transmission Holdings Inc
CENTRAL INDEX KEY: 0001411207
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
BUSINESS PHONE: (317) 242-5000
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-01-28
0001411207
Allison Transmission Holdings Inc
ALSN
0001543800
Parish David L.
ONE ALLISON WAY
INDIANAPOLIS
IN
46222
0
1
0
0
SVP, Operations and Purchasing
Common Stock
2013-01-28
4
M
0
25888
8.44
A
58870
D
Common Stock
2013-01-28
4
S
0
25888
21.8777
D
32982
D
Common Stock
2013-01-29
4
M
0
14600
8.44
A
47582
D
Common Stock
2013-01-29
4
S
0
14600
21.963
D
32982
D
Employee Stock Option (right to buy)
8.44
2013-01-28
4
M
0
25888
0
D
2017-09-30
Common Stock
25888
51862
D
Employee Stock Option (right to buy)
8.44
2013-01-29
4
M
0
14600
0
D
2017-09-30
Common Stock
14600
37262
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2012.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $21.7500 to $22.0400. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $21.7500 to $22.1300. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The option vested in five equal annual installments beginning on August 7, 2008.
/s/ Eric C. Scroggins, attorney-in-fact
2013-01-30