0001209191-12-048128.txt : 20121003 0001209191-12-048128.hdr.sgml : 20121003 20121003163020 ACCESSION NUMBER: 0001209191-12-048128 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121001 FILED AS OF DATE: 20121003 DATE AS OF CHANGE: 20121003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Parish David L. CENTRAL INDEX KEY: 0001543800 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 121127029 MAIL ADDRESS: STREET 1: 4700 WEST 10TH STREET CITY: INDIANAPOLIS STATE: IN ZIP: 46222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 4700 West 10th Street CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: 4700 West 10th Street CITY: Indianapolis STATE: IN ZIP: 46222 4 1 c30068_4x0.xml MAIN DOCUMENT DESCRIPTION X0306 4 2012-10-01 0001411207 Allison Transmission Holdings Inc ALSN 0001543800 Parish David L. ONE ALLISON WAY INDIANAPOLIS IN 46222 0 1 0 0 SVP, Operations and Purchasing Common Stock 2012-10-01 4 M 0 20600 8.44 A 53582 D Common Stock 2012-10-01 4 S 0 20600 20.6185 D 32982 D Common Stock 2012-10-02 4 M 0 8700 8.44 A 41682 D Common Stock 2012-10-02 4 S 0 8700 20.5276 D 32982 D Employee Stock Option (right to buy) 8.44 2012-10-01 4 M 0 20600 0 D 2017-09-30 Common Stock 20600 93850 D Employee Stock Option (right to buy) 8.44 2012-10-02 4 M 0 8700 0 D 2017-09-30 Common Stock 8700 85150 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2012. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $20.5000 to $20.7200. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $20.5000 to $20.6600. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The option vested in five equal annual installments beginning on August 7, 2008. /s/ Eric C. Scroggins, attorney-in-fact 2012-10-03