0001411207-13-000017.txt : 20130205 0001411207-13-000017.hdr.sgml : 20130205 20130205155418 ACCESSION NUMBER: 0001411207-13-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130201 FILED AS OF DATE: 20130205 DATE AS OF CHANGE: 20130205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Headly Michael G. CENTRAL INDEX KEY: 0001543602 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 13573883 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-02-01 0001411207 Allison Transmission Holdings Inc ALSN 0001543602 Headly Michael G. ONE ALLISON WAY INDIANAPOLIS IN 46222 0 1 0 0 VP, Non-NAFTA Common Stock 2013-02-01 4 S 0 2000 22.2489 D 43400 D Common Stock 2013-02-01 4 M 0 5000 8.44 A 48400 D Common Stock 2013-02-01 4 S 0 5000 22.2265 D 43400 D Employee Stock Option (right to buy) 8.44 2013-02-01 4 M 0 5000 0 D 2017-09-30 Common Stock 5000 87950 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2012. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $22.2100 to $22.3100. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $22.2000 to $22.3300. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The option vested in five equal annual installments beginning on August 7, 2008. /s/ Eric C. Scroggins, attorney-in-fact 2013-02-05