0001411207-13-000034.txt : 20130228 0001411207-13-000034.hdr.sgml : 20130228 20130228161826 ACCESSION NUMBER: 0001411207-13-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130226 FILED AS OF DATE: 20130228 DATE AS OF CHANGE: 20130228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Price Robert M. CENTRAL INDEX KEY: 0001543601 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 13652300 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-02-26 0001411207 Allison Transmission Holdings Inc ALSN 0001543601 Price Robert M. ONE ALLISON WAY INDIANAPOLIS IN 46222 0 1 0 0 VP, Human Resources Common Stock 2013-02-26 4 M 0 38202 12.66 A 64642 D Common Stock 2013-02-26 4 S 0 38202 22.2669 D 26440 D Common Stock 2013-02-27 4 M 0 7560 12.66 A 34000 D Common Stock 2013-02-27 4 S 0 10300 22.4192 D 23700 D Employee Stock Option (right to buy) 12.66 2013-02-26 4 M 0 38202 0 D 2017-09-30 Common Stock 38202 79560 D Employee Stock Option (right to buy) 12.66 2013-02-27 4 M 0 7560 0 D 2017-09-30 Common Stock 7560 72000 D The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $22.0500 to $22.5600. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $22.1700 to $22.7600. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote The option vested in five equal annual installments beginning on August 7, 2008. /s/ Eric C. Scroggins, attorney-in-fact 2013-02-28