0001398344-13-000858.txt : 20130214 0001398344-13-000858.hdr.sgml : 20130214 20130214141131 ACCESSION NUMBER: 0001398344-13-000858 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 EFFECTIVENESS DATE: 20130214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hudock Moyer Wealth Resources, LLC CENTRAL INDEX KEY: 0001543536 IRS NUMBER: 270509052 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15331 FILM NUMBER: 13611552 BUSINESS ADDRESS: STREET 1: 400 MARKET STREET STREET 2: SUITE 200 CITY: WILLIAMSPORT STATE: PA ZIP: 17701 BUSINESS PHONE: 570-326-9500 MAIL ADDRESS: STREET 1: 400 MARKET STREET STREET 2: SUITE 200 CITY: WILLIAMSPORT STATE: PA ZIP: 17701 13F-HR 1 fp0006475_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Hudock Moyer Wealth Resources, LLC Address: 400 Market Street Suite 200 Williamsport, PA 17701 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael J. Hudock, Jr. Title: President Phone: 570-326-9500 Signature, Place, and Date of Signing: /s/ Michael J. Hudock, Jr. Williamsport, PA February 14, 2013 -------------------------- ---------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 581 ----------- Form 13F Information Table Value Total: $ 103,724 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the names(s) and Form 13F file numbers(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- ---------------- --------- ----------- -------------------- ---------- -------- ----------------- VOTING AUTHORITY TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ----------------- NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- ---------------- --------- ----------- ----------- --- ---- ---------- -------- ---- ------ ----- A COM 00846U101 9 211 SH yes none other AA COM 013817101 25 2,882 SH yes none other AAPL COM 037833100 573 1,077 SH yes none other AAXJ MSCI ACJPN IDX 464288182 492 8,124 SH yes none other ABB SPONSORED ADR 000375204 6 276 SH yes none other ABT COM 002824100 37 560 SH yes none other ABX COM 067901108 7 207 SH yes none other ACGL ORD G0450A105 20 450 SH yes none other ADM COM 039483102 37 1,350 SH yes none other ADT COM 00101J106 1 18 SH yes none other ADX COM 006212104 9 866 SH yes none other AEE COM 023608102 9 300 SH yes none other AEO COM 02553E106 9 450 SH yes none other AEP COM 025537101 78 1,821 SH yes none other AGN COM 018490102 158 1,724 SH yes none other AGNC COM 02503X105 29 1,000 SH yes none other AGZ AGENCY BD FD 464288166 17 147 SH yes none other AIG COM NEW 026874784 0 09 SH yes none other AIG WS *W EXP 01/19/202 026874156 0 04 SH yes none other ALE COM NEW 018522300 49 1,200 SH yes none other ALU SPONSORED ADR 013904305 1 627 SH yes none other AME COM 031100100 32 864 SH yes none other AMGN COM 031162100 194 2,250 SH yes none other AMSC COM 030111108 0 50 SH yes none other AMT COM 03027X100 39 503 SH yes none other AMX SPON ADR L SHS 02364W105 21 896 SH yes none other ANH COM 037347101 29 5,000 SH yes none other AOL COM 00184X105 2 75 SH yes none other APA COM 037411105 4 50 SH yes none other APC COM 032511107 104 1,401 SH yes none other APD COM 009158106 9 111 SH yes none other ARCC COM 04010L103 132 8,795 SH yes none other ARG COM 009363102 52 567 SH yes none other ASRV COM 03074A102 3 1,000 SH yes none other ASTM COM NEW 00253U305 0 125 SH yes none other ATI COM 01741R102 3 109 SH yes none other AVNW COM 05366Y102 0 04 SH yes none other AWK COM 030420103 4 100 SH yes none other AZN SPONSORED ADR 046353108 274 7,090 SH yes none other BA COM 097023105 73 974 SH yes none other BAC COM 060505104 217 18,690 SH yes none other BAX COM 071813109 115 1,732 SH yes none other BBBY COM 075896100 2 35 SH yes none other BCF COM 09254B109 2 226 SH yes none other BCS ADR 06738E204 17 1,000 SH yes none other BCS PRA SP ADR 7.1%PF3 06739H776 5 200 SH yes none other BDX COM 075887109 10 134 SH yes none other BEAM COM 073730103 171 2,800 SH yes none other BHP SPONSORED ADR 088606108 85 1,085 SH yes none other BID COM 835898107 0 10 SH yes none other BIIB COM 09062X103 67 460 SH yes none other BIP LP INT UNIT G16252101 91 2,593 SH yes none other BK COM 064058100 22 852 SH yes none other BKF MSCI BRIC INDX 464286657 106 2,585 SH yes none other BKT COM 09247F100 21 2,900 SH yes none other BLDP COM 058586108 0 300 SH yes none other BLK COM 09247X101 5 24 SH yes none other BLL COM 058498106 2 50 SH yes none other BMO COM 063671101 342 5,588 SH yes none other BMY COM 110122108 351 10,765 SH yes none other BND TOTAL BND MRKT 921937835 19,555 289,648 SH yes none other BOE COM 092501105 33 1,892 SH yes none other BOND TOTL RETN ETF 72201R775 5,360 56,927 SH yes none other BP SPONSORED ADR 055622104 37 879 SH yes none other BPOP COM NEW 733174700 4 190 SH yes none other BPT UNIT BEN INT 055630107 10 150 SH yes none other BR COM 11133T103 5 213 SH yes none other BRCD COM NEW 111621306 1 125 SH yes none other BRCM CL A 111320107 18 533 SH yes none other BRK A CL A 084670108 402 03 SH yes none other BRK B CL B NEW 084670702 266 2,964 SH yes none other BRP COM 11283W104 7 382 SH yes none other BSV SHORT TRM BOND 921937827 4,696 69,118 SH yes none other BTE COM 07317Q105 22 500 SH yes none other BTI SPONSORED ADR 110448107 35 350 SH yes none other BTO SH BEN INT NEW 409735206 5 276 SH yes none other BWX BRCLYS INTL ETF 78464A516 10 167 SH yes none other C COM NEW 172967424 45 1,140 SH yes none other CAT COM 149123101 448 5,003 SH yes none other CBU COM 203607106 4 142 SH yes none other CCC COM 129603106 3 200 SH yes none other CCE COM 19122T109 89 2,800 SH yes none other CCL PAIRED CTF 143658300 7 192 SH yes none other CFR COM 229899109 2 32 SH yes none other CHD COM 171340102 2 42 SH yes none other CHG COM 12541M102 163 2,501 SH yes none other CHK COM 165167107 98 5,913 SH yes none other CHRW COM NEW 12541W209 1 21 SH yes none other CII COM 09256A109 2 168 SH yes none other CIM COM 16934Q109 0 14 SH yes none other CIT COM NEW 125581801 47 1,208 SH yes none other CIU BARCLYS INTER CR 464288638 34 302 SH yes none other CL COM 194162103 128 1,227 SH yes none other CLF COM 18683K101 163 4,218 SH yes none other CLNE COM 184499101 4 350 SH yes none other CLX COM 189054109 7 100 SH yes none other CLY 10+ YR CR BD 464289511 19 311 SH yes none other CMCSA CL A 20030N101 57 1,534 SH yes none other CME COM 12572Q105 158 3,128 SH yes none other CMI COM 231021106 38 350 SH yes none other CMS COM 125896100 10 421 SH yes none other CNQ COM 136385101 2 77 SH yes none other CNSL COM 209034107 16 990 SH yes none other CNX COM 20854P109 11 340 SH yes none other COH COM 189754104 17 300 SH yes none other COL COM 774341101 35 600 SH yes none other COP COM 20825C104 117 2,014 SH yes none other COST COM 22160K105 28 286 SH yes none other COV SHS G2554F113 4 62 SH yes none other CP COM 13645T100 2 18 SH yes none other CPB COM 134429109 11 306 SH yes none other CRS COM 144285103 5 100 SH yes none other CSCO COM 17275R102 84 4,262 SH yes none other CSJ BARCLYS 1-3YR CR 464288646 18 166 SH yes none other CTCH SHS NEW M25596202 2 667 SH yes none other CTL COM 156700106 33 856 SH yes none other CVA COM 22282E102 4 200 SH yes none other CVD COM 222816100 6 100 SH yes none other CVH COM 222862104 7 150 SH yes none other CVS COM 126650100 10 212 SH yes none other CVVT Stock 169476207 0 93 SH yes none other CVX COM 166764100 445 4,114 SH yes none other CWH COM SH BEN INT 203233101 8 500 SH yes none other CYS COM 12673A108 131 11,075 SH yes none other CYTK COM 23282W100 1 1,000 SH yes none other CZNC COM 172922106 256 13,525 SH yes none other D COM 25746U109 212 4,096 SH yes none other DAEG COM 233720101 0 291 SH yes none other DBA PS DB AGRICUL FD 73936B408 190 812 SH yes none other DBB DB BASE METALS 73936B705 415 2,268 SH yes none other DBC UNIT BEN INT 73935S105 19 700 SH yes none other DD COM 263534109 139 3,094 SH yes none other DE COM 244199105 1 10 SH yes none other DELL COM 24702R101 12 1,222 SH yes none other DEM EMERG MKTS ETF 97717W315 0 09 SH yes none other DEO SPON ADR NEW 25243Q205 164 1,408 SH yes none other DGX COM 74834L100 23 400 SH yes none other DHR COM 235851102 0 267 SH yes none other DIS COM DISNEY 254687106 436 8,749 SH yes none other DISCA COM SER A 25470F104 2 24 SH yes none other DISCK COM SER C 25470F302 1 24 SH yes none other DJP DJUBS CMDT ETN36 06738C778 103 2,495 SH yes none other DLB COM 25659T107 6 200 SH yes none other DLR COM 253868103 2 31 SH yes none other DLTR COM 256746108 5 134 SH yes none other DNKN COM 265504100 11 341 SH yes none other DNP COM 23325P104 325 34,363 SH yes none other DOV COM 260003108 2 29 SH yes none other DOW COM 260543103 118 3,635 SH yes none other DOX ORD G02602103 1 34 SH yes none other DRL COM NEW 25811P886 1 1,950 SH yes none other DTE COM 233331107 28 460 SH yes none other DTN DIV EX-FINL FD 97717W406 0 103 SH yes none other DUK COM NEW 26441C204 606 9,503 SH yes none other DVA COM 23918K108 3 23 SH yes none other DVY DJ SEL DIV INX 464287168 18 313 SH yes none other EBAY COM 278642103 0 08 SH yes none other ECH MSCI CHILE INVES 464286640 6 100 SH yes none other ED COM 209115104 240 4,320 SH yes none other EEM MSCI EMERG MKT 464287234 676 17,666 SH yes none other EEP COM 29250R106 146 5,249 SH yes none other EEV SHT MSCI NEW 74347X575 7 326 SH yes none other EFA MSCI EAFE INDEX 464287465 83 1,464 SH yes none other EFR COM 27828Q105 16 999 SH yes none other EFT COM 278279104 171 10,032 SH yes none other EGL COM 29285W104 0 02 SH yes none other EGP COM 277276101 1 24 SH yes none other EIM COM 27827X101 21 1,476 SH yes none other ELY COM 131193104 7 1,000 SH yes none other EMB JPMORGAN USD 464288281 56 460 SH yes none other EMC COM 268648102 14 556 SH yes none other EMIF S&P EMRG INFRS 464288216 3 94 SH yes none other EMN COM 277432100 75 1,102 SH yes none other EMR COM 291011104 359 6,787 SH yes none other ENZ COM 294100102 1 380 SH yes none other EPOL POLND INVT MKT 46429B606 7 240 SH yes none other ERF COM 292766102 1 100 SH yes none other ERIC ADR B SEK 10 294821608 0 31 SH yes none other ESBK COM 289660102 51 2,224 SH yes none other ETAK COM NEW 286202205 3 3,000 SH yes none other ETP UNIT LTD PARTN 29273R109 273 6,354 SH yes none other ETR COM 29364G103 195 3,055 SH yes none other EVT COM 27828G107 16 1,166 SH yes none other EW COM 28176E108 25 280 SH yes none other EWH MSCI HONG KONG 464286871 4 188 SH yes none other EWJ MSCI JAPAN 464286848 60 6,149 SH yes none other EWL MSCI SWITZERLD 464286749 1 40 SH yes none other EWM MSCI MALAYSIA 464286830 4 240 SH yes none other EWO MSCI AUSTRIA INV 464286202 7 385 SH yes none other EWS MSCI SINGAPORE 464286673 5 371 SH yes none other EWT MSCI TAIWAN 464286731 1 40 SH yes none other EWY MSCI S KOREA 464286772 1 20 SH yes none other EWZ MSCI BRAZIL 464286400 6 100 SH yes none other EXC COM 30161N101 132 4,448 SH yes none other F COM PAR $0.01 345370860 129 9,968 SH yes none other FAZ DLY FIN BEAR NEW 25459W144 8 558 SH yes none other FB CL A 30303M102 100 3,740 SH yes none other FBHS COM 34964C106 35 1,200 SH yes none other FCN COM 302941109 1 20 SH yes none other FCX COM 35671D857 15 601 SH yes none other FDI COM 347200107 12 750 SH yes none other FDS COM 303075105 2 520 SH yes none other FDX COM 31428X106 10 19 SH yes none other FE COM 337932107 77 104 SH yes none other FII CL B 314211103 1 1,855 SH yes none other FIS COM 31620M106 6 34 SH yes none other FISV COM 337738108 2 184 SH yes none other FLEX ORD Y2573F102 5 27 SH yes none other FNB COM 302520101 193 18,179 SH yes none other FNF CL A 31620R105 10 419 SH yes none other FRI COM 33734G108 20 117 SH yes none other FST COM PAR $0.01 346091705 0 19 SH yes none other FTR COM 35906A108 33 7,654 SH yes none other FULT COM 360271100 22 2,279 SH yes none other FXB BRIT POUND STE 23129S106 8 49 SH yes none other FXD CONSUMR DISCRE 33734X101 20 884 SH yes none other FXG CONSUMR STAPLE 33734X119 20 803 SH yes none other FXH HLTH CARE ALPH 33734X143 20 612 SH yes none other FXS SWEDISH KRONA 23129R108 8 52 SH yes none other GAS COM 001204106 234 5,850 SH yes none other GCC UNIT BEN INT 395258106 7 250 SH yes none other GCVRZ RIGHT 12/31/2020 80105N113 0 260 SH yes none other GD COM 369550108 15 218 SH yes none other GDX GOLD MINER ETF 57060U100 5 100 SH yes none other GDXJ JR GOLD MINERS E 57060U589 1 50 SH yes none other GE COM 369604103 1,398 66,595 SH yes none other GFA SPONS ADR 362607301 7 1,520 SH yes none other GIL COM 375916103 20 536 SH yes none other GIS COM 370334104 10 257 SH yes none other GLAD COM 376535100 1 761 SH yes none other GLCH COM 377341102 1 825 SH yes none other GLD GOLD SHS 78463V107 467 3,180 SH yes none other GLW COM 219350105 309 24,467 SH yes none other GM COM 37045V100 10 336 SH yes none other GM WSA *W EXP 07/10/201 37045V118 6 306 SH yes none other GM WSB *W EXP 07/10/201 37045V126 4 314 SH yes none other GMCR COM 393122106 2 46 SH yes none other GML LATIN AMER ETF 78463X707 4 57 SH yes none other GS COM 38141G104 100 786 SH yes none other GSK SPONSORED ADR 37733W105 37 855 SH yes none other GSM COM 37954N206 6 418 SH yes none other GSX COM 367220100 0 1,000 SH yes none other GXP COM 391164100 47 2,300 SH yes none other HAL COM 406216101 70 2,004 SH yes none other HAS COM 418056107 1 27 SH yes none other HAV COM NEW 42327W206 2 205 SH yes none other HBAN COM 446150104 3 450 SH yes none other HCC COM 404132102 2 53 SH yes none other HCP COM 40414L109 45 1,000 SH yes none other HD COM 437076102 68 1,100 SH yes none other HE COM 419870100 23 924 SH yes none other HFC COM 436106108 1 30 SH yes none other HMC AMERN SHS 438128308 15 400 SH yes none other HME COM 437306103 10 165 SH yes none other HNZ COM 423074103 97 1,678 SH yes none other HOG COM 412822108 20 406 SH yes none other HON COM 438516106 266 4,196 SH yes none other HOS COM 440543106 1 25 SH yes none other HPQ COM 428236103 33 2,333 SH yes none other HPT COM SH BEN INT 44106M102 16 704 SH yes none other HR COM 421946104 29 1,200 SH yes none other HRL COM 440452100 9 300 SH yes none other HRS COM 413875105 1 20 SH yes none other HSIC COM 806407102 2 21 SH yes none other HSKA COM RESTRC NEW 42805E306 1 135 SH yes none other HSP COM 441060100 18 580 SH yes none other HSY COM 427866108 178 2,458 SH yes none other HTS COM 41902R103 3 118 SH yes none other HYD HG YLD MUN ETF 57060U878 4 135 SH yes none other IBB NASDQ BIO INDX 464287556 203 1,476 SH yes none other IBM COM 459200101 943 4,922 SH yes none other IDCC COM 45867G101 370 9,006 SH yes none other IEF BARCLYS 7-10 YR 464287440 22 209 SH yes none other IEI BARCLYS 3-7 YR 464288661 9 77 SH yes none other IEZ DJ OIL EQUIP 464288844 5 100 SH yes none other IGR COM 12504G100 8 930 SH yes none other IJH CORE S&P MCP ETF 464287507 6 63 SH yes none other IJR CORE S&P SCP ETF 464287804 2 28 SH yes none other ILF S&P LTN AM 40 464287390 6 135 SH yes none other ILTB CORE L/T USB ETF 464289479 20 306 SH yes none other IM CL A 457153104 1 67 SH yes none other IMN COM 45245A107 0 17 SH yes none other INGR COM 457187102 65 1,012 SH yes none other INTC COM 458140100 246 11,932 SH yes none other IP COM 460146103 20 500 SH yes none other IQI COM 46133G107 234 17,100 SH yes none other IR SHS G47791101 64 1,334 SH yes none other IRR COM 449810100 0 370 SH yes none other ISCA CL A 460335201 3 104 SH yes none other ITOT CORE S&P TTL STK 464287150 15,495 302,922 SH yes none other IYC CONS SRVC IDX 464287580 8 92 SH yes none other IYF DJ US FINL SEC 464287788 6 95 SH yes none other IYT TRANSP AVE IDX 464287192 9 100 SH yes none other IYZ DJ US TELECOMM 464287713 8 335 SH yes none other JJS ETN DJUBSSOFT 38 06739H230 3 50 SH yes none other JJU ETN DJUBSALUMI38 06739H321 17 700 SH yes none other JKH MID GRWTH INDX 464288307 2 17 SH yes none other JMF COM 67074U103 12 689 SH yes none other JNJ COM 478160104 612 8,727 SH yes none other JNK BRC HGH YLD BD 78464A417 157 3,854 SH yes none other JPM COM 46625H100 325 7,381 SH yes none other JPS COM 67072C105 15 1,627 SH yes none other JWN COM 655664100 6 110 SH yes none other K COM 487836108 46 818 SH yes none other KBE S&P BK ETF 78464A797 5 195 SH yes none other KMB COM 494368103 228 2,698 SH yes none other KMI COM 49456B101 8 214 SH yes none other KMI WS *W EXP 05/25/201 49456B119 0 64 SH yes none other KMP UT LTD PARTNER 494550106 32 395 SH yes none other KO COM 191216100 541 14,918 SH yes none other KOL COAL ETF 57060U837 2 71 SH yes none other KR COM 501044101 11 404 SH yes none other KRFT COM 50076Q106 48 1,050 SH yes none other L COM 540424108 1 30 SH yes none other LCM COM 00765E104 4 408 SH yes none other LF CL A 52186N106 2 260 SH yes none other LH COM NEW 50540R409 2 18 SH yes none other LINE UNIT LTD LIAB 536020100 33 931 SH yes none other LLL COM 502424104 1 12 SH yes none other LMT COM 539830109 14 230 SH yes none other LOW COM 548661107 28 802 SH yes none other LPR COM 54222A106 0 11 SH yes none other LPS COM 52602E102 2 92 SH yes none other LQD IBOXX INV CPBD 464287242 40 332 SH yes none other LSI COM 502161102 1 177 SH yes none other LUV COM 844741108 4 400 SH yes none other LXRX COM 528872104 15 7,000 SH yes none other MAT COM 577081102 69 1,887 SH yes none other MCD COM 580135101 264 2,997 SH yes none other MDLZ CL A 609207105 80 3,159 SH yes none other MDRX COM 01988P108 1 500 SH yes none other MDT COM 585055106 43 1,668 SH yes none other MDU COM 552690109 1 28 SH yes none other MET COM 59156R108 4 136 SH yes none other MFC COM 56501R106 37 3,114 SH yes none other MGA COM 559222401 4 75 SH yes none other MHK COM 608190104 15 167 SH yes none other MJN COM 582839106 9 141 SH yes none other MKC COM NON VTG 579780206 19 300 SH yes none other MMC COM 571748102 3 93 SH yes none other MMM COM 88579Y101 212 2,286 SH yes none other MNKD COM 56400P201 0 200 SH yes none other MO COM 02209S103 89 2,833 SH yes none other MON COM 61166W101 10 103 SH yes none other MOO AGRIBUS ETF 57060U605 408 9,284 SH yes none other MOS COM 61945C103 6 102 SH yes none other MRK COM 58933Y105 915 22,343 SH yes none other MS COM NEW 617446448 19 1,000 SH yes none other MSB CTF BEN INT 590672101 22 850 SH yes none other MSFT COM 594918104 133 4,984 SH yes none other MSI COM NEW 620076307 1 10 SH yes none other MTB COM 55261F104 990 10,050 SH yes none other MYL COM 628530107 35 1,465 SH yes none other NAVB COM 63937X103 83 29,500 SH yes none other NBL COM 655044105 95 932 SH yes none other NCQ COM 66988K102 0 97 SH yes none other NDAQ COM 631103108 1 30 SH yes none other NEE COM 65339F101 16 237 SH yes none other NEM COM 651639106 7 160 SH yes none other NENE Stock 643848203 2 2,000 SH yes none other NFG COM 636180101 52 1,024 SH yes none other NGG SPON ADR NEW 636274300 388 6,754 SH yes none other NHF COM 65340G106 1 100 SH yes none other NHI COM 63633D104 28 500 SH yes none other NIM SH BEN INT 67061T101 144 13,902 SH yes none other NKTR COM 640268108 1 150 SH yes none other NLY COM 035710409 3 228 SH yes none other NOC COM 666807102 10 142 SH yes none other NOK SPONSORED ADR 654902204 5 1,314 SH yes none other NORW GLOB X NOR ETF 37950E747 2 100 SH yes none other NOV COM 637071101 0 251 SH yes none other NPM COM 67063W102 66 4,370 SH yes none other NPX COM 6706D8104 0 25 SH yes none other NPY COM 67061F101 311 20,613 SH yes none other NRG COM NEW 629377508 0 06 SH yes none other NSC COM 655844108 461 7,447 SH yes none other NTAP COM 64110D104 7 200 SH yes none other NUV COM 670928100 15 1,442 SH yes none other NVE COM 67073Y106 31 1,714 SH yes none other NVS SPONSORED ADR 66987V109 11 170 SH yes none other NWL COM 651229106 32 1,445 SH yes none other NYX COM 629491101 9 281 SH yes none other O COM 756109104 136 3,380 SH yes none other OC WSB *W EXP 10/31/201 690742127 0 18 SH yes none other OCLR COM NEW 67555N206 3 2,000 SH yes none other OI COM NEW 690768403 6 300 SH yes none other OIL IPSP CROIL ETN 06738C786 2 100 SH yes none other OKE COM 682680103 2 46 SH yes none other ORCL COM 68389X105 47 1,424 SH yes none other ORLY COM 67103H107 3 37 SH yes none other OXBT COM NEW 69207P209 0 113 SH yes none other PAO BLNCD GRWTH PORT 73936Q405 3,086 286,533 SH yes none other PAYX COM 704326107 22 715 SH yes none other PBCT COM 712704105 8 642 SH yes none other PBI COM 724479100 6 533 SH yes none other PBR SPONSORED ADR 71654V408 0 13 SH yes none other PCEF CEF INC COMPST 73936Q843 0 235 SH yes none other PCG COM 69331C108 24 600 SH yes none other PCY SOVEREIGN DEBT 73936T573 13 414 SH yes none other PDLI COM 69329Y104 7 964 SH yes none other PEG COM 744573106 338 11,044 SH yes none other PENN COM 707569109 48 975 SH yes none other PEP COM 713448108 444 6,487 SH yes none other PETM COM 716768106 4 56 SH yes none other PFE COM 717081103 643 26,988 SH yes none other PFF US PFD STK IDX 464288687 40 1,022 SH yes none other PG COM 742718109 372 5,501 SH yes none other PGF FINL PFD PTFL 73935X229 0 229 SH yes none other PGM ETN DJUBSPLATM38 06739H255 35 1,000 SH yes none other PGP COM 722011103 37 2,051 SH yes none other PHG NY REG SH NEW 500472303 3 107 SH yes none other PHK COM SHS 722014107 34 3,208 SH yes none other PHYS UNIT 85207H104 15 1,062 SH yes none other PLD COM 74340W103 27 744 SH yes none other PM COM 718172109 235 2,812 SH yes none other PMF COM 72200R107 22 1,424 SH yes none other PMTC COM NEW 699173209 1 40 SH yes none other PMX COM 72201A103 8 650 SH yes none other PNC COM 693475105 85 1,459 SH yes none other PNR SHS H6169Q108 0 08 SH yes none other POM COM 713291102 19 962 SH yes none other POST COM 737446104 0 05 SH yes none other POT COM 73755L107 8 206 SH yes none other PPG COM 693506107 124 918 SH yes none other PPL COM 69351T106 1,250 45,550 SH yes none other PRU COM 744320102 132 2,472 SH yes none other PSX COM 718546104 31 578 SH yes none other PTEN COM 703481101 1 27 SH yes none other PWAV COM NEW 739363307 0 63 SH yes none other PWOD COM 708430103 632 16,883 SH yes none other PX COM 74005P104 0 182 SH yes none other PXD COM 723787107 10 91 SH yes none other PXN LX NANOTCH PTF 73935X633 29 4,878 SH yes none other PZA INSUR NATL MUN 73936T474 8 300 SH yes none other QCOM COM 747525103 40 639 SH yes none other QQQ UNIT SER 1 73935A104 788 13,530 SH yes none other RAD COM 767754104 0 200 SH yes none other RAH COM 751028101 1 10 SH yes none other RCL COM V7780T103 24 700 SH yes none other RDS A SPONS ADR A 780259206 343 4,978 SH yes none other RDS B SPON ADR B 780259107 220 3,102 SH yes none other REMX MINOR METALS 57060U472 11 850 SH yes none other REXX COM 761565100 7 500 SH yes none other RGC CL A 758766109 25 1,777 SH yes none other RIG REG SHS H8817H100 13 288 SH yes none other RIMM COM 760975102 7 600 SH yes none other RIO SPONSORED ADR 767204100 46 800 SH yes none other ROK COM 773903109 50 600 SH yes none other RRC COM 75281A109 3 44 SH yes none other RSX RUSSIA ETF 57060U506 15 499 SH yes none other RTIX COM 74975N105 0 12 SH yes none other RTN COM NEW 755111507 17 300 SH yes none other RYN COM 754907103 10 200 SH yes none other SAN ADR 05964H105 19 3,927 SH yes none other SD COM 80007P307 20 3,195 SH yes none other SDS PSHS ULSHT SP500 74347B300 57 1,049 SH yes none other SE COM 847560109 130 4,733 SH yes none other SGEN COM 812578102 23 1,000 SH yes none other SGMO COM 800677106 6 1,000 SH yes none other SGOL SHS 26922Y105 40 245 SH yes none other SHAW COM 820280105 2 43 SH yes none other SHY BARCLYS 1-3 YR 464287457 4 43 SH yes none other SIRI COM 82967N108 14 4,690 SH yes none other SJM COM NEW 832696405 5 62 SH yes none other SJT UNIT BEN INT 798241105 4 288 SH yes none other SKF PSHS ULTSHT FINL 74347X146 7 198 SH yes none other SLB COM 806857108 27 396 SH yes none other SLCA COM 90346E103 5 275 SH yes none other SLV ISHARES 46428Q109 990 52,256 SH yes none other SNBC COM 86663B102 0 02 SH yes none other SNH SH BEN INT 81721M109 5 200 SH yes none other SNI CL A COM 811065101 12 208 SH yes none other SNV COM 87161C105 4 1,570 SH yes none other SPG COM 828806109 316 2,000 SH yes none other SPH UNIT LTD PARTN 864482104 81 2,080 SH yes none other SPY TR UNIT 78462F103 4 25 SH yes none other SRS REAL EST NEW 11 74348A871 7 298 SH yes none other SSP CL A NEW 811054402 1 68 SH yes none other SSRI COM 82823L106 1 61 SH yes none other STP ADR 86800C104 0 10 SH yes none other SUSQ COM 869099101 173 16,502 SH yes none other SXL COM UNITS 86764L108 1 20 SH yes none other SYK COM 863667101 4 81 SH yes none other SYY COM 871829107 17 535 SH yes none other T COM 00206R102 1,028 30,607 SH yes none other TA COM 894174101 0 47 SH yes none other TAP CL B 60871R209 11 246 SH yes none other TBF SHRT 20+YR TRE 74347X849 114 3,865 SH yes none other TBT PSHS ULTSH 20YRS 74347B201 15 235 SH yes none other TDC COM 88076W103 0 04 SH yes none other TDF COM 88018T101 76 2,658 SH yes none other TDS COM NEW 879433829 139 6,272 SH yes none other TDW COM 886423102 5 112 SH yes none other TE COM 872375100 41 2,453 SH yes none other TECD COM 878237106 2 47 SH yes none other TEG COM 45822P105 10 200 SH yes none other TEL REG SHS H84989104 4 101 SH yes none other TEVA ADR 881624209 78 2,100 SH yes none other TFI NUVN BRCLY MUNI 78464A458 4,197 236,521 SH yes none other TGT COM 87612E106 20 338 SH yes none other THD MSCI THAILAND 464286624 4 50 SH yes none other TIP BARCLYS TIPS BD 464287176 18 149 SH yes none other TJX COM 872540109 18 414 SH yes none other TLH BARCLYS 10-20YR 464288653 20 146 SH yes none other TLM COM 87425E103 1 108 SH yes none other TLT BARCLYS 20+ YR 464287432 4 35 SH yes none other TM SP ADR REP2COM 892331307 41 443 SH yes none other TNH COM UNIT 881005201 8 39 SH yes none other TOT SPONSORED ADR 89151E109 146 2,811 SH yes none other TRF COM 88022F105 52 3,551 SH yes none other TRN COM 896522109 38 1,049 SH yes none other TSN CL A 902494103 4 201 SH yes none other TSO COM 881609101 3 67 SH yes none other TSU SPONSORED ADR 88706P205 1 36 SH yes none other TTT ULTPRO SH 20YR 74347X740 17 1,000 SH yes none other TU NON-VTG SHS 87971M202 5 72 SH yes none other TUR MSCI TURKEY FD 464286715 7 107 SH yes none other TWC COM 88732J207 28 285 SH yes none other TWO COM 90187B101 22 2,000 SH yes none other TWX COM NEW 887317303 56 1,165 SH yes none other TXT COM 883203101 48 1,920 SH yes none other TYC SHS H89128104 1 37 SH yes none other UA CL A 904311107 2 35 SH yes none other UDR COM 902653104 33 1,388 SH yes none other UGI COM 902681105 20 600 SH yes none other UN N Y SHS NEW 904784709 40 1,050 SH yes none other UNG UNIT PAR $0.001 912318201 115 6,188 SH yes none other UNP COM 907818108 392 3,119 SH yes none other UPS CL B 911312106 21 280 SH yes none other USB COM NEW 902973304 59 1,836 SH yes none other USCI COMM IDX FND 911717106 3,160 67,467 SH yes none other UTX COM 913017109 139 1,701 SH yes none other UYG ULTRA FNCLS NEW 74347X633 0 05 SH yes none other V COM CL A 92826C839 1 07 SH yes none other VBK SML CP GRW ETF 922908595 2 21 SH yes none other VIAB CL B 92553P201 12 225 SH yes none other VLO COM 91913Y100 19 560 SH yes none other VNQ REIT ETF 922908553 7 111 SH yes none other VNR COM UNIT 92205F106 30 1,160 SH yes none other VO MID CAP ETF 922908629 8 97 SH yes none other VOD SPONS ADR NEW 92857W209 91 3,598 SH yes none other VPG COM 92835K103 0 01 SH yes none other VPL MSCI PAC ETF 922042866 17 310 SH yes none other VPV COM 46132K109 951 62,127 SH yes none other VSH COM 928298108 0 18 SH yes none other VT TT WRLD ST ETF 922042742 3 70 SH yes none other VTA COM 46132R104 8 660 SH yes none other VTI TOTAL STK MKT 922908769 352 4,802 SH yes none other VTR COM 92276F100 36 550 SH yes none other VWO MSCI EMR MKT ETF 922042858 852 19,132 SH yes none other VXX IPATH S&P500 VIX 06740C188 1 25 SH yes none other VZ COM 92343V104 1,096 25,319 SH yes none other WABC COM 957090103 1 18 SH yes none other WAG COM 931422109 20 544 SH yes none other WEC COM 976657106 33 900 SH yes none other WFC COM 949746101 1,878 54,948 SH yes none other WGL COM 92924F106 16 400 SH yes none other WHR COM 963320106 20 200 SH yes none other WHX TR UNIT 966389108 2 425 SH yes none other WIN COM 97381W104 48 5,753 SH yes none other WIP DB INT GVT ETF 78464A490 8 125 SH yes none other WIW COM 95766R104 0 09 SH yes none other WMK COM 948849104 12 297 SH yes none other WMT COM 931142103 210 3,074 SH yes none other WR COM 95709T100 40 1,400 SH yes none other WSH SHS G96666105 1 40 SH yes none other WTR COM 03836W103 57 2,228 SH yes none other WU COM 959802109 8 584 SH yes none other X COM 912909108 24 1,000 SH yes none other XBI S&P BIOTECH 78464A870 2 20 SH yes none other XEL COM 98389B100 85 3,200 SH yes none other XES OILGAS EQUIP 78464A748 7 205 SH yes none other XLF SBI INT-FINL 81369Y605 18 1,087 SH yes none other XLY SBI CONS DISCR 81369Y407 8 170 SH yes none other XOM COM 30231G102 3,352 38,734 SH yes none other XPH S&P PHARMAC 78464A722 25 450 SH yes none other XRX COM 984121103 1 100 SH yes none other XTEX COM 22765U102 0 12 SH yes none other YHOO COM 984332106 10 500 SH yes none other YUM COM 988498101 8 125 SH yes none other ZMH COM 98956P102 36 542 SH yes none other