0001543509-12-000004.txt : 20121130 0001543509-12-000004.hdr.sgml : 20121130 20121130162311 ACCESSION NUMBER: 0001543509-12-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121128 FILED AS OF DATE: 20121130 DATE AS OF CHANGE: 20121130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wanaselja James L. CENTRAL INDEX KEY: 0001543509 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 121234936 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46222 FORMER NAME: FORMER CONFORMED NAME: Wanaselia James L. DATE OF NAME CHANGE: 20120229 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 4700 West 10th Street CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: 4700 West 10th Street CITY: Indianapolis STATE: IN ZIP: 46222 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2012-11-28 0 0001411207 Allison Transmission Holdings Inc ALSN 0001543509 Wanaselja James L. ONE ALLISON WAY INDIANAPOLIS IN 46222 0 1 0 0 VP, NAFTA Common Stock 2012-11-28 4 M 0 1800 8.44 A 19500 D Common Stock 2012-11-28 4 S 0 1800 21 D 17700 D Common Stock 2012-11-29 4 M 0 23444 8.44 A 41144 D Common Stock 2012-11-29 4 S 0 23444 21.0306 D 17700 D Employee Stock Option (right to buy) 8.44 2012-11-28 4 M 0 1800 0 D 2017-09-30 Common Stock 1800 166652 D Employee Stock Option (right to buy) 8.44 2012-11-29 4 M 0 23444 0 D 2017-09-30 Common Stock 23444 143208 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2012. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $21.0000 to $21.2000. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The option vested in five equal annual installments beginning on August 7, 2008. /s/ Eric C. Scroggins 2012-11-30