0001411207-13-000168.txt : 20130920
0001411207-13-000168.hdr.sgml : 20130920
20130920153151
ACCESSION NUMBER: 0001411207-13-000168
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130918
FILED AS OF DATE: 20130920
DATE AS OF CHANGE: 20130920
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allison Transmission Holdings Inc
CENTRAL INDEX KEY: 0001411207
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
BUSINESS PHONE: (317) 242-5000
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wanaselja James L.
CENTRAL INDEX KEY: 0001543509
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35456
FILM NUMBER: 131107823
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46222
FORMER NAME:
FORMER CONFORMED NAME: Wanaselia James L.
DATE OF NAME CHANGE: 20120229
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-09-18
0001411207
Allison Transmission Holdings Inc
ALSN
0001543509
Wanaselja James L.
ONE ALLISON WAY
INDIANAPOLIS
IN
46222
0
1
0
0
VP, NA Mkt Sales & Service
Common Stock
2013-09-18
4
M
0
15200
12.66
A
39811
D
Common Stock
2013-09-18
4
S
0
15200
24.8989
D
24611
D
Common Stock
2013-09-19
4
M
0
7800
12.66
A
32411
D
Common Stock
2013-09-19
4
S
0
7800
24.8762
D
24611
D
Employee Stock Option (right to buy)
12.66
2013-09-18
4
M
0
15200
0
D
2017-09-30
Common Stock
15200
95989
D
Employee Stock Option (right to buy)
12.66
2013-09-19
4
M
0
7800
0
D
2017-09-30
Common Stock
7800
88189
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2013.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $24.6400 to $25.1300. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set fort in this footnote.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $24.8000 to $25.1300. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set fort in this footnote.
The option vested in five equal annual installments beginning on August 7, 2008.
/s/ Eric C. Scroggins, attorney-in-fact
2013-09-20