0001411207-13-000123.txt : 20130716 0001411207-13-000123.hdr.sgml : 20130716 20130716160223 ACCESSION NUMBER: 0001411207-13-000123 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130712 FILED AS OF DATE: 20130716 DATE AS OF CHANGE: 20130716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wanaselja James L. CENTRAL INDEX KEY: 0001543509 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 13970469 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46222 FORMER NAME: FORMER CONFORMED NAME: Wanaselia James L. DATE OF NAME CHANGE: 20120229 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-07-12 0001411207 Allison Transmission Holdings Inc ALSN 0001543509 Wanaselja James L. ONE ALLISON WAY INDIANAPOLIS IN 46222 0 1 0 0 VP, NA Mkt Sales & Service Common Stock 2013-07-12 4 M 0 3000 12.66 A 27611 D Common Stock 2013-07-12 4 S 0 3000 24.5013 D 24611 D Common Stock 2013-07-15 4 M 0 3700 12.66 A 28311 D Common Stock 2013-07-15 4 S 0 3700 24.5773 D 24611 D Employee Stock Option (right to buy) 12.66 2013-07-12 4 M 0 3000 0 D 2017-09-30 Common Stock 3000 218089 D Employee Stock Option (right to buy) 12.66 2013-07-15 4 M 0 3700 0 D 2017-09-30 Common Stock 3700 214389 D The exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2013. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from 24.5000 to 24.5100. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set fort in this footnote. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from 24.5000 to 24.7400. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set fort in this footnote. The option vested in five equal annual installments beginning on August 7, 2008. /s/ Eric C. Scroggins, attorney-in-fact 2013-07-16