0001411207-13-000123.txt : 20130716
0001411207-13-000123.hdr.sgml : 20130716
20130716160223
ACCESSION NUMBER: 0001411207-13-000123
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130712
FILED AS OF DATE: 20130716
DATE AS OF CHANGE: 20130716
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allison Transmission Holdings Inc
CENTRAL INDEX KEY: 0001411207
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
BUSINESS PHONE: (317) 242-5000
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wanaselja James L.
CENTRAL INDEX KEY: 0001543509
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35456
FILM NUMBER: 13970469
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46222
FORMER NAME:
FORMER CONFORMED NAME: Wanaselia James L.
DATE OF NAME CHANGE: 20120229
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-07-12
0001411207
Allison Transmission Holdings Inc
ALSN
0001543509
Wanaselja James L.
ONE ALLISON WAY
INDIANAPOLIS
IN
46222
0
1
0
0
VP, NA Mkt Sales & Service
Common Stock
2013-07-12
4
M
0
3000
12.66
A
27611
D
Common Stock
2013-07-12
4
S
0
3000
24.5013
D
24611
D
Common Stock
2013-07-15
4
M
0
3700
12.66
A
28311
D
Common Stock
2013-07-15
4
S
0
3700
24.5773
D
24611
D
Employee Stock Option (right to buy)
12.66
2013-07-12
4
M
0
3000
0
D
2017-09-30
Common Stock
3000
218089
D
Employee Stock Option (right to buy)
12.66
2013-07-15
4
M
0
3700
0
D
2017-09-30
Common Stock
3700
214389
D
The exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2013.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from 24.5000 to 24.5100. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set fort in this footnote.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from 24.5000 to 24.7400. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set fort in this footnote.
The option vested in five equal annual installments beginning on August 7, 2008.
/s/ Eric C. Scroggins, attorney-in-fact
2013-07-16