0001411207-14-000024.txt : 20140211 0001411207-14-000024.hdr.sgml : 20140211 20140211155754 ACCESSION NUMBER: 0001411207-14-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140207 FILED AS OF DATE: 20140211 DATE AS OF CHANGE: 20140211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Scroggins Eric C. CENTRAL INDEX KEY: 0001543507 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 14594276 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46222 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-02-07 0001411207 Allison Transmission Holdings Inc ALSN 0001543507 Scroggins Eric C. ONE ALLISON WAY INDIANAPOLIS IN 46222 0 1 0 0 VP, Gen. Counsel and Secretary Common Stock 2014-02-07 4 M 0 32500 16.88 A 49247 D Common Stock 2014-02-07 4 S 0 32500 29.1443 D 16747 D Employee Stock Option (right to buy) 16.88 2014-02-07 4 M 0 32500 0 D 2018-03-29 Common Stock 32500 33132 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2012. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $28.9000 to $29.3300. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The option vested in five equal annual installments beginning on December 17, 2008. /s/ Eric C. Scroggins 2014-02-11