0001411207-13-000030.txt : 20130220
0001411207-13-000030.hdr.sgml : 20130220
20130220155335
ACCESSION NUMBER: 0001411207-13-000030
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130215
FILED AS OF DATE: 20130220
DATE AS OF CHANGE: 20130220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Scroggins Eric C.
CENTRAL INDEX KEY: 0001543507
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35456
FILM NUMBER: 13626656
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allison Transmission Holdings Inc
CENTRAL INDEX KEY: 0001411207
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
BUSINESS PHONE: (317) 242-5000
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-02-15
0001411207
Allison Transmission Holdings Inc
ALSN
0001543507
Scroggins Eric C.
ONE ALLISON WAY
INDIANAPOLIS
IN
46222
0
1
0
0
VP, Gen. Counsel and Secretary
Common Stock
2013-02-15
4
M
0
5100
8.44
A
13367
D
Common Stock
2013-02-15
4
S
0
5100
23.9446
D
8267
D
Common Stock
2013-02-19
4
M
0
3900
8.44
A
12167
D
Common Stock
2013-02-19
4
S
0
3900
23.9888
D
8267
D
Employee Stock Option (right to buy)
8.44
2013-02-15
4
M
0
5100
0
D
2018-03-29
Common Stock
5100
12675
D
Employee Stock Option (right to buy)
8.44
2013-02-19
4
M
0
3900
0
D
2018-03-29
Common Stock
3900
8775
D
The exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2012.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $23.9000 to $24.0100. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $23.9000 to $24.0900. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The option vested in five equal annual installments beginning on December 17, 2008.
/s/ Eric C. Scroggins
2013-02-20