0001411207-13-000029.txt : 20130219
0001411207-13-000029.hdr.sgml : 20130219
20130215155915
ACCESSION NUMBER: 0001411207-13-000029
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130213
FILED AS OF DATE: 20130215
DATE AS OF CHANGE: 20130215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Scroggins Eric C.
CENTRAL INDEX KEY: 0001543507
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35456
FILM NUMBER: 13619653
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allison Transmission Holdings Inc
CENTRAL INDEX KEY: 0001411207
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
BUSINESS PHONE: (317) 242-5000
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-02-13
0001411207
Allison Transmission Holdings Inc
ALSN
0001543507
Scroggins Eric C.
ONE ALLISON WAY
INDIANAPOLIS
IN
46222
0
1
0
0
VP, Gen. Counsel and Secretary
Common Stock
2013-02-13
4
M
0
900
8.44
A
9167
D
Common Stock
2013-02-13
4
S
0
900
23.9033
D
8267
D
Common Stock
2013-02-14
4
M
0
2800
8.44
A
11067
D
Common Stock
2013-02-14
4
S
0
2800
23.908
D
8267
D
Employee Stock Option (right to buy)
8.44
2013-02-13
4
M
0
900
0
D
2018-03-29
Common Stock
900
20575
D
Employee Stock Option (right to buy)
8.44
2013-02-14
4
M
0
2800
0
D
2018-03-29
Common Stock
2800
17775
D
The exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2012.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $23.9000 to $23.9100. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $23.9000 to $23.9400. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The option vested in five equal annual installments beginning on December 17, 2008.
/s/ Eric C. Scroggins
2013-02-15