0001411207-14-000289.txt : 20141217 0001411207-14-000289.hdr.sgml : 20141217 20141217150850 ACCESSION NUMBER: 0001411207-14-000289 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141215 FILED AS OF DATE: 20141217 DATE AS OF CHANGE: 20141217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Graziosi David S. CENTRAL INDEX KEY: 0001543492 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 141292323 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46222 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-12-15 0001411207 Allison Transmission Holdings Inc ALSN 0001543492 Graziosi David S. ONE ALLISON WAY INDIANAPOLIS IN 46222 0 1 0 0 Exec VP, CFO and Treasurer Common Stock 2014-12-15 4 M 0 85000 A 230884 D Common Stock 2014-12-15 4 F 0 39398 33.62 D 191486 D Common Stock 2014-12-15 4 M 0 2912 A 194398 D Common Stock 2014-12-15 4 F 0 1355 33.62 D 193043 D Restricted Stock Units 2014-12-15 4 M 0 85000 0 D Common Stock 85000 0 D Dividend Equivalent Rights 2014-12-15 4 M 0 2912 0 D Common Stock 2912 393 D Settlement of restricted stock units ("RSUs"). On December 21, 2012, the reporting person was granted 150,000 RSUs, vesting in two installments as follows: 65,000 on June 30, 2013 and 85,000 on December 15, 2014. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs. Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs. Eric C. Scroggins, attorney-in-fact 2014-12-17