0001411207-13-000190.txt : 20131203 0001411207-13-000190.hdr.sgml : 20131203 20131203155730 ACCESSION NUMBER: 0001411207-13-000190 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131129 FILED AS OF DATE: 20131203 DATE AS OF CHANGE: 20131203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Graziosi David S. CENTRAL INDEX KEY: 0001543492 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 131254443 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46222 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-11-29 0001411207 Allison Transmission Holdings Inc ALSN 0001543492 Graziosi David S. ONE ALLISON WAY INDIANAPOLIS IN 46222 0 1 0 0 Exec VP, CFO and Treasurer Common Stock 2013-11-29 4 M 0 8800 8.44 A 94784 D Common Stock 2013-11-29 4 S 0 8800 27.377 D 85984 D Common Stock 2013-12-02 4 M 0 31217 8.44 A 117201 D Common Stock 2013-12-02 4 S 0 31217 27.1207 D 85984 D Employee Stock Option (right to buy) 8.44 2013-11-29 4 M 0 8800 0 D 2017-11-13 Common Stock 8800 45456 D Employee Stock Option (right to buy) 8.44 2013-12-02 4 M 0 31217 0 D 2017-11-13 Common Stock 31217 14239 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2013. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $26.9000 to 27.5200. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $26.9600 to 27.2900. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The option vested in five equal annual installments beginning on November 13, 2008. /s/ Eric C. Scroggins, attorney-in-fact 2013-12-03