0001411207-13-000021.txt : 20130211
0001411207-13-000021.hdr.sgml : 20130211
20130211163031
ACCESSION NUMBER: 0001411207-13-000021
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130207
FILED AS OF DATE: 20130211
DATE AS OF CHANGE: 20130211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Graziosi David S.
CENTRAL INDEX KEY: 0001543492
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35456
FILM NUMBER: 13592032
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allison Transmission Holdings Inc
CENTRAL INDEX KEY: 0001411207
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
BUSINESS PHONE: (317) 242-5000
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-02-07
0001411207
Allison Transmission Holdings Inc
ALSN
0001543492
Graziosi David S.
ONE ALLISON WAY
INDIANAPOLIS
IN
46222
0
1
0
0
Exec VP, CFO and Treasurer
Common Stock
2013-02-07
4
M
0
2300
8.44
A
53145
D
Common Stock
2013-02-07
4
S
0
2300
23.02
D
50845
D
Common Stock
2013-02-08
4
M
0
17300
8.44
A
68145
D
Common Stock
2013-02-08
4
S
0
17300
23.2282
D
50845
D
Employee Stock Option (right to buy)
8.44
2013-02-07
4
M
0
2300
0
D
2017-11-13
Common Stock
2300
71556
D
Employee Stock Option (right to buy)
8.44
2013-02-08
4
M
0
17300
0
D
2017-11-13
Common Stock
17300
54256
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2012.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $23.0000 to 23.1100. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $23.0000 to 23.3950. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The option vested in five equal annual installments beginning on November 13, 2008.
/s/ Eric C. Scroggins, attorney-in-fact
2013-02-11