0000911916-14-000131.txt : 20141103 0000911916-14-000131.hdr.sgml : 20141103 20141103165605 ACCESSION NUMBER: 0000911916-14-000131 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141030 FILED AS OF DATE: 20141103 DATE AS OF CHANGE: 20141103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Graziosi David S. CENTRAL INDEX KEY: 0001543492 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 141190112 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46222 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-10-30 0001411207 Allison Transmission Holdings Inc ALSN 0001543492 Graziosi David S. ONE ALLISON WAY INDIANAPOLIS IN 46222 0 1 0 0 Exec VP, CFO and Treasurer Common Stock 2014-10-30 4 M 0 50000 12.66 A 195884 D Common Stock 2014-10-30 4 S 0 50000 32.1012 D 145884 D Employee Stock Option (right to buy) 12.66 2014-10-30 4 M 0 50000 0 D 2017-11-13 Common Stock 50000 31696 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $32.0000 to $32.2000. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The option vested in five equal annual installments beginning on November 13, 2008. Eric C. Scroggins, attorney-in-fact 2014-11-03