0001411207-14-000106.txt : 20140418 0001411207-14-000106.hdr.sgml : 20140418 20140418151424 ACCESSION NUMBER: 0001411207-14-000106 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140417 FILED AS OF DATE: 20140418 DATE AS OF CHANGE: 20140418 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dyer Edward L. CENTRAL INDEX KEY: 0001543491 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 14772095 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46222 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-04-17 0001411207 Allison Transmission Holdings Inc ALSN 0001543491 Dyer Edward L. ONE ALLISON WAY INDIANAPOLIS IN 46222 0 1 0 0 VP, Defense Programs Common Stock 2014-04-17 4 M 0 2600 8.44 A 18043 D Common Stock 2014-04-17 4 M 0 4740 8.44 A 22783 D Common Stock 2014-04-17 4 M 0 2312 12.66 A 25095 D Common Stock 2014-04-17 4 S 0 9652 31.0255 D 15443 D Employee Stock Option (right to buy) 8.44 2014-04-17 4 M 0 2600 0 D 2020-06-03 Common Stock 2600 5925 D Employee Stock Option (right to buy) 8.44 2014-04-17 4 M 0 4740 0 D 2021-02-08 Common Stock 4740 1185 D Employee Stock Option (right to buy) 12.66 2014-04-17 4 M 0 2312 0 D 2020-06-03 Common Stock 2312 11123 D The exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.0000 to $31.3000. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The option vested in five equal annual installments beginning on March 1, 2011. /s/ Eric C. Scroggins, attorney-in-fact 2014-04-17