0001543489-12-000002.txt : 20121206 0001543489-12-000002.hdr.sgml : 20121206 20121206171255 ACCESSION NUMBER: 0001543489-12-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121204 FILED AS OF DATE: 20121206 DATE AS OF CHANGE: 20121206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dewey Lawrence E. CENTRAL INDEX KEY: 0001543489 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 121247392 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 4700 West 10th Street CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: 4700 West 10th Street CITY: Indianapolis STATE: IN ZIP: 46222 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2012-12-04 0 0001411207 Allison Transmission Holdings Inc ALSN 0001543489 Dewey Lawrence E. ONE ALLISON WAY INDIANAPOLIS IN 46222 0 1 0 0 Chairman, President & CEO Common Stock 2012-12-04 4 M 0 68600 8.44 A 167882 D Common Stock 2012-12-04 4 S 0 68600 20.0781 D 99282 D Common Stock 2012-12-05 4 M 0 138600 8.44 A 237882 D Common Stock 2012-12-05 4 S 0 138600 19.4906 D 99282 D Employee Stock Option (right to buy) 8.44 2012-12-04 4 M 0 68600 0 D 2017-09-30 Common Stock 68600 658397 D Employee Stock Option (right to buy) 8.44 2012-12-05 4 M 0 138600 0 D 2017-09-30 Common Stock 138600 519797 D The sales reported in this Form 4 were affected pursuant to a Rule 10b5-1 plan adopted by the reporting person on November 19, 2012. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from 19.95 to 20.34. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set fort in this footnote. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from 19.21 to 20.205. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set fort in this footnote. The option vested in five equal installments beginning on August 7, 2008. /s/ Eric C. Scroggins 2012-12-06