0001543489-12-000002.txt : 20121206
0001543489-12-000002.hdr.sgml : 20121206
20121206171255
ACCESSION NUMBER: 0001543489-12-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121204
FILED AS OF DATE: 20121206
DATE AS OF CHANGE: 20121206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dewey Lawrence E.
CENTRAL INDEX KEY: 0001543489
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35456
FILM NUMBER: 121247392
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allison Transmission Holdings Inc
CENTRAL INDEX KEY: 0001411207
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 4700 West 10th Street
CITY: Indianapolis
STATE: IN
ZIP: 46222
BUSINESS PHONE: (317) 242-5000
MAIL ADDRESS:
STREET 1: 4700 West 10th Street
CITY: Indianapolis
STATE: IN
ZIP: 46222
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2012-12-04
0
0001411207
Allison Transmission Holdings Inc
ALSN
0001543489
Dewey Lawrence E.
ONE ALLISON WAY
INDIANAPOLIS
IN
46222
0
1
0
0
Chairman, President & CEO
Common Stock
2012-12-04
4
M
0
68600
8.44
A
167882
D
Common Stock
2012-12-04
4
S
0
68600
20.0781
D
99282
D
Common Stock
2012-12-05
4
M
0
138600
8.44
A
237882
D
Common Stock
2012-12-05
4
S
0
138600
19.4906
D
99282
D
Employee Stock Option (right to buy)
8.44
2012-12-04
4
M
0
68600
0
D
2017-09-30
Common Stock
68600
658397
D
Employee Stock Option (right to buy)
8.44
2012-12-05
4
M
0
138600
0
D
2017-09-30
Common Stock
138600
519797
D
The sales reported in this Form 4 were affected pursuant to a Rule 10b5-1 plan adopted by the reporting person on November 19, 2012.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from 19.95 to 20.34. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set fort in this footnote.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from 19.21 to 20.205. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set fort in this footnote.
The option vested in five equal installments beginning on August 7, 2008.
/s/ Eric C. Scroggins
2012-12-06