0001411207-15-000004.txt : 20150109 0001411207-15-000004.hdr.sgml : 20150109 20150109160106 ACCESSION NUMBER: 0001411207-15-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150107 FILED AS OF DATE: 20150109 DATE AS OF CHANGE: 20150109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dewey Lawrence E. CENTRAL INDEX KEY: 0001543489 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 15519005 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46222 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-01-07 0001411207 Allison Transmission Holdings Inc ALSN 0001543489 Dewey Lawrence E. ONE ALLISON WAY INDIANAPOLIS IN 46222 0 1 0 0 Chairman, President & CEO Common Stock 2015-01-07 4 M 0 125000 12.66 A 448423 D Common Stock 2015-01-07 4 M 0 94200 16.88 A 542623 D Common Stock 2015-01-07 4 S 0 219200 33.0706 D 323423 D Common Stock 2015-01-08 4 M 0 30800 16.88 A 354223 D Common Stock 2015-01-08 4 S 0 30800 32.9532 D 323423 D Employee Stock Option (right to buy) 12.66 2015-01-07 4 M 0 125000 0 D 2017-09-30 Common Stock 125000 270739 D Employee Stock Option (right to buy) 16.88 2015-01-07 4 M 0 94200 0 D 2017-09-30 Common Stock 94200 620928 D Employee Stock Option (right to buy) 16.88 2015-01-08 4 M 0 30800 0 D 2017-09-30 Common Stock 30800 590128 D The sales reported in this Form 4 were affected pursuant to a Rule 10b5-1 plan. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $32.6100 to $33.4000. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $32.8050 to $33.0600. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote. The option vested in five equal installments beginning on August 7, 2008. /s/ Eric C. Scroggins, attorney-in-fact 2015-01-09