0001411207-15-000004.txt : 20150109
0001411207-15-000004.hdr.sgml : 20150109
20150109160106
ACCESSION NUMBER: 0001411207-15-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150107
FILED AS OF DATE: 20150109
DATE AS OF CHANGE: 20150109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allison Transmission Holdings Inc
CENTRAL INDEX KEY: 0001411207
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
BUSINESS PHONE: (317) 242-5000
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dewey Lawrence E.
CENTRAL INDEX KEY: 0001543489
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35456
FILM NUMBER: 15519005
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46222
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2015-01-07
0001411207
Allison Transmission Holdings Inc
ALSN
0001543489
Dewey Lawrence E.
ONE ALLISON WAY
INDIANAPOLIS
IN
46222
0
1
0
0
Chairman, President & CEO
Common Stock
2015-01-07
4
M
0
125000
12.66
A
448423
D
Common Stock
2015-01-07
4
M
0
94200
16.88
A
542623
D
Common Stock
2015-01-07
4
S
0
219200
33.0706
D
323423
D
Common Stock
2015-01-08
4
M
0
30800
16.88
A
354223
D
Common Stock
2015-01-08
4
S
0
30800
32.9532
D
323423
D
Employee Stock Option (right to buy)
12.66
2015-01-07
4
M
0
125000
0
D
2017-09-30
Common Stock
125000
270739
D
Employee Stock Option (right to buy)
16.88
2015-01-07
4
M
0
94200
0
D
2017-09-30
Common Stock
94200
620928
D
Employee Stock Option (right to buy)
16.88
2015-01-08
4
M
0
30800
0
D
2017-09-30
Common Stock
30800
590128
D
The sales reported in this Form 4 were affected pursuant to a Rule 10b5-1 plan.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $32.6100 to $33.4000. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $32.8050 to $33.0600. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.
The option vested in five equal installments beginning on August 7, 2008.
/s/ Eric C. Scroggins, attorney-in-fact
2015-01-09