0001411207-13-000183.txt : 20131114
0001411207-13-000183.hdr.sgml : 20131114
20131114154426
ACCESSION NUMBER: 0001411207-13-000183
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131112
FILED AS OF DATE: 20131114
DATE AS OF CHANGE: 20131114
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allison Transmission Holdings Inc
CENTRAL INDEX KEY: 0001411207
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
BUSINESS PHONE: (317) 242-5000
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dewey Lawrence E.
CENTRAL INDEX KEY: 0001543489
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35456
FILM NUMBER: 131219709
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46222
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-11-12
0001411207
Allison Transmission Holdings Inc
ALSN
0001543489
Dewey Lawrence E.
ONE ALLISON WAY
INDIANAPOLIS
IN
46222
0
1
0
0
Chairman, President & CEO
Common Stock
2013-11-12
4
M
0
7000
8.44
A
160344
D
Common Stock
2013-11-12
4
M
0
10000
12.66
A
170344
D
Common Stock
2013-11-12
4
S
0
17000
24.1644
D
153344
D
Common Stock
2013-11-13
4
M
0
10000
16.88
A
163344
D
Common Stock
2013-11-13
4
S
0
10000
25.80
D
153344
D
Employee Stock Option (right to buy)
8.44
2013-11-12
4
M
0
7000
0
D
2017-09-30
Common Stock
7000
138997
D
Employee Stock Option (right to buy)
12.66
2013-11-12
4
M
0
10000
0
D
2017-09-30
Common Stock
10000
1225739
D
Employee Stock Option (right to buy)
16.88
2013-11-13
4
M
0
10000
0
D
2017-09-30
Common Stock
10000
1470128
D
The sales reported in this Form 4 were affected pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 5, 2013.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from 24.0700 to 24.3400. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of hte SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.
The option vested in five equal installments beginning on August 7, 2008.
/s/ Eric C. Scroggins, attorney-in-fact
2013-11-14