0001411207-13-000183.txt : 20131114 0001411207-13-000183.hdr.sgml : 20131114 20131114154426 ACCESSION NUMBER: 0001411207-13-000183 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131112 FILED AS OF DATE: 20131114 DATE AS OF CHANGE: 20131114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dewey Lawrence E. CENTRAL INDEX KEY: 0001543489 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 131219709 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46222 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-11-12 0001411207 Allison Transmission Holdings Inc ALSN 0001543489 Dewey Lawrence E. ONE ALLISON WAY INDIANAPOLIS IN 46222 0 1 0 0 Chairman, President & CEO Common Stock 2013-11-12 4 M 0 7000 8.44 A 160344 D Common Stock 2013-11-12 4 M 0 10000 12.66 A 170344 D Common Stock 2013-11-12 4 S 0 17000 24.1644 D 153344 D Common Stock 2013-11-13 4 M 0 10000 16.88 A 163344 D Common Stock 2013-11-13 4 S 0 10000 25.80 D 153344 D Employee Stock Option (right to buy) 8.44 2013-11-12 4 M 0 7000 0 D 2017-09-30 Common Stock 7000 138997 D Employee Stock Option (right to buy) 12.66 2013-11-12 4 M 0 10000 0 D 2017-09-30 Common Stock 10000 1225739 D Employee Stock Option (right to buy) 16.88 2013-11-13 4 M 0 10000 0 D 2017-09-30 Common Stock 10000 1470128 D The sales reported in this Form 4 were affected pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 5, 2013. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from 24.0700 to 24.3400. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of hte SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote. The option vested in five equal installments beginning on August 7, 2008. /s/ Eric C. Scroggins, attorney-in-fact 2013-11-14